RFC1893

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Network Working Group G. Vaudreuil Request for Comments: 1893 Octel Network Services Category: Standards Track January 1996

               Enhanced Mail System Status Codes

Status of this Memo

This document specifies an Internet standards track protocol for the Internet community, and requests discussion and suggestions for improvements. Please refer to the current edition of the "Internet Official Protocol Standards" (STD 1) for the standardization state and status of this protocol. Distribution of this memo is unlimited.

Overview

There currently is not a standard mechanism for the reporting of mail system errors except for the limited set offered by SMTP and the system specific text descriptions sent in mail messages. There is a pressing need for a rich machine readable status code for use in delivery status notifications [DSN]. This document proposes a new set of status codes for this purpose.

SMTP [SMTP] error codes have historically been used for reporting mail system errors. Because of limitations in the SMTP code design, these are not suitable for use in delivery status notifications. SMTP provides about 12 useful codes for delivery reports. The majority of the codes are protocol specific response codes such as the 354 response to the SMTP data command. Each of the 12 useful codes are each overloaded to indicate several error conditions each. SMTP suffers some scars from history, most notably the unfortunate damage to the reply code extension mechanism by uncontrolled use. This proposal facilitates future extensibility by requiring the client to interpret unknown error codes according to the theory of codes while requiring servers to register new response codes.

The SMTP theory of reply codes partitioned in the number space such a manner that the remaining available codes will not provide the space needed. The most critical example is the existence of only 5 remaining codes for mail system errors. The mail system classification includes both host and mailbox error conditions. The remaining third digit space would be completely consumed as needed to indicate MIME and media conversion errors and security system errors.

A revision to the SMTP theory of reply codes to better distribute the error conditions in the number space will necessarily be incompatible with SMTP. Further, consumption of the remaining reply-code number

space for delivery notification reporting will reduce the available codes for new ESMTP extensions.

The following proposal is based on the SMTP theory of reply codes. It adopts the success, permanent error, and transient error semantics of the first value, with a further description and classification in the second. This proposal re-distributes the classifications to better distribute the error conditions, such as separating mailbox from host errors.

Status Codes

This document defines a new set of status codes to report mail system conditions. These status codes are intended to be used for media and language independent status reporting. They are not intended for system specific diagnostics.

The syntax of the new status codes is defined as:

      status-code = class "." subject "." detail
      class = "2"/"4"/"5"
      subject = 1*3digit
      detail = 1*3digit

White-space characters and comments are NOT allowed within a status- code. Each numeric sub-code within the status-code MUST be expressed without leading zero digits.

Status codes consist of three numerical fields separated by ".". The first sub-code indicates whether the delivery attempt was successful. The second sub-code indicates the probable source of any delivery anomalies, and the third sub-code indicates a precise error condition.

The codes space defined is intended to be extensible only by standards track documents. Mail system specific status codes should be mapped as close as possible to the standard status codes. Servers should send only defined, registered status codes. System specific errors and diagnostics should be carried by means other than status codes.

New subject and detail codes will be added over time. Because the number space is large, it is not intended that published status codes will ever be redefined or eliminated. Clients should preserve the extensibility of the code space by reporting the general error described in the subject sub-code when the specific detail is unrecognized.

The class sub-code provides a broad classification of the status. The enumerated values the class are defined as:

2.X.X   Success
   Success specifies that the DSN is reporting a positive delivery
   action.  Detail sub-codes may provide notification of
   transformations required for delivery.
4.X.X   Persistent Transient Failure
   A persistent transient failure is one in which the message as
   sent is valid, but some temporary event prevents the successful
   sending of the message.  Sending in the future may be successful.
5.X.X   Permanent Failure
   A permanent failure is one which is not likely to be resolved by
   resending the message in the current form.  Some change to the
   message or the destination must be made for successful delivery.

A client must recognize and report class sub-code even where subsequent subject sub-codes are unrecognized.

The subject sub-code classifies the status. This value applies to each of the three classifications. The subject sub-code, if recognized, must be reported even if the additional detail provided by the detail sub-code is not recognized. The enumerated values for the subject sub-code are:

