RFC3414

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Network Working Group U. Blumenthal Request for Comments: 3414 B. Wijnen STD: 62 Lucent Technologies Obsoletes: 2574 December 2002 Category: Standards Track

      User-based Security Model (USM) for version 3 of the
          Simple Network Management Protocol (SNMPv3)

Status of this Memo

This document specifies an Internet standards track protocol for the Internet community, and requests discussion and suggestions for improvements. Please refer to the current edition of the "Internet Official Protocol Standards" (STD 1) for the standardization state and status of this protocol. Distribution of this memo is unlimited.

Copyright Notice

Copyright (C) The Internet Society (2002). All Rights Reserved.

Abstract

This document describes the User-based Security Model (USM) for Simple Network Management Protocol (SNMP) version 3 for use in the SNMP architecture. It defines the Elements of Procedure for providing SNMP message level security. This document also includes a Management Information Base (MIB) for remotely monitoring/managing the configuration parameters for this Security Model. This document obsoletes RFC 2574.

1.5. Protection against Message Replay, Delay

1.6.1. User-based Security Model Primitives

1.6.2. User-based Security Model Primitives

2.2.2. msgAuthoritativeEngineBoots and

6.2.4. Services provided by the HMAC-MD5-96

7.2. Elements of the HMAC-SHA-96 Authentication Protocol... 58

7.2.4. Services provided by the HMAC-SHA-96

Contents

Introduction

The Architecture for describing Internet Management Frameworks RFC3411 describes that an SNMP engine is composed of:

1) a Dispatcher, 2) a Message Processing Subsystem, 3) a Security Subsystem, and 4) an Access Control Subsystem.

Applications make use of the services of these subsystems.

It is important to understand the SNMP architecture and the terminology of the architecture to understand where the Security Model described in this document fits into the architecture and interacts with other subsystems within the architecture. The reader is expected to have read and understood the description of the SNMP architecture, as defined in RFC3411.

This memo describes the User-based Security Model as it is used within the SNMP Architecture. The main idea is that we use the traditional concept of a user (identified by a userName) with which to associate security information.

This memo describes the use of HMAC-MD5-96 and HMAC-SHA-96 as the authentication protocols and the use of CBC-DES as the privacy protocol. The User-based Security Model however allows for other such protocols to be used instead of or concurrent with these protocols. Therefore, the description of HMAC-MD5-96, HMAC-SHA-96 and CBC-DES are in separate sections to reflect their self-contained nature and to indicate that they can be replaced or supplemented in the future.

The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this document are to be interpreted as described in RFC2119.

Threats

Several of the classical threats to network protocols are applicable to the network management problem and therefore would be applicable to any SNMP Security Model. Other threats are not applicable to the network management problem. This section discusses principal threats, secondary threats, and threats which are of lesser importance.

The principal threats against which this SNMP Security Model should provide protection are:

- Modification of Information The modification threat is the danger

 that some unauthorized entity may alter in-transit SNMP messages
 generated on behalf of an authorized principal in such a way as to
 effect unauthorized management operations, including falsifying the
 value of an object.

- Masquerade The masquerade threat is the danger that management

 operations not authorized for some user may be attempted by
 assuming the identity of another user that has the appropriate
 authorizations.

Two secondary threats are also identified. The Security Model defined in this memo provides limited protection against:

- Disclosure The disclosure threat is the danger of eavesdropping on

 the exchanges between managed agents and a management station.
 Protecting against this threat may be required as a matter of local
 policy.

- Message Stream Modification The SNMP protocol is typically based

 upon a connection-less transport service which may operate over any
 sub-network service.  The re-ordering, delay or replay of messages
 can and does occur through the natural operation of many such sub-
 network services.  The message stream modification threat is the
 danger that messages may be maliciously re-ordered, delayed or
 replayed to an extent which is greater than can occur through the
 natural operation of a sub-network service, in order to effect
 unauthorized management operations.

There are at least two threats that an SNMP Security Model need not protect against. The security protocols defined in this memo do not provide protection against:

- Denial of Service This SNMP Security Model does not attempt to

 address the broad range of attacks by which service on behalf of
 authorized users is denied.  Indeed, such denial-of-service attacks
 are in many cases indistinguishable from the type of network
 failures with which any viable network management protocol must
 cope as a matter of course.

- Traffic Analysis This SNMP Security Model does not attempt to

 address traffic analysis attacks.  Indeed, many traffic patterns
 are predictable - devices may be managed on a regular basis by a
 relatively small number of management applications - and therefore
 there is no significant advantage afforded by protecting against
 traffic analysis.

Goals and Constraints

Based on the foregoing account of threats in the SNMP network management environment, the goals of this SNMP Security Model are as follows.

1) Provide for verification that each received SNMP message has not

  been modified during its transmission through the network.

2) Provide for verification of the identity of the user on whose

  behalf a received SNMP message claims to have been generated.

3) Provide for detection of received SNMP messages, which request or

  contain management information, whose time of generation was not
  recent.

4) Provide, when necessary, that the contents of each received SNMP

  message are protected from disclosure.

In addition to the principal goal of supporting secure network management, the design of this SNMP Security Model is also influenced by the following constraints:

1) When the requirements of effective management in times of network

  stress are inconsistent with those of security, the design of USM
  has given preference to the former.

2) Neither the security protocol nor its underlying security

  mechanisms should depend upon the ready availability of other
  network services (e.g., Network Time Protocol (NTP) or key
  management protocols).

3) A security mechanism should entail no changes to the basic SNMP

  network management philosophy.

Security Services

The security services necessary to support the goals of this SNMP Security Model are as follows:

- Data Integrity is the provision of the property that data has not

 been altered or destroyed in an unauthorized manner, nor have data
 sequences been altered to an extent greater than can occur non-
 maliciously.

- Data Origin Authentication is the provision of the property that

 the claimed identity of the user on whose behalf received data was
 originated is corroborated.

- Data Confidentiality is the provision of the property that

 information is not made available or disclosed to unauthorized
 individuals, entities, or processes.

- Message timeliness and limited replay protection is the provision

 of the property that a message whose generation time is outside of
 a specified time window is not accepted.  Note that message
 reordering is not dealt with and can occur in normal conditions
 too.

For the protocols specified in this memo, it is not possible to assure the specific originator of a received SNMP message; rather, it is the user on whose behalf the message was originated that is authenticated.

For these protocols, it not possible to obtain data integrity without data origin authentication, nor is it possible to obtain data origin authentication without data integrity. Further, there is no provision for data confidentiality without both data integrity and data origin authentication.

The security protocols used in this memo are considered acceptably secure at the time of writing. However, the procedures allow for new authentication and privacy methods to be specified at a future time if the need arises.

Module Organization

The security protocols defined in this memo are split in three different modules and each has its specific responsibilities such that together they realize the goals and security services described above:

- The authentication module MUST provide for:

 - Data Integrity,
 - Data Origin Authentication,

- The timeliness module MUST provide for:

 - Protection against message delay or replay (to an extent greater
   than can occur through normal operation).

- The privacy module MUST provide for

 - Protection against disclosure of the message payload.

The timeliness module is fixed for the User-based Security Model while there is provision for multiple authentication and/or privacy modules, each of which implements a specific authentication or privacy protocol respectively.

Timeliness Module

Section 3 (Elements of Procedure) uses the timeliness values in an SNMP message to do timeliness checking. The timeliness check is only performed if authentication is applied to the message. Since the complete message is checked for integrity, we can assume that the timeliness values in a message that passes the authentication module are trustworthy.

Authentication Protocol

Section 6 describes the HMAC-MD5-96 authentication protocol which is the first authentication protocol that MUST be supported with the User-based Security Model. Section 7 describes the HMAC-SHA-96 authentication protocol which is another authentication protocol that SHOULD be supported with the User-based Security Model. In the future additional or replacement authentication protocols may be defined as new needs arise.

The User-based Security Model prescribes that, if authentication is used, then the complete message is checked for integrity in the authentication module.

For a message to be authenticated, it needs to pass authentication check by the authentication module and the timeliness check which is a fixed part of this User-based Security model.

Privacy Protocol

Section 8 describes the CBC-DES Symmetric Encryption Protocol which is the first privacy protocol to be used with the User-based Security Model. In the future additional or replacement privacy protocols may be defined as new needs arise.

The User-based Security Model prescribes that the scopedPDU is protected from disclosure when a message is sent with privacy.

The User-based Security Model also prescribes that a message needs to be authenticated if privacy is in use.

Protection against Message Replay, Delay and Redirection

Authoritative SNMP Engine

In order to protect against message replay, delay and redirection, one of the SNMP engines involved in each communication is designated to be the authoritative SNMP engine. When an SNMP message contains a payload which expects a response (those messages that contain a Confirmed Class PDU RFC3411), then the receiver of such messages is authoritative. When an SNMP message contains a payload which does not expect a response (those messages that contain an Unconfirmed Class PDU RFC3411), then the sender of such a message is authoritative.

Mechanisms

The following mechanisms are used:

1) To protect against the threat of message delay or replay (to an

  extent greater than can occur through normal operation), a set of
  timeliness indicators (for the authoritative SNMP engine) are
  included in each message generated.  An SNMP engine evaluates the
  timeliness indicators to determine if a received message is
  recent.  An SNMP engine may evaluate the timeliness indicators to
  ensure that a received message is at least as recent as the last
  message it received from the same source.  A non-authoritative
  SNMP engine uses received authentic messages to advance its notion
  of the timeliness indicators at the remote authoritative source.
  An SNMP engine MUST also use a mechanism to match incoming
  Responses to outstanding Requests and it MUST drop any Responses
  that do not match an outstanding request.  For example, a msgID
  can be inserted in every message to cater for this functionality.
  These mechanisms provide for the detection of authenticated
  messages whose time of generation was not recent.
  This protection against the threat of message delay or replay does
  not imply nor provide any protection against unauthorized deletion
  or suppression of messages.  Also, an SNMP engine may not be able
  to detect message reordering if all the messages involved are sent
  within the Time Window interval.  Other mechanisms defined
  independently of the security protocol can also be used to detect
  the re-ordering replay, deletion, or suppression of messages
  containing Set operations (e.g., the MIB variable snmpSetSerialNo
  RFC3418).

2) Verification that a message sent to/from one authoritative SNMP

  engine cannot be replayed to/as-if-from another authoritative SNMP
  engine.
  Included in each message is an identifier unique to the
  authoritative SNMP engine associated with the sender or intended
  recipient of the message.
  A message containing an Unconfirmed Class PDU sent by an
  authoritative SNMP engine to one non-authoritative SNMP engine can
  potentially be replayed to another non-authoritative SNMP engine.
  The latter non-authoritative SNMP engine might (if it knows about
  the same userName with the same secrets at the authoritative SNMP
  engine) as a result update its notion of timeliness indicators of
  the authoritative SNMP engine, but that is not considered a
  threat.  In this case, A Report or Response message will be
  discarded by the Message Processing Model, because there should
  not be an outstanding Request message.  A Trap will possibly be
  accepted.  Again, that is not considered a threat, because the
  communication was authenticated and timely.  It is as if the
  authoritative SNMP engine was configured to start sending Traps to
  the second SNMP engine, which theoretically can happen without the
  knowledge of the second SNMP engine anyway.  Anyway, the second
  SNMP engine may not expect to receive this Trap, but is allowed to
  see the management information contained in it.

3) Detection of messages which were not recently generated.

  A set of time indicators are included in the message, indicating
  the time of generation.  Messages without recent time indicators
  are not considered authentic.  In addition, an SNMP engine MUST
  drop any Responses that do not match an outstanding request.  This
  however is the responsibility of the Message Processing Model.

This memo allows the same user to be defined on multiple SNMP engines. Each SNMP engine maintains a value, snmpEngineID, which uniquely identifies the SNMP engine. This value is included in each message sent to/from the SNMP engine that is authoritative (see section 1.5.1). On receipt of a message, an authoritative SNMP engine checks the value to ensure that it is the intended recipient, and a non-authoritative SNMP engine uses the value to ensure that the message is processed using the correct state information.

Each SNMP engine maintains two values, snmpEngineBoots and snmpEngineTime, which taken together provide an indication of time at that SNMP engine. Both of these values are included in an authenticated message sent to/received from that SNMP engine. On receipt, the values are checked to ensure that the indicated

timeliness value is within a Time Window of the current time. The Time Window represents an administrative upper bound on acceptable delivery delay for protocol messages.

For an SNMP engine to generate a message which an authoritative SNMP engine will accept as authentic, and to verify that a message received from that authoritative SNMP engine is authentic, such an SNMP engine must first achieve timeliness synchronization with the authoritative SNMP engine. See section 2.3.

Abstract Service Interfaces

Abstract service interfaces have been defined to describe the conceptual interfaces between the various subsystems within an SNMP entity. Similarly a set of abstract service interfaces have been defined within the User-based Security Model (USM) to describe the conceptual interfaces between the generic USM services and the self-contained authentication and privacy services.

These abstract service interfaces are defined by a set of primitives that define the services provided and the abstract data elements that must be passed when the services are invoked. This section lists the primitives that have been defined for the User-based Security Model.

User-based Security Model Primitives for Authentication

The User-based Security Model provides the following internal primitives to pass data back and forth between the Security Model itself and the authentication service:

statusInformation =

 authenticateOutgoingMsg(
 IN   authKey                   -- secret key for authentication
 IN   wholeMsg                  -- unauthenticated complete message
 OUT  authenticatedWholeMsg     -- complete authenticated message
      )

statusInformation =

 authenticateIncomingMsg(
 IN   authKey                   -- secret key for authentication
 IN   authParameters            -- as received on the wire
 IN   wholeMsg                  -- as received on the wire
 OUT  authenticatedWholeMsg     -- complete authenticated message
      )

User-based Security Model Primitives for Privacy

The User-based Security Model provides the following internal primitives to pass data back and forth between the Security Model itself and the privacy service:

statusInformation =

 encryptData(
 IN    encryptKey               -- secret key for encryption
 IN    dataToEncrypt            -- data to encrypt (scopedPDU)
 OUT   encryptedData            -- encrypted data (encryptedPDU)
 OUT   privParameters           -- filled in by service provider
       )

statusInformation =

 decryptData(
 IN    decryptKey               -- secret key for decrypting
 IN    privParameters           -- as received on the wire
 IN    encryptedData            -- encrypted data (encryptedPDU)
 OUT   decryptedData            -- decrypted data (scopedPDU)
       )

Elements of the Model

This section contains definitions required to realize the security model defined by this memo.

User-based Security Model Users

Management operations using this Security Model make use of a defined set of user identities. For any user on whose behalf management operations are authorized at a particular SNMP engine, that SNMP engine must have knowledge of that user. An SNMP engine that wishes to communicate with another SNMP engine must also have knowledge of a user known to that engine, including knowledge of the applicable attributes of that user.

A user and its attributes are defined as follows:

userName

  A string representing the name of the user.

securityName

  A human-readable string representing the user in a format that is
  Security Model independent.  There is a one-to-one relationship
  between userName and securityName.

authProtocol

  An indication of whether messages sent on behalf of this user can
  be authenticated, and if so, the type of authentication protocol
  which is used.  Two such protocols are defined in this memo:
  - the HMAC-MD5-96 authentication protocol.
  - the HMAC-SHA-96 authentication protocol.

authKey

  If messages sent on behalf of this user can be authenticated, the
  (private) authentication key for use with the authentication
  protocol.  Note that a user's authentication key will normally be
  different at different authoritative SNMP engines.  The authKey is
  not accessible via SNMP.  The length requirements of the authKey
  are defined by the authProtocol in use.

authKeyChange and authOwnKeyChange

  The only way to remotely update the authentication key.  Does that
  in a secure manner, so that the update can be completed without
  the need to employ privacy protection.

privProtocol

  An indication of whether messages sent on behalf of this user can
  be protected from disclosure, and if so, the type of privacy
  protocol which is used.  One such protocol is defined in this
  memo:  the CBC-DES Symmetric Encryption Protocol.

privKey

  If messages sent on behalf of this user can be en/decrypted, the
  (private) privacy key for use with the privacy protocol.  Note
  that a user's privacy key will normally be different at different
  authoritative SNMP engines.  The privKey is not accessible via
  SNMP.  The length requirements of the privKey are defined by the
  privProtocol in use.

privKeyChange and privOwnKeyChange

  The only way to remotely update the encryption key.  Does that in
  a secure manner, so that the update can be completed without the
  need to employ privacy protection.

Replay Protection

Each SNMP engine maintains three objects:

- snmpEngineID, which (at least within an administrative domain)

 uniquely and unambiguously identifies an SNMP engine.

- snmpEngineBoots, which is a count of the number of times the SNMP

 engine has re-booted/re-initialized since snmpEngineID was last
 configured; and,

- snmpEngineTime, which is the number of seconds since the

 snmpEngineBoots counter was last incremented.

Each SNMP engine is always authoritative with respect to these objects in its own SNMP entity. It is the responsibility of a non- authoritative SNMP engine to synchronize with the authoritative SNMP engine, as appropriate.

An authoritative SNMP engine is required to maintain the values of its snmpEngineID and snmpEngineBoots in non-volatile storage.

msgAuthoritativeEngineID

The msgAuthoritativeEngineID value contained in an authenticated message is used to defeat attacks in which messages from one SNMP engine to another SNMP engine are replayed to a different SNMP engine. It represents the snmpEngineID at the authoritative SNMP engine involved in the exchange of the message.

When an authoritative SNMP engine is first installed, it sets its local value of snmpEngineID according to a enterprise-specific algorithm (see the definition of the Textual Convention for SnmpEngineID in the SNMP Architecture document RFC3411).

msgAuthoritativeEngineBoots and msgAuthoritativeEngineTime

The msgAuthoritativeEngineBoots and msgAuthoritativeEngineTime values contained in an authenticated message are used to defeat attacks in which messages are replayed when they are no longer valid. They represent the snmpEngineBoots and snmpEngineTime values at the authoritative SNMP engine involved in the exchange of the message.

Through use of snmpEngineBoots and snmpEngineTime, there is no requirement for an SNMP engine to have a non-volatile clock which ticks (i.e., increases with the passage of time) even when the SNMP engine is powered off. Rather, each time an SNMP engine re-boots, it retrieves, increments, and then stores snmpEngineBoots in non-volatile storage, and resets snmpEngineTime to zero.

When an SNMP engine is first installed, it sets its local values of snmpEngineBoots and snmpEngineTime to zero. If snmpEngineTime ever reaches its maximum value (2147483647), then snmpEngineBoots is incremented as if the SNMP engine has re-booted and snmpEngineTime is reset to zero and starts incrementing again.

Each time an authoritative SNMP engine re-boots, any SNMP engines holding that authoritative SNMP engine's values of snmpEngineBoots and snmpEngineTime need to re-synchronize prior to sending correctly authenticated messages to that authoritative SNMP engine (see Section 2.3 for (re-)synchronization procedures). Note, however, that the procedures do provide for a notification to be accepted as authentic by a receiving SNMP engine, when sent by an authoritative SNMP engine which has re-booted since the receiving SNMP engine last (re- )synchronized.

If an authoritative SNMP engine is ever unable to determine its latest snmpEngineBoots value, then it must set its snmpEngineBoots value to 2147483647.

Whenever the local value of snmpEngineBoots has the value 2147483647 it latches at that value and an authenticated message always causes an notInTimeWindow authentication failure.

In order to reset an SNMP engine whose snmpEngineBoots value has reached the value 2147483647, manual intervention is required. The engine must be physically visited and re-configured, either with a new snmpEngineID value, or with new secret values for the authentication and privacy protocols of all users known to that SNMP engine. Note that even if an SNMP engine re-boots once a second that it would still take approximately 68 years before the max value of 2147483647 would be reached.

Time Window

The Time Window is a value that specifies the window of time in which a message generated on behalf of any user is valid. This memo specifies that the same value of the Time Window, 150 seconds, is used for all users.

Time Synchronization

Time synchronization, required by a non-authoritative SNMP engine in order to proceed with authentic communications, has occurred when the non-authoritative SNMP engine has obtained a local notion of the authoritative SNMP engine's values of snmpEngineBoots and snmpEngineTime from the authoritative SNMP engine. These values must be (and remain) within the authoritative SNMP engine's Time Window. So the local notion of the authoritative SNMP engine's values must be kept loosely synchronized with the values stored at the authoritative SNMP engine. In addition to keeping a local copy of snmpEngineBoots and snmpEngineTime from the authoritative SNMP engine, a non-authoritative SNMP engine must also keep one

local variable, latestReceivedEngineTime. This value records the highest value of snmpEngineTime that was received by the non-authoritative SNMP engine from the authoritative SNMP engine and is used to eliminate the possibility of replaying messages that would prevent the non-authoritative SNMP engine's notion of the snmpEngineTime from advancing.

A non-authoritative SNMP engine must keep local notions of these values (snmpEngineBoots, snmpEngineTime and latestReceivedEngineTime) for each authoritative SNMP engine with which it wishes to communicate. Since each authoritative SNMP engine is uniquely and unambiguously identified by its value of snmpEngineID, the non-authoritative SNMP engine may use this value as a key in order to cache its local notions of these values.

Time synchronization occurs as part of the procedures of receiving an SNMP message (Section 3.2, step 7b). As such, no explicit time synchronization procedure is required by a non-authoritative SNMP engine. Note, that whenever the local value of snmpEngineID is changed (e.g., through discovery) or when secure communications are first established with an authoritative SNMP engine, the local values of snmpEngineBoots and latestReceivedEngineTime should be set to zero. This will cause the time synchronization to occur when the next authentic message is received.

SNMP Messages Using this Security Model

The syntax of an SNMP message using this Security Model adheres to the message format defined in the version-specific Message Processing Model document (for example RFC3412).