   X.0.X   Other or Undefined Status
      There is no additional subject information available.
   X.1.X   Addressing Status
      The address status reports on the originator or destination
      address.  It may include address syntax or validity.  These
      errors can generally be corrected by the sender and retried.
   X.2.X   Mailbox Status
      Mailbox status indicates that something having to do with the
      mailbox has cause this DSN.  Mailbox issues are assumed to be
      under the general control of the recipient.
   X.3.X   Mail System Status
      Mail system status indicates that something having to do
      with the destination system has caused this DSN.  System
      issues are assumed to be under the general control of the
      destination system administrator.
   X.4.X   Network and Routing Status
      The networking or routing codes report status about the
      delivery system itself.  These system components include any
      necessary infrastructure such as directory and routing
      services.  Network issues are assumed to be under the
      control of the destination or intermediate system
      administrator.
   X.5.X   Mail Delivery Protocol Status
      The mail delivery protocol status codes report failures
      involving the message delivery protocol.  These failures
      include the full range of problems resulting from
      implementation errors or an unreliable connection.  Mail
      delivery protocol issues may be controlled by many parties
      including the originating system, destination system, or
      intermediate system administrators.
   X.6.X   Message Content or Media Status
      The message content or media status codes report failures
      involving the content of the message.  These codes report
      failures due to translation, transcoding, or otherwise
      unsupported message media.  Message content or media issues
      are under the control of both the sender and the receiver,
      both of whom must support a common set of supported
      content-types.
   X.7.X   Security or Policy Status
      The security or policy status codes report failures
      involving policies such as per-recipient or per-host
      filtering and cryptographic operations.  Security and policy
      status issues are assumed to be under the control of either
      or both the sender and recipient.  Both the sender and
      recipient must permit the exchange of messages and arrange
      the exchange of necessary keys and certificates for
      cryptographic operations.

Enumerated Status Codes

The following section defines and describes the detail sub-code. The detail value provides more information about the status and is defined relative to the subject of the status.

3.1 Other or Undefined Status

   X.0.0   Other undefined Status
      Other undefined status is the only undefined error code. It
      should be used for all errors for which only the class of the
      error is known.

3.2 Address Status

   X.1.0   Other address status
      Something about the address specified in the message caused
      this DSN.
   X.1.1   Bad destination mailbox address
      The mailbox specified in the address does not exist.  For
      Internet mail names, this means the address portion to the
      left of the "@" sign is invalid.  This code is only useful
      for permanent failures.
   X.1.2   Bad destination system address
      The destination system specified in the address does not
      exist or is incapable of accepting mail.  For Internet mail
      names, this means the address portion to the right of the
      "@" is invalid for mail.  This codes is only useful for
      permanent failures.
   X.1.3   Bad destination mailbox address syntax
      The destination address was syntactically invalid.  This can
      apply to any field in the address.  This code is only useful
      for permanent failures.
   X.1.4   Destination mailbox address ambiguous
      The mailbox address as specified matches one or more
      recipients on the destination system.  This may result if a
      heuristic address mapping algorithm is used to map the
      specified address to a local mailbox name.
   X.1.5   Destination address valid
      This mailbox address as specified was valid.  This status
      code should be used for positive delivery reports.
   X.1.6   Destination mailbox has moved, No forwarding address
      The mailbox address provided was at one time valid, but mail
      is no longer being accepted for that address.  This code is
      only useful for permanent failures.
   X.1.7   Bad sender's mailbox address syntax
      The sender's address was syntactically invalid.  This can
      apply to any field in the address.
   X.1.8   Bad sender's system address
      The sender's system specified in the address does not exist
      or is incapable of accepting return mail.  For domain names,
      this means the address portion to the right of the "@" is
      invalid for mail.

3.3 Mailbox Status

   X.2.0   Other or undefined mailbox status
      The mailbox exists, but something about the destination
      mailbox has caused the sending of this DSN.
   X.2.1   Mailbox disabled, not accepting messages
      The mailbox exists, but is not accepting messages.  This may
      be a permanent error if the mailbox will never be re-enabled
      or a transient error if the mailbox is only temporarily
      disabled.
   X.2.2   Mailbox full
      The mailbox is full because the user has exceeded a
      per-mailbox administrative quota or physical capacity.  The
      general semantics implies that the recipient can delete
      messages to make more space available.  This code should be
      used as a persistent transient failure.
   X.2.3   Message length exceeds administrative limit
      A per-mailbox administrative message length limit has been
      exceeded.  This status code should be used when the
      per-mailbox message length limit is less than the general
      system limit.  This code should be used as a permanent
      failure.
   X.2.4   Mailing list expansion problem
      The mailbox is a mailing list address and the mailing list
      was unable to be expanded.  This code may represent a
      permanent failure or a persistent transient failure.