The field msgSecurityParameters in SNMPv3 messages has a data type of OCTET STRING. Its value is the BER serialization of the following ASN.1 sequence:

USMSecurityParametersSyntax DEFINITIONS IMPLICIT TAGS ::= BEGIN

  UsmSecurityParameters ::=
      SEQUENCE {
       -- global User-based security parameters
          msgAuthoritativeEngineID     OCTET STRING,
          msgAuthoritativeEngineBoots  INTEGER (0..2147483647),
          msgAuthoritativeEngineTime   INTEGER (0..2147483647),
          msgUserName                  OCTET STRING (SIZE(0..32)),
       -- authentication protocol specific parameters
          msgAuthenticationParameters  OCTET STRING,
       -- privacy protocol specific parameters
          msgPrivacyParameters         OCTET STRING
      }

END

The fields of this sequence are:

- The msgAuthoritativeEngineID specifies the snmpEngineID of the

 authoritative SNMP engine involved in the exchange of the message.

- The msgAuthoritativeEngineBoots specifies the snmpEngineBoots value

 at the authoritative SNMP engine involved in the exchange of the
 message.

- The msgAuthoritativeEngineTime specifies the snmpEngineTime value

 at the authoritative SNMP engine involved in the exchange of the
 message.

- The msgUserName specifies the user (principal) on whose behalf the

 message is being exchanged.  Note that a zero-length userName will
 not match any user, but it can be used for snmpEngineID discovery.

- The msgAuthenticationParameters are defined by the authentication

 protocol in use for the message, as defined by the
 usmUserAuthProtocol column in the user's entry in the usmUserTable.

- The msgPrivacyParameters are defined by the privacy protocol in use

 for the message, as defined by the usmUserPrivProtocol column in
 the user's entry in the usmUserTable).

See appendix A.4 for an example of the BER encoding of field msgSecurityParameters.

Services provided by the User-based Security Model

This section describes the services provided by the User-based Security Model with their inputs and outputs.

The services are described as primitives of an abstract service interface and the inputs and outputs are described as abstract data elements as they are passed in these abstract service primitives.

Services for Generating an Outgoing SNMP Message

When the Message Processing (MP) Subsystem invokes the User-based Security module to secure an outgoing SNMP message, it must use the appropriate service as provided by the Security module. These two services are provided:

1) A service to generate a Request message. The abstract service

  primitive is:
  statusInformation =            -- success or errorIndication
    generateRequestMsg(
    IN   messageProcessingModel  -- typically, SNMP version
    IN   globalData              -- message header, admin data
    IN   maxMessageSize          -- of the sending SNMP entity
    IN   securityModel           -- for the outgoing message
    IN   securityEngineID        -- authoritative SNMP entity
    IN   securityName            -- on behalf of this principal
    IN   securityLevel           -- Level of Security requested
    IN   scopedPDU               -- message (plaintext) payload
    OUT  securityParameters      -- filled in by Security Module
    OUT  wholeMsg                -- complete generated message
    OUT  wholeMsgLength          -- length of generated message
         )

2) A service to generate a Response message. The abstract service

  primitive is:
  statusInformation =            -- success or errorIndication
    generateResponseMsg(
    IN   messageProcessingModel  -- typically, SNMP version
    IN   globalData              -- message header, admin data
    IN   maxMessageSize          -- of the sending SNMP entity
    IN   securityModel           -- for the outgoing message
    IN   securityEngineID        -- authoritative SNMP entity
    IN   securityName            -- on behalf of this principal
    IN   securityLevel           -- Level of Security requested
    IN   scopedPDU               -- message (plaintext) payload
    IN   securityStateReference  -- reference to security state
                                 -- information from original
                                 -- request
    OUT  securityParameters      -- filled in by Security Module
    OUT  wholeMsg                -- complete generated message
    OUT  wholeMsgLength          -- length of generated message
         )

The abstract data elements passed as parameters in the abstract service primitives are as follows:

statusInformation

  An indication of whether the encoding and securing of the message
  was successful.  If not it is an indication of the problem.

messageProcessingModel

  The SNMP version number for the message to be generated.  This
  data is not used by the User-based Security module.

globalData

  The message header (i.e., its administrative information).  This
  data is not used by the User-based Security module.

maxMessageSize

  The maximum message size as included in the message.  This data is
  not used by the User-based Security module.

securityParameters

  These are the security parameters.  They will be filled in by the
  User-based Security module.

securityModel

  The securityModel in use.  Should be User-based Security Model.
  This data is not used by the User-based Security module.

securityName

  Together with the snmpEngineID it identifies a row in the
  usmUserTablethat is to be used for securing the message.  The
  securityName has a format that is independent of the Security
  Model.  In case of a response this parameter is ignored and the
  value from the cache is used.

securityLevel

  The Level of Security from which the User-based Security module
  determines if the message needs to be protected from disclosure
  and if the message needs to be authenticated.

securityEngineID

  The snmpEngineID of the authoritative SNMP engine to which a
  dateRequest message is to be sent.  In case of a response it is
  implied to be the processing SNMP engine's snmpEngineID and so if
  it is specified, then it is ignored.

scopedPDU

  The message payload.  The data is opaque as far as the User-based
  Security Model is concerned.

securityStateReference

  A handle/reference to cachedSecurityData to be used when securing
  an outgoing Response message.  This is the exact same
  handle/reference as it was generated by the User-based Security
  module when processing the incoming Request message to which this
  is the Response message.

wholeMsg

  The fully encoded and secured message ready for sending on the
  wire.

wholeMsgLength

  The length of the encoded and secured message (wholeMsg).

Upon completion of the process, the User-based Security module returns statusInformation. If the process was successful, the completed message with privacy and authentication applied if such was requested by the specified securityLevel is returned. If the process was not successful, then an errorIndication is returned.

Services for Processing an Incoming SNMP Message

When the Message Processing (MP) Subsystem invokes the User-based Security module to verify proper security of an incoming message, it must use the service provided for an incoming message. The abstract service primitive is:

statusInformation = -- errorIndication or success

                               -- error counter OID/value if error
 processIncomingMsg(
 IN   messageProcessingModel   -- typically, SNMP version
 IN   maxMessageSize           -- of the sending SNMP entity
 IN   securityParameters       -- for the received message
 IN   securityModel            -- for the received message
 IN   securityLevel            -- Level of Security
 IN   wholeMsg                 -- as received on the wire
 IN   wholeMsgLength           -- length as received on the wire
 OUT  securityEngineID         -- authoritative SNMP entity
 OUT  securityName             -- identification of the principal
 OUT  scopedPDU,               -- message (plaintext) payload
 OUT  maxSizeResponseScopedPDU -- maximum size of the Response PDU
 OUT  securityStateReference   -- reference to security state
      )                        -- information, needed for response

The abstract data elements passed as parameters in the abstract service primitives are as follows:

statusInformation

  An indication of whether the process was successful or not.  If
  not, then the statusInformation includes the OID and the value of
  the error counter that was incremented.

messageProcessingModel

  The SNMP version number as received in the message.  This data is
  not used by the User-based Security module.

maxMessageSize

  The maximum message size as included in the message.  The User-bas
  User-based Security module uses this value to calculate the
  maxSizeResponseScopedPDU.

securityParameters

  These are the security parameters as received in the message.

securityModel

  The securityModel in use.  Should be the User-based Security
  Model.  This data is not used by the User-based Security module.

securityLevel

  The Level of Security from which the User-based Security module
  determines if the message needs to be protected from disclosure
  and if the message needs to be authenticated.

wholeMsg

  The whole message as it was received.

wholeMsgLength

  The length of the message as it was received (wholeMsg).

securityEngineID

  The snmpEngineID that was extracted from the field
  msgAuthoritativeEngineID and that was used to lookup the secrets
  in the usmUserTable.

securityName

  The security name representing the user on whose behalf the
  message was received.  The securityName has a format that is
  independent of the Security Model.

scopedPDU

  The message payload.  The data is opaque as far as the User-based
  Security Model is concerned.

maxSizeResponseScopedPDU

  The maximum size of a scopedPDU to be included in a possible
  Response message.  The User-based Security module calculates this
  size based on the msgMaxSize (as received in the message) and the
  space required for the message header (including the
  securityParameters) for such a Response message.

securityStateReference

  A handle/reference to cachedSecurityData to be used when securing
  an outgoing Response message.  When the Message Processing
  Subsystem calls the User-based Security module to generate a
  response to this incoming message it must pass this
  handle/reference.

Upon completion of the process, the User-based Security module returns statusInformation and, if the process was successful, the additional data elements for further processing of the message. If the process was not successful, then an errorIndication, possibly with a OID and value pair of an error counter that was incremented.

Key Localization Algorithm.

A localized key is a secret key shared between a user U and one authoritative SNMP engine E. Even though a user may have only one password and therefore one key for the whole network, the actual secrets shared between the user and each authoritative SNMP engine will be different. This is achieved by key localization [Localized- key].

First, if a user uses a password, then the user's password is converted into a key Ku using one of the two algorithms described in Appendices A.2.1 and A.2.2.

To convert key Ku into a localized key Kul of user U at the authoritative SNMP engine E, one appends the snmpEngineID of the authoritative SNMP engine to the key Ku and then appends the key Ku to the result, thus enveloping the snmpEngineID within the two copies of user's key Ku. Then one runs a secure hash function (which one depends on the authentication protocol defined for this user U at authoritative SNMP engine E; this document defines two authentication protocols with their associated algorithms based on MD5 and SHA). The output of the hash-function is the localized key Kul for user U at the authoritative SNMP engine E.

Elements of Procedure

This section describes the security related procedures followed by an SNMP engine when processing SNMP messages according to the User-based Security Model.

Generating an Outgoing SNMP Message

This section describes the procedure followed by an SNMP engine whenever it generates a message containing a management operation (like a request, a response, a notification, or a report) on behalf of a user, with a particular securityLevel.

1) a) If any securityStateReference is passed (Response or Report

     message), then information concerning the user is extracted
     from the cachedSecurityData.  The cachedSecurityData can now be
     discarded.  The securityEngineID is set to the local
     snmpEngineID.  The securityLevel is set to the value specified
     by the calling module.
     Otherwise,
  b) based on the securityName, information concerning the user at
     the destination snmpEngineID, specified by the
     securityEngineID, is extracted from the Local Configuration
     Datastore (LCD, usmUserTable).  If information about the user
     is absent from the LCD, then an error indication
     (unknownSecurityName) is returned to the calling module.

2) If the securityLevel specifies that the message is to be protected

  from disclosure, but the user does not support both an
  authentication and a privacy protocol then the message cannot be
  sent.  An error indication (unsupportedSecurityLevel) is returned
  to the calling module.

3) If the securityLevel specifies that the message is to be

  authenticated, but the user does not support an authentication
  protocol, then the message cannot be sent.  An error indication
  (unsupportedSecurityLevel) is returned to the calling module.

4) a) If the securityLevel specifies that the message is to be

     protected from disclosure, then the octet sequence representing
     the serialized scopedPDU is encrypted according to the user's
     privacy protocol.  To do so a call is made to the privacy
     module that implements the user's privacy protocol according to
     the abstract primitive:
     statusInformation =       -- success or failure
       encryptData(
       IN    encryptKey        -- user's localized privKey
       IN    dataToEncrypt     -- serialized scopedPDU
       OUT   encryptedData     -- serialized encryptedPDU
       OUT   privParameters    -- serialized privacy parameters
             )
     statusInformation
       indicates if the encryption process was successful or not.
     encryptKey
       the user's localized private privKey is the secret key that
       can be used by the encryption algorithm.
     dataToEncrypt
       the serialized scopedPDU is the data to be encrypted.
     encryptedData
       the encryptedPDU represents the encrypted scopedPDU, encoded
       as an OCTET STRING.
     privParameters
       the privacy parameters, encoded as an OCTET STRING.
     If the privacy module returns failure, then the message cannot
     be sent and an error indication (encryptionError) is returned
     to the calling module.
     If the privacy module returns success, then the returned
     privParameters are put into the msgPrivacyParameters field of
     the securityParameters and the encryptedPDU serves as the
     payload of the message being prepared.
     Otherwise,
  b) If the securityLevel specifies that the message is not to be be
     protected from disclosure, then a zero-length OCTET STRING is
     encoded into the msgPrivacyParameters field of the
     securityParameters and the plaintext scopedPDU serves as the
     payload of the message being prepared.

5) The securityEngineID is encoded as an OCTET STRING into the

  msgAuthoritativeEngineID field of the securityParameters.  Note
  that an empty (zero length) securityEngineID is OK for a Request
  message, because that will cause the remote (authoritative) SNMP
  engine to return a Report PDU with the proper securityEngineID
  included in the msgAuthoritativeEngineID in the securityParameters
  of that returned Report PDU.

6) a) If the securityLevel specifies that the message is to be

     authenticated, then the current values of snmpEngineBoots and
     snmpEngineTime corresponding to the securityEngineID from the
     LCD are used.
     Otherwise,
  b) If this is a Response or Report message, then the current value
     of snmpEngineBoots and snmpEngineTime corresponding to the
     local snmpEngineID from the LCD are used.
     Otherwise,
  c) If this is a Request message, then a zero value is used for
     both snmpEngineBoots and snmpEngineTime.  This zero value gets
     used if snmpEngineID is empty.
     The values are encoded as INTEGER respectively into the
     msgAuthoritativeEngineBoots and msgAuthoritativeEngineTime
     fields of the securityParameters.

7) The userName is encoded as an OCTET STRING into the msgUserName

  field of the securityParameters.

8) a) If the securityLevel specifies that the message is to be

     authenticated, the message is authenticated according to the
     user's authentication protocol.  To do so a call is made to the
     authentication module that implements the user's authentication
     protocol according to the abstract service primitive:
     statusInformation =
       authenticateOutgoingMsg(
       IN  authKey               -- the user's localized authKey
       IN  wholeMsg              -- unauthenticated message
       OUT authenticatedWholeMsg -- authenticated complete message
           )
     statusInformation
       indicates if authentication was successful or not.
     authKey
       the user's localized private authKey is the secret key that
       can be used by the authentication algorithm.
     wholeMsg
       the complete serialized message to be authenticated.
     authenticatedWholeMsg
       the same as the input given to the authenticateOutgoingMsg
       service, but with msgAuthenticationParameters properly
       filled in.
     If the authentication module returns failure, then the message
     cannot be sent and an error indication (authenticationFailure)
     is returned to the calling module.
     If the authentication module returns success, then the
     msgAuthenticationParameters field is put into the
     securityParameters and the authenticatedWholeMsg represents the
     serialization of the authenticated message being prepared.
     Otherwise,
  b) If the securityLevel specifies that the message is not to be
     authenticated then a zero-length OCTET STRING is encoded into
     the msgAuthenticationParameters field of the
     securityParameters.  The wholeMsg is now serialized and then
     represents the unauthenticated message being prepared.

9) The completed message with its length is returned to the calling

  module with the statusInformation set to success.

Processing an Incoming SNMP Message

This section describes the procedure followed by an SNMP engine whenever it receives a message containing a management operation on behalf of a user, with a particular securityLevel.

To simplify the elements of procedure, the release of state information is not always explicitly specified. As a general rule, if state information is available when a message gets discarded, the state information should also be released. Also, an error indication can return an OID and value for an incremented counter and optionally a value for securityLevel, and values for contextEngineID or contextName for the counter. In addition, the securityStateReference data is returned if any such information is available at the point where the error is detected.

1) If the received securityParameters is not the serialization

   (according to the conventions of RFC3417) of an OCTET STRING
   formatted according to the UsmSecurityParameters defined in
   section 2.4, then the snmpInASNParseErrs counter RFC3418 is
   incremented, and an error indication (parseError) is returned to
   the calling module.  Note that we return without the OID and
   value of the incremented counter, because in this case there is
   not enough information to generate a Report PDU.

2) The values of the security parameter fields are extracted from

   the securityParameters.  The securityEngineID to be returned to
   the caller is the value of the msgAuthoritativeEngineID field.
   The cachedSecurityData is prepared and a securityStateReference
   is prepared to reference this data.  Values to be cached are:
      msgUserName

3) If the value of the msgAuthoritativeEngineID field in the

   securityParameters is unknown then:
   a) a non-authoritative SNMP engine that performs discovery may
      optionally create a new entry in its Local Configuration
      Datastore (LCD) and continue processing;
      or
   b) the usmStatsUnknownEngineIDs counter is incremented, and an
      error indication (unknownEngineID) together with the OID and
      value of the incremented counter is returned to the calling
      module.
   Note in the event that a zero-length, or other illegally sized
   msgAuthoritativeEngineID is received, b) should be chosen to
   facilitate engineID discovery.  Otherwise the choice between a)
   and b) is an implementation issue.

4) Information about the value of the msgUserName and

   msgAuthoritativeEngineID fields is extracted from the Local
   Configuration Datastore (LCD, usmUserTable).  If no information
   is available for the user, then the usmStatsUnknownUserNames
   counter is incremented and an error indication
   (unknownSecurityName) together with the OID and value of the
   incremented counter is returned to the calling module.

5) If the information about the user indicates that it does not

   support the securityLevel requested by the caller, then the
   usmStatsUnsupportedSecLevels counter is incremented and an error
   indication (unsupportedSecurityLevel) together with the OID and
   value of the incremented counter is returned to the calling
   module.

6) If the securityLevel specifies that the message is to be

   authenticated, then the message is authenticated according to the
   user's authentication protocol.  To do so a call is made to the
   authentication module that implements the user's authentication
   protocol according to the abstract service primitive:
   statusInformation =          -- success or failure
     authenticateIncomingMsg(
     IN   authKey               -- the user's localized authKey
     IN   authParameters        -- as received on the wire
     IN   wholeMsg              -- as received on the wire
     OUT  authenticatedWholeMsg -- checked for authentication
          )
   statusInformation
     indicates if authentication was successful or not.
   authKey
     the user's localized private authKey is the secret key that
     can be used by the authentication algorithm.
   wholeMsg
     the complete serialized message to be authenticated.
   authenticatedWholeMsg
     the same as the input given to the authenticateIncomingMsg
     service, but after authentication has been checked.
   If the authentication module returns failure, then the message
   cannot be trusted, so the usmStatsWrongDigests counter is
   incremented and an error indication (authenticationFailure)
   together with the OID and value of the incremented counter is
   returned to the calling module.
   If the authentication module returns success, then the message is
   authentic and can be trusted so processing continues.

7) If the securityLevel indicates an authenticated message, then the

   local values of snmpEngineBoots, snmpEngineTime and
   latestReceivedEngineTime corresponding to the value of the
   msgAuthoritativeEngineID field are extracted from the Local
   Configuration Datastore.
   a) If the extracted value of msgAuthoritativeEngineID is the same
      as the value of snmpEngineID of the processing SNMP engine
      (meaning this is the authoritative SNMP engine), then if any
      of the following conditions is true, then the message is
      considered to be outside of the Time Window:
      - the local value of snmpEngineBoots is 2147483647;
      - the value of the msgAuthoritativeEngineBoots field differs
        from the local value of snmpEngineBoots; or,
      - the value of the msgAuthoritativeEngineTime field differs
        from the local notion of snmpEngineTime by more than +/- 150
        seconds.
      If the message is considered to be outside of the Time Window
      then the usmStatsNotInTimeWindows counter is incremented and
      an error indication (notInTimeWindow) together with the OID,
      the value of the incremented counter, and an indication that
      the error must be reported with a securityLevel of authNoPriv,
      is returned to the calling module
   b) If the extracted value of msgAuthoritativeEngineID is not the
      same as the value snmpEngineID of the processing SNMP engine
      (meaning this is not the authoritative SNMP engine), then:
      1) if at least one of the following conditions is true:
         - the extracted value of the msgAuthoritativeEngineBoots
           field is greater than the local notion of the value of
           snmpEngineBoots; or,
         - the extracted value of the msgAuthoritativeEngineBoots
           field is equal to the local notion of the value of
           snmpEngineBoots, and the extracted value of
           msgAuthoritativeEngineTime field is greater than the
           value of latestReceivedEngineTime,
         then the LCD entry corresponding to the extracted value of
         the msgAuthoritativeEngineID field is updated, by setting:
         - the local notion of the value of snmpEngineBoots to the
           value of the msgAuthoritativeEngineBoots field,
         - the local notion of the value of snmpEngineTime to the
           value of the msgAuthoritativeEngineTime field, and
         - the latestReceivedEngineTime to the value of the value of
           the msgAuthoritativeEngineTime field.
      2) if any of the following conditions is true, then the
         message is considered to be outside of the Time Window:
         - the local notion of the value of snmpEngineBoots is
           2147483647;
         - the value of the msgAuthoritativeEngineBoots field is
           less than the local notion of the value of
           snmpEngineBoots; or,
         - the value of the msgAuthoritativeEngineBoots field is
           equal to the local notion of the value of snmpEngineBoots
           and the value of the msgAuthoritativeEngineTime field is
           more than 150 seconds less than the local notion of the
           value of snmpEngineTime.
         If the message is considered to be outside of the Time
         Window then an error indication (notInTimeWindow) is
         returned to the calling module.
         Note that this means that a too old (possibly replayed)
         message has been detected and is deemed unauthentic.
         Note that this procedure allows for the value of
         msgAuthoritativeEngineBoots in the message to be greater
         than the local notion of the value of snmpEngineBoots to
         allow for received messages to be accepted as authentic
         when received from an authoritative SNMP engine that has
         re-booted since the receiving SNMP engine last
         (re-)synchronized.

8) a) If the securityLevel indicates that the message was protected

      from disclosure, then the OCTET STRING representing the
      encryptedPDU is decrypted according to the user's privacy
      protocol to obtain an unencrypted serialized scopedPDU value.
      To do so a call is made to the privacy module that implements
      the user's privacy protocol according to the abstract
      primitive:
      statusInformation =       -- success or failure
        decryptData(
        IN    decryptKey        -- the user's localized privKey
        IN    privParameters    -- as received on the wire
        IN    encryptedData     -- encryptedPDU as received
        OUT   decryptedData     -- serialized decrypted scopedPDU
              )
      statusInformation
         indicates if the decryption process was successful or not.
      decryptKey
         the user's localized private privKey is the secret key that
         can be used by the decryption algorithm.
      privParameters
         the msgPrivacyParameters, encoded as an OCTET STRING.
      encryptedData
         the encryptedPDU represents the encrypted scopedPDU,
         encoded as an OCTET STRING.
      decryptedData
         the serialized scopedPDU if decryption is successful.
      If the privacy module returns failure, then the message can
      not be processed, so the usmStatsDecryptionErrors counter is
      incremented and an error indication (decryptionError) together
      with the OID and value of the incremented counter is returned
      to the calling module.
      If the privacy module returns success, then the decrypted
      scopedPDU is the message payload to be returned to the calling
      module.
      Otherwise,
   b) The scopedPDU component is assumed to be in plain text and is
      the message payload to be returned to the calling module.