3.4 Mail system status

   X.3.0   Other or undefined mail system status
      The destination system exists and normally accepts mail, but
      something about the system has caused the generation of this
      DSN.
   X.3.1   Mail system full
      Mail system storage has been exceeded.  The general
      semantics imply that the individual recipient may not be
      able to delete material to make room for additional
      messages.  This is useful only as a persistent transient
      error.
   X.3.2   System not accepting network messages
      The host on which the mailbox is resident is not accepting
      messages.  Examples of such conditions include an immanent
      shutdown, excessive load, or system maintenance.  This is
      useful for both permanent and permanent transient errors.
   X.3.3   System not capable of selected features
      Selected features specified for the message are not
      supported by the destination system.  This can occur in
      gateways when features from one domain cannot be mapped onto
      the supported feature in another.
   X.3.4   Message too big for system
      The message is larger than per-message size limit.  This
      limit may either be for physical or administrative reasons.
      This is useful only as a permanent error.
   X.3.5 System incorrectly configured
      The system is not configured in a manner which will permit
      it to accept this message.

3.5 Network and Routing Status

   X.4.0   Other or undefined network or routing status
      Something went wrong with the networking, but it is not
      clear what the problem is, or the problem cannot be well
      expressed with any of the other provided detail codes.
   X.4.1   No answer from host
      The outbound connection attempt was not answered, either
      because the remote system was busy, or otherwise unable to
      take a call.  This is useful only as a persistent transient
      error.
   X.4.2   Bad connection
      The outbound connection was established, but was otherwise
      unable to complete the message transaction, either because
      of time-out, or inadequate connection quality. This is
      useful only as a persistent transient error.
   X.4.3   Directory server failure
      The network system was unable to forward the message,
      because a directory server was unavailable.  This is useful
      only as a persistent transient error.
      The inability to connect to an Internet DNS server is one
      example of the directory server failure error.
   X.4.4   Unable to route
      The mail system was unable to determine the next hop for the
      message because the necessary routing information was
      unavailable from the directory server. This is useful for
      both permanent and persistent transient errors.
      A DNS lookup returning only an SOA (Start of Administration)
      record for a domain name is one example of the unable to
      route error.
   X.4.5   Mail system congestion
      The mail system was unable to deliver the message because
      the mail system was congested. This is useful only as a
      persistent transient error.
   X.4.6   Routing loop detected
      A routing loop caused the message to be forwarded too many
      times, either because of incorrect routing tables or a user
      forwarding loop. This is useful only as a persistent
      transient error.
   X.4.7   Delivery time expired
      The message was considered too old by the rejecting system,
      either because it remained on that host too long or because
      the time-to-live value specified by the sender of the
      message was exceeded. If possible, the code for the actual
      problem found when delivery was attempted should be returned
      rather than this code.  This is useful only as a persistent
      transient error.

3.6 Mail Delivery Protocol Status

   X.5.0   Other or undefined protocol status
      Something was wrong with the protocol necessary to deliver
      the message to the next hop and the problem cannot be well
      expressed with any of the other provided detail codes.
   X.5.1   Invalid command
      A mail transaction protocol command was issued which was
      either out of sequence or unsupported.  This is useful only
      as a permanent error.
   X.5.2   Syntax error
      A mail transaction protocol command was issued which could
      not be interpreted, either because the syntax was wrong or
      the command is unrecognized. This is useful only as a
      permanent error.
   X.5.3   Too many recipients
      More recipients were specified for the message than could
      have been delivered by the protocol.  This error should
      normally result in the segmentation of the message into two,
      the remainder of the recipients to be delivered on a
      subsequent delivery attempt.  It is included in this list in
      the event that such segmentation is not possible.
   X.5.4   Invalid command arguments
      A valid mail transaction protocol command was issued with
      invalid arguments, either because the arguments were out of
      range or represented unrecognized features. This is useful
      only as a permanent error.
   X.5.5   Wrong protocol version
      A protocol version mis-match existed which could not be
      automatically resolved by the communicating parties.

3.7 Message Content or Message Media Status

   X.6.0   Other or undefined media error
      Something about the content of a message caused it to be
      considered undeliverable and the problem cannot be well
      expressed with any of the other provided detail codes.
   X.6.1   Media not supported
      The media of the message is not supported by either the
      delivery protocol or the next system in the forwarding path.
      This is useful only as a permanent error.
   X.6.2   Conversion required and prohibited
      The content of the message must be converted before it can
      be delivered and such conversion is not permitted.  Such
      prohibitions may be the expression of the sender in the
      message itself or the policy of the sending host.
   X.6.3   Conversion required but not supported
      The message content must be converted to be forwarded but
      such conversion is not possible or is not practical by a
      host in the forwarding path.  This condition may result when
      an ESMTP gateway supports 8bit transport but is not able to
      downgrade the message to 7 bit as required for the next hop.
   X.6.4   Conversion with loss performed
      This is a warning sent to the sender when message delivery
      was successfully but when the delivery required a conversion
      in which some data was lost.  This may also be a permanant
      error if the sender has indicated that conversion with loss
      is prohibited for the message.
   X.6.5   Conversion Failed
      A conversion was required but was unsuccessful.  This may be
      useful as a permanent or persistent temporary notification.