9) The maxSizeResponseScopedPDU is calculated. This is the maximum

   size allowed for a scopedPDU for a possible Response message.
   Provision is made for a message header that allows the same
   securityLevel as the received Request.

10) The securityName for the user is retrieved from the usmUserTable.

11) The security data is cached as cachedSecurityData, so that a

   possible response to this message can and will use the same
   authentication and privacy secrets.  Information to be
   saved/cached is as follows:
      msgUserName,
      usmUserAuthProtocol, usmUserAuthKey
      usmUserPrivProtocol, usmUserPrivKey

12) The statusInformation is set to success and a return is made to

   the calling module passing back the OUT parameters as specified
   in the processIncomingMsg primitive.

Discovery

The User-based Security Model requires that a discovery process obtains sufficient information about other SNMP engines in order to communicate with them. Discovery requires an non-authoritative SNMP engine to learn the authoritative SNMP engine's snmpEngineID value before communication may proceed. This may be accomplished by generating a Request message with a securityLevel of noAuthNoPriv, a msgUserName of zero-length, a msgAuthoritativeEngineID value of zero length, and the varBindList left empty. The response to this message will be a Report message containing the snmpEngineID of the authoritative SNMP engine as the value of the msgAuthoritativeEngineID field within the msgSecurityParameters

field. It contains a Report PDU with the usmStatsUnknownEngineIDs counter in the varBindList.

If authenticated communication is required, then the discovery process should also establish time synchronization with the authoritative SNMP engine. This may be accomplished by sending an authenticated Request message with the value of msgAuthoritativeEngineID set to the newly learned snmpEngineID and with the values of msgAuthoritativeEngineBoots and msgAuthoritativeEngineTime set to zero. For an authenticated Request message, a valid userName must be used in the msgUserName field. The response to this authenticated message will be a Report message containing the up to date values of the authoritative SNMP engine's snmpEngineBoots and snmpEngineTime as the value of the msgAuthoritativeEngineBoots and msgAuthoritativeEngineTime fields respectively. It also contains the usmStatsNotInTimeWindows counter in the varBindList of the Report PDU. The time synchronization then happens automatically as part of the procedures in section 3.2 step 7b. See also section 2.3.

Definitions

SNMP-USER-BASED-SM-MIB DEFINITIONS ::= BEGIN

IMPORTS

MODULE-IDENTITY, OBJECT-TYPE,
OBJECT-IDENTITY,
snmpModules, Counter32                FROM SNMPv2-SMI
TEXTUAL-CONVENTION, TestAndIncr,
RowStatus, RowPointer,
StorageType, AutonomousType           FROM SNMPv2-TC
MODULE-COMPLIANCE, OBJECT-GROUP       FROM SNMPv2-CONF
SnmpAdminString, SnmpEngineID,
snmpAuthProtocols, snmpPrivProtocols  FROM SNMP-FRAMEWORK-MIB;

snmpUsmMIB MODULE-IDENTITY

LAST-UPDATED "200210160000Z"            -- 16 Oct 2002, midnight
ORGANIZATION "SNMPv3 Working Group"
CONTACT-INFO "WG-email:   [email protected]
              Subscribe:  [email protected]
                          In msg body:  subscribe snmpv3
              Chair:      Russ Mundy
                          Network Associates Laboratories
              postal:     15204 Omega Drive, Suite 300
                          Rockville, MD 20850-4601
                          USA
              email:      [email protected]
              phone:      +1 301-947-7107
              Co-Chair:   David Harrington
                          Enterasys Networks
              Postal:     35 Industrial Way
                          P. O. Box 5004
                          Rochester, New Hampshire 03866-5005
                          USA
              EMail:      [email protected]
              Phone:      +1 603-337-2614
              Co-editor   Uri Blumenthal
                          Lucent Technologies
              postal:     67 Whippany Rd.
                          Whippany, NJ 07981
                          USA
              email:      [email protected]
              phone:      +1-973-386-2163
              Co-editor:  Bert Wijnen
                          Lucent Technologies
              postal:     Schagen 33
                          3461 GL Linschoten
                          Netherlands
              email:      [email protected]
              phone:      +31-348-480-685
             "
DESCRIPTION  "The management information definitions for the
              SNMP User-based Security Model.
              Copyright (C) The Internet Society (2002). This
              version of this MIB module is part of RFC 3414;
              see the RFC itself for full legal notices.
             "

-- Revision history

REVISION     "200210160000Z"          -- 16 Oct 2002, midnight
DESCRIPTION  "Changes in this revision:
              - Updated references and contact info.
              - Clarification to usmUserCloneFrom DESCRIPTION
                clause
              - Fixed 'command responder' into 'command generator'
                in last para of DESCRIPTION clause of
                usmUserTable.
              This revision published as RFC3414.
             "
REVISION     "199901200000Z"          -- 20 Jan 1999, midnight
DESCRIPTION  "Clarifications, published as RFC2574"
REVISION     "199711200000Z"          -- 20 Nov 1997, midnight
DESCRIPTION  "Initial version, published as RFC2274"
::= { snmpModules 15 }

-- Administrative assignments ****************************************

usmMIBObjects OBJECT IDENTIFIER ::= { snmpUsmMIB 1 } usmMIBConformance OBJECT IDENTIFIER ::= { snmpUsmMIB 2 }

-- Identification of Authentication and Privacy Protocols ************

usmNoAuthProtocol OBJECT-IDENTITY

STATUS        current
DESCRIPTION  "No Authentication Protocol."
::= { snmpAuthProtocols 1 }

usmHMACMD5AuthProtocol OBJECT-IDENTITY

STATUS        current
DESCRIPTION  "The HMAC-MD5-96 Digest Authentication Protocol."
REFERENCE    "- H. Krawczyk, M. Bellare, R. Canetti HMAC:
                Keyed-Hashing for Message Authentication,
                RFC2104, Feb 1997.
              - Rivest, R., Message Digest Algorithm MD5, RFC1321.
             "
::= { snmpAuthProtocols 2 }

usmHMACSHAAuthProtocol OBJECT-IDENTITY

STATUS        current
DESCRIPTION  "The HMAC-SHA-96 Digest Authentication Protocol."
REFERENCE    "- H. Krawczyk, M. Bellare, R. Canetti, HMAC:
                Keyed-Hashing for Message Authentication,
                RFC2104, Feb 1997.
              - Secure Hash Algorithm. NIST FIPS 180-1.
             "
::= { snmpAuthProtocols 3 }

usmNoPrivProtocol OBJECT-IDENTITY

STATUS        current
DESCRIPTION  "No Privacy Protocol."
::= { snmpPrivProtocols 1 }

usmDESPrivProtocol OBJECT-IDENTITY

STATUS        current
DESCRIPTION  "The CBC-DES Symmetric Encryption Protocol."
REFERENCE    "- Data Encryption Standard, National Institute of
                Standards and Technology.  Federal Information
                Processing Standard (FIPS) Publication 46-1.
                Supersedes FIPS Publication 46,
                (January, 1977; reaffirmed January, 1988).
              - Data Encryption Algorithm, American National
                Standards Institute.  ANSI X3.92-1981,
                (December, 1980).
              - DES Modes of Operation, National Institute of
                Standards and Technology.  Federal Information
                Processing Standard (FIPS) Publication 81,
                (December, 1980).
              - Data Encryption Algorithm - Modes of Operation,
                American National Standards Institute.
                ANSI X3.106-1983, (May 1983).
             "
::= { snmpPrivProtocols 2 }

-- Textual Conventions ***********************************************

KeyChange ::= TEXTUAL-CONVENTION STATUS current DESCRIPTION

     "Every definition of an object with this syntax must identify
      a protocol P, a secret key K, and a hash algorithm H
      that produces output of L octets.
      The object's value is a manager-generated, partially-random
      value which, when modified, causes the value of the secret
      key K, to be modified via a one-way function.
      The value of an instance of this object is the concatenation
      of two components: first a 'random' component and then a
      'delta' component.
      The lengths of the random and delta components
      are given by the corresponding value of the protocol P;
      if P requires K to be a fixed length, the length of both the
      random and delta components is that fixed length; if P
      allows the length of K to be variable up to a particular
      maximum length, the length of the random component is that
      maximum length and the length of the delta component is any
      length less than or equal to that maximum length.
      For example, usmHMACMD5AuthProtocol requires K to be a fixed
      length of 16 octets and L - of 16 octets.
      usmHMACSHAAuthProtocol requires K to be a fixed length of
      20 octets and L - of 20 octets. Other protocols may define
      other sizes, as deemed appropriate.
      When a requester wants to change the old key K to a new
      key keyNew on a remote entity, the 'random' component is
      obtained from either a true random generator, or from a
      pseudorandom generator, and the 'delta' component is
      computed as follows:
       - a temporary variable is initialized to the existing value
         of K;
       - if the length of the keyNew is greater than L octets,
         then:
          - the random component is appended to the value of the
            temporary variable, and the result is input to the
            the hash algorithm H to produce a digest value, and
            the temporary variable is set to this digest value;
          - the value of the temporary variable is XOR-ed with
            the first (next) L-octets (16 octets in case of MD5)
            of the keyNew to produce the first (next) L-octets
            (16 octets in case of MD5) of the 'delta' component.
          - the above two steps are repeated until the unused
            portion of the keyNew component is L octets or less,
       - the random component is appended to the value of the
         temporary variable, and the result is input to the
         hash algorithm H to produce a digest value;
       - this digest value, truncated if necessary to be the same
         length as the unused portion of the keyNew, is XOR-ed
         with the unused portion of the keyNew to produce the
         (final portion of the) 'delta' component.
       For example, using MD5 as the hash algorithm H:
          iterations = (lenOfDelta - 1)/16; /* integer division */
          temp = keyOld;
          for (i = 0; i < iterations; i++) {
              temp = MD5 (temp || random);
              delta[i*16 .. (i*16)+15] =
                     temp XOR keyNew[i*16 .. (i*16)+15];
          }
          temp = MD5 (temp || random);
          delta[i*16 .. lenOfDelta-1] =
                 temp XOR keyNew[i*16 .. lenOfDelta-1];
      The 'random' and 'delta' components are then concatenated as
      described above, and the resulting octet string is sent to
      the recipient as the new value of an instance of this object.
      At the receiver side, when an instance of this object is set
      to a new value, then a new value of K is computed as follows:
       - a temporary variable is initialized to the existing value
         of K;
       - if the length of the delta component is greater than L
         octets, then:
          - the random component is appended to the value of the
            temporary variable, and the result is input to the
            hash algorithm H to produce a digest value, and the
            temporary variable is set to this digest value;
          - the value of the temporary variable is XOR-ed with
            the first (next) L-octets (16 octets in case of MD5)
            of the delta component to produce the first (next)
            L-octets (16 octets in case of MD5) of the new value
            of K.
          - the above two steps are repeated until the unused
            portion of the delta component is L octets or less,
       - the random component is appended to the value of the
         temporary variable, and the result is input to the
         hash algorithm H to produce a digest value;
       - this digest value, truncated if necessary to be the same
         length as the unused portion of the delta component, is
         XOR-ed with the unused portion of the delta component to
         produce the (final portion of the) new value of K.
       For example, using MD5 as the hash algorithm H:
          iterations = (lenOfDelta - 1)/16; /* integer division */
          temp = keyOld;
          for (i = 0; i < iterations; i++) {
              temp = MD5 (temp || random);
              keyNew[i*16 .. (i*16)+15] =
                     temp XOR delta[i*16 .. (i*16)+15];
          }
          temp = MD5 (temp || random);
          keyNew[i*16 .. lenOfDelta-1] =
                 temp XOR delta[i*16 .. lenOfDelta-1];
      The value of an object with this syntax, whenever it is
      retrieved by the management protocol, is always the zero
      length string.
      Note that the keyOld and keyNew are the localized keys.
      Note that it is probably wise that when an SNMP entity sends
      a SetRequest to change a key, that it keeps a copy of the old
      key until it has confirmed that the key change actually
      succeeded.
     "
SYNTAX       OCTET STRING

-- Statistics for the User-based Security Model **********************

usmStats OBJECT IDENTIFIER ::= { usmMIBObjects 1 }

usmStatsUnsupportedSecLevels OBJECT-TYPE

SYNTAX       Counter32
MAX-ACCESS   read-only
STATUS       current
DESCRIPTION "The total number of packets received by the SNMP
             engine which were dropped because they requested a
             securityLevel that was unknown to the SNMP engine
             or otherwise unavailable.
            "
::= { usmStats 1 }

usmStatsNotInTimeWindows OBJECT-TYPE

SYNTAX       Counter32
MAX-ACCESS   read-only
STATUS       current
DESCRIPTION "The total number of packets received by the SNMP
             engine which were dropped because they appeared
             outside of the authoritative SNMP engine's window.
            "
::= { usmStats 2 }

usmStatsUnknownUserNames OBJECT-TYPE

SYNTAX       Counter32
MAX-ACCESS   read-only
STATUS       current
DESCRIPTION "The total number of packets received by the SNMP
             engine which were dropped because they referenced a
             user that was not known to the SNMP engine.
            "
::= { usmStats 3 }

usmStatsUnknownEngineIDs OBJECT-TYPE

SYNTAX       Counter32
MAX-ACCESS   read-only
STATUS       current
DESCRIPTION "The total number of packets received by the SNMP
             engine which were dropped because they referenced an
             snmpEngineID that was not known to the SNMP engine.
            "
::= { usmStats 4 }

usmStatsWrongDigests OBJECT-TYPE

SYNTAX       Counter32
MAX-ACCESS   read-only
STATUS       current
DESCRIPTION "The total number of packets received by the SNMP
             engine which were dropped because they didn't
             contain the expected digest value.
            "
::= { usmStats 5 }

usmStatsDecryptionErrors OBJECT-TYPE

SYNTAX       Counter32
MAX-ACCESS   read-only
STATUS       current
DESCRIPTION "The total number of packets received by the SNMP
             engine which were dropped because they could not be
             decrypted.
            "
::= { usmStats 6 }

-- The usmUser Group ************************************************

usmUser OBJECT IDENTIFIER ::= { usmMIBObjects 2 }

usmUserSpinLock OBJECT-TYPE

SYNTAX       TestAndIncr
MAX-ACCESS   read-write
STATUS       current
DESCRIPTION "An advisory lock used to allow several cooperating
             Command Generator Applications to coordinate their
             use of facilities to alter secrets in the
             usmUserTable.
            "
::= { usmUser 1 }

-- The table of valid users for the User-based Security Model ********

usmUserTable OBJECT-TYPE

SYNTAX       SEQUENCE OF UsmUserEntry
MAX-ACCESS   not-accessible
STATUS       current
DESCRIPTION "The table of users configured in the SNMP engine's
             Local Configuration Datastore (LCD).
             To create a new user (i.e., to instantiate a new
             conceptual row in this table), it is recommended to
             follow this procedure:
               1)  GET(usmUserSpinLock.0) and save in sValue.
               2)  SET(usmUserSpinLock.0=sValue,
                       usmUserCloneFrom=templateUser,
                       usmUserStatus=createAndWait)
                   You should use a template user to clone from
                   which has the proper auth/priv protocol defined.
             If the new user is to use privacy:
               3)  generate the keyChange value based on the secret
                   privKey of the clone-from user and the secret key
                   to be used for the new user. Let us call this
                   pkcValue.
               4)  GET(usmUserSpinLock.0) and save in sValue.
               5)  SET(usmUserSpinLock.0=sValue,
                       usmUserPrivKeyChange=pkcValue
                       usmUserPublic=randomValue1)
               6)  GET(usmUserPulic) and check it has randomValue1.
                   If not, repeat steps 4-6.
             If the new user will never use privacy:
               7)  SET(usmUserPrivProtocol=usmNoPrivProtocol)
             If the new user is to use authentication:
               8)  generate the keyChange value based on the secret
                   authKey of the clone-from user and the secret key
                   to be used for the new user. Let us call this
                   akcValue.
               9)  GET(usmUserSpinLock.0) and save in sValue.
               10) SET(usmUserSpinLock.0=sValue,
                       usmUserAuthKeyChange=akcValue
                       usmUserPublic=randomValue2)
               11) GET(usmUserPulic) and check it has randomValue2.
                   If not, repeat steps 9-11.
             If the new user will never use authentication:
               12) SET(usmUserAuthProtocol=usmNoAuthProtocol)
             Finally, activate the new user:
               13) SET(usmUserStatus=active)
             The new user should now be available and ready to be
             used for SNMPv3 communication. Note however that access
             to MIB data must be provided via configuration of the
             SNMP-VIEW-BASED-ACM-MIB.
             The use of usmUserSpinlock is to avoid conflicts with
             another SNMP command generator application which may
             also be acting on the usmUserTable.
            "
::= { usmUser 2 }

usmUserEntry OBJECT-TYPE

SYNTAX       UsmUserEntry
MAX-ACCESS   not-accessible
STATUS       current
DESCRIPTION "A user configured in the SNMP engine's Local
             Configuration Datastore (LCD) for the User-based
             Security Model.
            "
INDEX       { usmUserEngineID,
              usmUserName
            }
::= { usmUserTable 1 }

UsmUserEntry ::= SEQUENCE

{
    usmUserEngineID         SnmpEngineID,
    usmUserName             SnmpAdminString,
    usmUserSecurityName     SnmpAdminString,
    usmUserCloneFrom        RowPointer,
    usmUserAuthProtocol     AutonomousType,
    usmUserAuthKeyChange    KeyChange,
    usmUserOwnAuthKeyChange KeyChange,
    usmUserPrivProtocol     AutonomousType,
    usmUserPrivKeyChange    KeyChange,
    usmUserOwnPrivKeyChange KeyChange,
    usmUserPublic           OCTET STRING,
    usmUserStorageType      StorageType,
    usmUserStatus           RowStatus
}

usmUserEngineID OBJECT-TYPE

SYNTAX       SnmpEngineID
MAX-ACCESS   not-accessible
STATUS       current
DESCRIPTION "An SNMP engine's administratively-unique identifier.
             In a simple agent, this value is always that agent's
             own snmpEngineID value.
             The value can also take the value of the snmpEngineID
             of a remote SNMP engine with which this user can
             communicate.
            "
::= { usmUserEntry 1 }

usmUserName OBJECT-TYPE

SYNTAX       SnmpAdminString (SIZE(1..32))
MAX-ACCESS   not-accessible
STATUS       current
DESCRIPTION "A human readable string representing the name of
             the user.
             This is the (User-based Security) Model dependent
             security ID.
            "
::= { usmUserEntry 2 }

usmUserSecurityName OBJECT-TYPE

SYNTAX       SnmpAdminString
MAX-ACCESS   read-only
STATUS       current
DESCRIPTION "A human readable string representing the user in
             Security Model independent format.
             The default transformation of the User-based Security
             Model dependent security ID to the securityName and
             vice versa is the identity function so that the
             securityName is the same as the userName.
            "
::= { usmUserEntry 3 }

usmUserCloneFrom OBJECT-TYPE

SYNTAX       RowPointer
MAX-ACCESS   read-create
STATUS       current
DESCRIPTION "A pointer to another conceptual row in this
             usmUserTable.  The user in this other conceptual
             row is called the clone-from user.
             When a new user is created (i.e., a new conceptual
             row is instantiated in this table), the privacy and
             authentication parameters of the new user must be
             cloned from its clone-from user. These parameters are:
               - authentication protocol (usmUserAuthProtocol)
               - privacy protocol (usmUserPrivProtocol)
             They will be copied regardless of what the current
             value is.
             Cloning also causes the initial values of the secret
             authentication key (authKey) and the secret encryption
             key (privKey) of the new user to be set to the same
             values as the corresponding secrets of the clone-from
             user to allow the KeyChange process to occur as
             required during user creation.
             The first time an instance of this object is set by
             a management operation (either at or after its
             instantiation), the cloning process is invoked.
             Subsequent writes are successful but invoke no
             action to be taken by the receiver.
             The cloning process fails with an 'inconsistentName'
             error if the conceptual row representing the
             clone-from user does not exist or is not in an active
             state when the cloning process is invoked.
             When this object is read, the ZeroDotZero OID
             is returned.
            "
::= { usmUserEntry 4 }

usmUserAuthProtocol OBJECT-TYPE

SYNTAX       AutonomousType
MAX-ACCESS   read-create
STATUS       current
DESCRIPTION "An indication of whether messages sent on behalf of
             this user to/from the SNMP engine identified by
             usmUserEngineID, can be authenticated, and if so,
             the type of authentication protocol which is used.
             An instance of this object is created concurrently
             with the creation of any other object instance for
             the same user (i.e., as part of the processing of
             the set operation which creates the first object
             instance in the same conceptual row).
             If an initial set operation (i.e. at row creation time)
             tries to set a value for an unknown or unsupported
             protocol, then a 'wrongValue' error must be returned.
             The value will be overwritten/set when a set operation
             is performed on the corresponding instance of
             usmUserCloneFrom.
             Once instantiated, the value of such an instance of
             this object can only be changed via a set operation to
             the value of the usmNoAuthProtocol.
             If a set operation tries to change the value of an
             existing instance of this object to any value other
             than usmNoAuthProtocol, then an 'inconsistentValue'
             error must be returned.
             If a set operation tries to set the value to the
             usmNoAuthProtocol while the usmUserPrivProtocol value
             in the same row is not equal to usmNoPrivProtocol,
             then an 'inconsistentValue' error must be returned.
             That means that an SNMP command generator application
             must first ensure that the usmUserPrivProtocol is set
             to the usmNoPrivProtocol value before it can set
             the usmUserAuthProtocol value to usmNoAuthProtocol.
            "
DEFVAL      { usmNoAuthProtocol }
::= { usmUserEntry 5 }