3.8 Security or Policy Status

   X.7.0   Other or undefined security status
      Something related to security caused the message to be
      returned, and the problem cannot be well expressed with any
      of the other provided detail codes.  This status code may
      also be used when the condition cannot be further described
      because of security policies in force.
   X.7.1   Delivery not authorized, message refused
      The sender is not authorized to send to the destination.
      This can be the result of per-host or per-recipient
      filtering.  This memo does not discuss the merits of any
      such filtering, but provides a mechanism to report such.
      This is useful only as a permanent error.
   X.7.2   Mailing list expansion prohibited
      The sender is not authorized to send a message to the
      intended mailing list. This is useful only as a permanent
      error.
   X.7.3   Security conversion required but not possible
      A conversion from one secure messaging protocol to another
      was required for delivery and such conversion was not
      possible. This is useful only as a permanent error.
   X.7.4   Security features not supported
      A message contained security features such as secure
      authentication which could not be supported on the delivery
      protocol. This is useful only as a permanent error.
   X.7.5   Cryptographic failure
      A transport system otherwise authorized to validate or
      decrypt a message in transport was unable to do so because
      necessary information such as key was not available or such
      information was invalid.
   X.7.6   Cryptographic algorithm not supported
      A transport system otherwise authorized to validate or
      decrypt a message was unable to do so because the necessary
      algorithm was not supported.
   X.7.7   Message integrity failure
      A transport system otherwise authorized to validate a
      message was unable to do so because the message was
      corrupted or altered.  This may be useful as a permanent,
      transient persistent, or successful delivery code.

References

[SMTP] Postel, J., "Simple Mail Transfer Protocol", STD 10, RFC 821,

   USC/Information Sciences Institute, August 1982.

[DSN] Moore, K., and G. Vaudreuil, "An Extensible Message Format for

   Delivery Status Notifications", RFC 1894, University of
   Tennessee, Octel Network Services, January 1996.

Security Considerations

This document describes a status code system with increased precision. Use of these status codes may disclose additional information about how an internal mail system is implemented beyond that currently available.

Acknowledgments

The author wishes to offer special thanks to Harald Alvestrand, Marko Kaittola, and Keith Moore for their extensive review and constructive suggestions.

Author's Address

Gregory M. Vaudreuil Octel Network Services 17060 Dallas Parkway Suite 214 Dallas, TX 75248-1905

Voice/Fax: +1-214-733-2722 EMail: [email protected]

Appendix - Collected Status Codes

   X.1.0     Other address status
   X.1.1     Bad destination mailbox address
   X.1.2     Bad destination system address
   X.1.3     Bad destination mailbox address syntax
   X.1.4     Destination mailbox address ambiguous
   X.1.5     Destination mailbox address valid
   X.1.6     Mailbox has moved
   X.1.7     Bad sender's mailbox address syntax
   X.1.8     Bad sender's system address
   X.2.0     Other or undefined mailbox status
   X.2.1     Mailbox disabled, not accepting messages
   X.2.2     Mailbox full
   X.2.3     Message length exceeds administrative limit.
   X.2.4     Mailing list expansion problem
   X.3.0     Other or undefined mail system status
   X.3.1     Mail system full
   X.3.2     System not accepting network messages
   X.3.3     System not capable of selected features
   X.3.4     Message too big for system
   X.4.0     Other or undefined network or routing status
   X.4.1     No answer from host
   X.4.2     Bad connection
   X.4.3     Routing server failure
   X.4.4     Unable to route
   X.4.5     Network congestion
   X.4.6     Routing loop detected
   X.4.7     Delivery time expired
   X.5.0     Other or undefined protocol status
   X.5.1     Invalid command
   X.5.2     Syntax error
   X.5.3     Too many recipients
   X.5.4     Invalid command arguments
   X.5.5     Wrong protocol version
   X.6.0     Other or undefined media error
   X.6.1     Media not supported
   X.6.2     Conversion required and prohibited
   X.6.3     Conversion required but not supported
   X.6.4     Conversion with loss performed
   X.6.5     Conversion failed
   X.7.0     Other or undefined security status
   X.7.1     Delivery not authorized, message refused
   X.7.2     Mailing list expansion prohibited
   X.7.3     Security conversion required but not possible
   X.7.4     Security features not supported
   X.7.5     Cryptographic failure
   X.7.6     Cryptographic algorithm not supported
   X.7.7     Message integrity failure