usmUserAuthKeyChange OBJECT-TYPE

SYNTAX       KeyChange   -- typically (SIZE (0 | 32)) for HMACMD5
                         -- typically (SIZE (0 | 40)) for HMACSHA
MAX-ACCESS   read-create
STATUS       current
DESCRIPTION "An object, which when modified, causes the secret
             authentication key used for messages sent on behalf
             of this user to/from the SNMP engine identified by
             usmUserEngineID, to be modified via a one-way
             function.
             The associated protocol is the usmUserAuthProtocol.
             The associated secret key is the user's secret
             authentication key (authKey). The associated hash
             algorithm is the algorithm used by the user's
             usmUserAuthProtocol.
             When creating a new user, it is an 'inconsistentName'
             error for a set operation to refer to this object
             unless it is previously or concurrently initialized
             through a set operation on the corresponding instance
             of usmUserCloneFrom.
             When the value of the corresponding usmUserAuthProtocol
             is usmNoAuthProtocol, then a set is successful, but
             effectively is a no-op.
             When this object is read, the zero-length (empty)
             string is returned.
             The recommended way to do a key change is as follows:
               1) GET(usmUserSpinLock.0) and save in sValue.
               2) generate the keyChange value based on the old
                  (existing) secret key and the new secret key,
                  let us call this kcValue.
             If you do the key change on behalf of another user:
               3) SET(usmUserSpinLock.0=sValue,
                      usmUserAuthKeyChange=kcValue
                      usmUserPublic=randomValue)
             If you do the key change for yourself:
               4) SET(usmUserSpinLock.0=sValue,
                      usmUserOwnAuthKeyChange=kcValue
                      usmUserPublic=randomValue)
             If you get a response with error-status of noError,
             then the SET succeeded and the new key is active.
             If you do not get a response, then you can issue a
             GET(usmUserPublic) and check if the value is equal
             to the randomValue you did send in the SET. If so, then
             the key change succeeded and the new key is active
             (probably the response got lost). If not, then the SET
             request probably never reached the target and so you
             can start over with the procedure above.
            "
DEFVAL      { H }    -- the empty string
::= { usmUserEntry 6 }

usmUserOwnAuthKeyChange OBJECT-TYPE

SYNTAX       KeyChange   -- typically (SIZE (0 | 32)) for HMACMD5
                         -- typically (SIZE (0 | 40)) for HMACSHA
MAX-ACCESS   read-create
STATUS       current
DESCRIPTION "Behaves exactly as usmUserAuthKeyChange, with one
             notable difference: in order for the set operation
             to succeed, the usmUserName of the operation
             requester must match the usmUserName that
             indexes the row which is targeted by this
             operation.
             In addition, the USM security model must be
             used for this operation.
             The idea here is that access to this column can be
             public, since it will only allow a user to change
             his own secret authentication key (authKey).
             Note that this can only be done once the row is active.
             When a set is received and the usmUserName of the
             requester is not the same as the umsUserName that
             indexes the row which is targeted by this operation,
             then a 'noAccess' error must be returned.
             When a set is received and the security model in use
             is not USM, then a 'noAccess' error must be returned.
            "
DEFVAL      { H }    -- the empty string
::= { usmUserEntry 7 }

usmUserPrivProtocol OBJECT-TYPE

SYNTAX       AutonomousType
MAX-ACCESS   read-create
STATUS       current
DESCRIPTION "An indication of whether messages sent on behalf of
             this user to/from the SNMP engine identified by
             usmUserEngineID, can be protected from disclosure,
             and if so, the type of privacy protocol which is used.
             An instance of this object is created concurrently
             with the creation of any other object instance for
             the same user (i.e., as part of the processing of
             the set operation which creates the first object
             instance in the same conceptual row).
             If an initial set operation (i.e. at row creation time)
             tries to set a value for an unknown or unsupported
             protocol, then a 'wrongValue' error must be returned.
             The value will be overwritten/set when a set operation
             is performed on the corresponding instance of
             usmUserCloneFrom.
             Once instantiated, the value of such an instance of
             this object can only be changed via a set operation to
             the value of the usmNoPrivProtocol.
             If a set operation tries to change the value of an
             existing instance of this object to any value other
             than usmNoPrivProtocol, then an 'inconsistentValue'
             error must be returned.
             Note that if any privacy protocol is used, then you
             must also use an authentication protocol. In other
             words, if usmUserPrivProtocol is set to anything else
             than usmNoPrivProtocol, then the corresponding instance
             of usmUserAuthProtocol cannot have a value of
             usmNoAuthProtocol. If it does, then an
             'inconsistentValue' error must be returned.
            "
DEFVAL      { usmNoPrivProtocol }
::= { usmUserEntry 8 }

usmUserPrivKeyChange OBJECT-TYPE

SYNTAX       KeyChange  -- typically (SIZE (0 | 32)) for DES
MAX-ACCESS   read-create
STATUS       current
DESCRIPTION "An object, which when modified, causes the secret
             encryption key used for messages sent on behalf
             of this user to/from the SNMP engine identified by
             usmUserEngineID, to be modified via a one-way
             function.
             The associated protocol is the usmUserPrivProtocol.
             The associated secret key is the user's secret
             privacy key (privKey). The associated hash
             algorithm is the algorithm used by the user's
             usmUserAuthProtocol.
             When creating a new user, it is an 'inconsistentName'
             error for a set operation to refer to this object
             unless it is previously or concurrently initialized
             through a set operation on the corresponding instance
             of usmUserCloneFrom.
             When the value of the corresponding usmUserPrivProtocol
             is usmNoPrivProtocol, then a set is successful, but
             effectively is a no-op.
             When this object is read, the zero-length (empty)
             string is returned.
             See the description clause of usmUserAuthKeyChange for
             a recommended procedure to do a key change.
            "
DEFVAL      { H }    -- the empty string
::= { usmUserEntry 9 }

usmUserOwnPrivKeyChange OBJECT-TYPE

SYNTAX       KeyChange  -- typically (SIZE (0 | 32)) for DES
MAX-ACCESS   read-create
STATUS       current
DESCRIPTION "Behaves exactly as usmUserPrivKeyChange, with one
             notable difference: in order for the Set operation
             to succeed, the usmUserName of the operation
             requester must match the usmUserName that indexes
             the row which is targeted by this operation.
             In addition, the USM security model must be
             used for this operation.
             The idea here is that access to this column can be
             public, since it will only allow a user to change
             his own secret privacy key (privKey).
             Note that this can only be done once the row is active.
             When a set is received and the usmUserName of the
             requester is not the same as the umsUserName that
             indexes the row which is targeted by this operation,
             then a 'noAccess' error must be returned.
             When a set is received and the security model in use
             is not USM, then a 'noAccess' error must be returned.
            "
DEFVAL      { H }    -- the empty string
::= { usmUserEntry 10 }

usmUserPublic OBJECT-TYPE

SYNTAX       OCTET STRING (SIZE(0..32))
MAX-ACCESS   read-create
STATUS       current
DESCRIPTION "A publicly-readable value which can be written as part
             of the procedure for changing a user's secret
             authentication and/or privacy key, and later read to
             determine whether the change of the secret was
             effected.
            "
DEFVAL      { H }  -- the empty string
::= { usmUserEntry 11 }

usmUserStorageType OBJECT-TYPE

SYNTAX       StorageType
MAX-ACCESS   read-create
STATUS       current
DESCRIPTION "The storage type for this conceptual row.
             Conceptual rows having the value 'permanent' must
             allow write-access at a minimum to:
             - usmUserAuthKeyChange, usmUserOwnAuthKeyChange
               and usmUserPublic for a user who employs
               authentication, and
             - usmUserPrivKeyChange, usmUserOwnPrivKeyChange
               and usmUserPublic for a user who employs
               privacy.
             Note that any user who employs authentication or
             privacy must allow its secret(s) to be updated and
             thus cannot be 'readOnly'.
             If an initial set operation tries to set the value to
             'readOnly' for a user who employs authentication or
             privacy, then an 'inconsistentValue' error must be
             returned.  Note that if the value has been previously
             set (implicit or explicit) to any value, then the rules
             as defined in the StorageType Textual Convention apply.
             It is an implementation issue to decide if a SET for
             a readOnly or permanent row is accepted at all. In some
             contexts this may make sense, in others it may not. If
             a SET for a readOnly or permanent row is not accepted
             at all, then a 'wrongValue' error must be returned.
            "
DEFVAL      { nonVolatile }
::= { usmUserEntry 12 }

usmUserStatus OBJECT-TYPE

SYNTAX       RowStatus
MAX-ACCESS   read-create
STATUS       current
DESCRIPTION "The status of this conceptual row.
             Until instances of all corresponding columns are
             appropriately configured, the value of the
             corresponding instance of the usmUserStatus column
             is 'notReady'.
             In particular, a newly created row for a user who
             employs authentication, cannot be made active until the
             corresponding usmUserCloneFrom and usmUserAuthKeyChange
             have been set.
             Further, a newly created row for a user who also
             employs privacy, cannot be made active until the
             usmUserPrivKeyChange has been set.
             The RowStatus TC RFC2579 requires that this
             DESCRIPTION clause states under which circumstances
             other objects in this row can be modified:
             The value of this object has no effect on whether
             other objects in this conceptual row can be modified,
             except for usmUserOwnAuthKeyChange and
             usmUserOwnPrivKeyChange. For these 2 objects, the
             value of usmUserStatus MUST be active.
            "
::= { usmUserEntry 13 }

-- Conformance Information *******************************************

usmMIBCompliances OBJECT IDENTIFIER ::= { usmMIBConformance 1 } usmMIBGroups OBJECT IDENTIFIER ::= { usmMIBConformance 2 }

-- Compliance statements

usmMIBCompliance MODULE-COMPLIANCE

STATUS       current
DESCRIPTION "The compliance statement for SNMP engines which
             implement the SNMP-USER-BASED-SM-MIB.
            "
MODULE       -- this module
    MANDATORY-GROUPS { usmMIBBasicGroup }
    OBJECT           usmUserAuthProtocol
    MIN-ACCESS       read-only
    DESCRIPTION     "Write access is not required."
    OBJECT           usmUserPrivProtocol
    MIN-ACCESS       read-only
    DESCRIPTION     "Write access is not required."
::= { usmMIBCompliances 1 }

-- Units of compliance usmMIBBasicGroup OBJECT-GROUP

OBJECTS     {
              usmStatsUnsupportedSecLevels,
              usmStatsNotInTimeWindows,
              usmStatsUnknownUserNames,
              usmStatsUnknownEngineIDs,
              usmStatsWrongDigests,
              usmStatsDecryptionErrors,
              usmUserSpinLock,
              usmUserSecurityName,
              usmUserCloneFrom,
              usmUserAuthProtocol,
              usmUserAuthKeyChange,
              usmUserOwnAuthKeyChange,
              usmUserPrivProtocol,
              usmUserPrivKeyChange,
              usmUserOwnPrivKeyChange,
              usmUserPublic,
              usmUserStorageType,
              usmUserStatus
            }
STATUS       current
DESCRIPTION "A collection of objects providing for configuration
             of an SNMP engine which implements the SNMP
             User-based Security Model.
            "
::= { usmMIBGroups 1 }

END

HMAC-MD5-96 Authentication Protocol

This section describes the HMAC-MD5-96 authentication protocol. This authentication protocol is the first defined for the User-based Security Model. It uses MD5 hash-function which is described in RFC1321, in HMAC mode described in RFC2104, truncating the output to 96 bits.

This protocol is identified by usmHMACMD5AuthProtocol.

Over time, other authentication protocols may be defined either as a replacement of this protocol or in addition to this protocol.

Mechanisms

- In support of data integrity, a message digest algorithm is

 required.  A digest is calculated over an appropriate portion of an
 SNMP message and included as part of the message sent to the
 recipient.

- In support of data origin authentication and data integrity, a

 secret value is prepended to SNMP message prior to computing the
 digest; the calculated digest is partially inserted into the SNMP
 message prior to transmission, and the prepended value is not
 transmitted.  The secret value is shared by all SNMP engines
 authorized to originate messages on behalf of the appropriate user.

Digest Authentication Mechanism

The Digest Authentication Mechanism defined in this memo provides for:

- verification of the integrity of a received message, i.e., the

 message received is the message sent.
 The integrity of the message is protected by computing a digest
 over an appropriate portion of the message.  The digest is computed
 by the originator of the message, transmitted with the message, and
 verified by the recipient of the message.

- verification of the user on whose behalf the message was generated.

 A secret value known only to SNMP engines authorized to generate
 messages on behalf of a user is used in HMAC mode (see RFC2104).
 It also recommends the hash-function output used as Message
 Authentication Code, to be truncated.

This protocol uses the MD5 RFC1321 message digest algorithm. A 128-bit MD5 digest is calculated in a special (HMAC) way over the designated portion of an SNMP message and the first 96 bits of this digest is included as part of the message sent to the recipient. The size of the digest carried in a message is 12 octets. The size of the private authentication key (the secret) is 16 octets. For the details see section 6.3.

Elements of the Digest Authentication Protocol

This section contains definitions required to realize the authentication module defined in this section of this memo.

Users

Authentication using this authentication protocol makes use of a defined set of userNames. For any user on whose behalf a message must be authenticated at a particular SNMP engine, that SNMP engine must have knowledge of that user. An SNMP engine that wishes to communicate with another SNMP engine must also have knowledge of a user known to that engine, including knowledge of the applicable attributes of that user.

A user and its attributes are defined as follows:

<userName>

 A string representing the name of the user.

<authKey>

 A user's secret key to be used when calculating a digest.
 It MUST be 16 octets long for MD5.

msgAuthoritativeEngineID

The msgAuthoritativeEngineID value contained in an authenticated message specifies the authoritative SNMP engine for that particular message (see the definition of SnmpEngineID in the SNMP Architecture document RFC3411).

The user's (private) authentication key is normally different at each authoritative SNMP engine and so the snmpEngineID is used to select the proper key for the authentication process.

SNMP Messages Using this Authentication Protocol

Messages using this authentication protocol carry a msgAuthenticationParameters field as part of the msgSecurityParameters. For this protocol, the msgAuthenticationParameters field is the serialized OCTET STRING representing the first 12 octets of the HMAC-MD5-96 output done over the wholeMsg.

The digest is calculated over the wholeMsg so if a message is authenticated, that also means that all the fields in the message are intact and have not been tampered with.

Services provided by the HMAC-MD5-96 Authentication Module

This section describes the inputs and outputs that the HMAC-MD5-96 Authentication module expects and produces when the User-based Security module calls the HMAC-MD5-96 Authentication module for services.

Services for Generating an Outgoing SNMP Message

The HMAC-MD5-96 authentication protocol assumes that the selection of the authKey is done by the caller and that the caller passes the secret key to be used.

Upon completion the authentication module returns statusInformation and, if the message digest was correctly calculated, the wholeMsg with the digest inserted at the proper place. The abstract service primitive is:

statusInformation = -- success or failure

 authenticateOutgoingMsg(
 IN   authKey                   -- secret key for authentication
 IN   wholeMsg                  -- unauthenticated complete message
 OUT  authenticatedWholeMsg     -- complete authenticated message
      )

The abstract data elements are:

statusInformation

 An indication of whether the authentication process was successful.
 If not it is an indication of the problem.

authKey

 The secret key to be used by the authentication algorithm.  The
 length of this key MUST be 16 octets.

wholeMsg

 The message to be authenticated.

authenticatedWholeMsg

 The authenticated message (including inserted digest) on output.

Note, that authParameters field is filled by the authentication module and this module and this field should be already present in the wholeMsg before the Message Authentication Code (MAC) is generated.

Services for Processing an Incoming SNMP Message

The HMAC-MD5-96 authentication protocol assumes that the selection of the authKey is done by the caller and that the caller passes the secret key to be used.

Upon completion the authentication module returns statusInformation and, if the message digest was correctly calculated, the wholeMsg as it was processed. The abstract service primitive is:

statusInformation = -- success or failure

 authenticateIncomingMsg(
 IN   authKey                   -- secret key for authentication
 IN   authParameters            -- as received on the wire
 IN   wholeMsg                  -- as received on the wire
 OUT  authenticatedWholeMsg     -- complete authenticated message
      )

The abstract data elements are:

statusInformation

 An indication of whether the authentication process was successful.
 If not it is an indication of the problem.

authKey

 The secret key to be used by the authentication algorithm.  The
 length of this key MUST be 16 octets.

authParameters

 The authParameters from the incoming message.

wholeMsg

 The message to be authenticated on input and the authenticated
 message on output.

authenticatedWholeMsg

 The whole message after the authentication check is complete.

Elements of Procedure

This section describes the procedures for the HMAC-MD5-96 authentication protocol.

Processing an Outgoing Message

This section describes the procedure followed by an SNMP engine whenever it must authenticate an outgoing message using the usmHMACMD5AuthProtocol.

1) The msgAuthenticationParameters field is set to the serialization,

  according to the rules in RFC3417, of an OCTET STRING containing
  12 zero octets.

2) From the secret authKey, two keys K1 and K2 are derived:

  a) extend the authKey to 64 octets by appending 48 zero octets;
     save it as extendedAuthKey
  b) obtain IPAD by replicating the octet 0x36 64 times;
  c) obtain K1 by XORing extendedAuthKey with IPAD;
  d) obtain OPAD by replicating the octet 0x5C 64 times;
  e) obtain K2 by XORing extendedAuthKey with OPAD.

3) Prepend K1 to the wholeMsg and calculate MD5 digest over it

  according to RFC1321.

4) Prepend K2 to the result of the step 4 and calculate MD5 digest

  over it according to RFC1321.  Take the first 12 octets of the
  final digest - this is Message Authentication Code (MAC).

5) Replace the msgAuthenticationParameters field with MAC obtained in

  the step 4.

6) The authenticatedWholeMsg is then returned to the caller together

  with statusInformation indicating success.

Processing an Incoming Message

This section describes the procedure followed by an SNMP engine whenever it must authenticate an incoming message using the usmHMACMD5AuthProtocol.

1) If the digest received in the msgAuthenticationParameters field is

  not 12 octets long, then an failure and an errorIndication
  (authenticationError) is returned to the calling module.

2) The MAC received in the msgAuthenticationParameters field is

  saved.

3) The digest in the msgAuthenticationParameters field is replaced by

  the 12 zero octets.

4) From the secret authKey, two keys K1 and K2 are derived:

  a) extend the authKey to 64 octets by appending 48 zero octets;
     save it as extendedAuthKey
  b) obtain IPAD by replicating the octet 0x36 64 times;
  c) obtain K1 by XORing extendedAuthKey with IPAD;
  d) obtain OPAD by replicating the octet 0x5C 64 times;
  e) obtain K2 by XORing extendedAuthKey with OPAD.

5) The MAC is calculated over the wholeMsg:

  a) prepend K1 to the wholeMsg and calculate the MD5 digest over
  it;
  b) prepend K2 to the result of step 5.a and calculate the MD5
  digest over it;
  c) first 12 octets of the result of step 5.b is the MAC.
  The msgAuthenticationParameters field is replaced with the MAC
  value that was saved in step 2.

6) Then the newly calculated MAC is compared with the MAC saved in

  step 2.  If they do not match, then an failure and an
  errorIndication (authenticationFailure) is returned to the calling
  module.

7) The authenticatedWholeMsg and statusInformation indicating success

  are then returned to the caller.

HMAC-SHA-96 Authentication Protocol

This section describes the HMAC-SHA-96 authentication protocol. This protocol uses the SHA hash-function which is described in [SHA-NIST], in HMAC mode described in RFC2104, truncating the output to 96 bits.

This protocol is identified by usmHMACSHAAuthProtocol.

Over time, other authentication protocols may be defined either as a replacement of this protocol or in addition to this protocol.

Mechanisms

- In support of data integrity, a message digest algorithm is

 required.  A digest is calculated over an appropriate portion of an
 SNMP message and included as part of the message sent to the
 recipient.

- In support of data origin authentication and data integrity, a

 secret value is prepended to the SNMP message prior to computing
 the digest; the calculated digest is then partially inserted into
 the message prior to transmission.  The prepended secret is not
 transmitted.  The secret value is shared by all SNMP engines
 authorized to originate messages on behalf of the appropriate user.

Digest Authentication Mechanism

The Digest Authentication Mechanism defined in this memo provides for:

- verification of the integrity of a received message, i.e., the

 message received is the message sent.
 The integrity of the message is protected by computing a digest
 over an appropriate portion of the message.  The digest is computed
 by the originator of the message, transmitted with the message, and
 verified by the recipient of the message.

- verification of the user on whose behalf the message was generated.

 A secret value known only to SNMP engines authorized to generate
 messages on behalf of a user is used in HMAC mode (see RFC2104).
 It also recommends the hash-function output used as Message
 Authentication Code, to be truncated.

This mechanism uses the SHA [SHA-NIST] message digest algorithm. A 160-bit SHA digest is calculated in a special (HMAC) way over the designated portion of an SNMP message and the first 96 bits of this digest is included as part of the message sent to the recipient. The size of the digest carried in a message is 12 octets. The size of the private authentication key (the secret) is 20 octets. For the details see section 7.3.

Elements of the HMAC-SHA-96 Authentication Protocol

This section contains definitions required to realize the authentication module defined in this section of this memo.

Users

Authentication using this authentication protocol makes use of a defined set of userNames. For any user on whose behalf a message must be authenticated at a particular SNMP engine, that SNMP engine must have knowledge of that user. An SNMP engine that wishes to communicate with another SNMP engine must also have knowledge of a user known to that engine, including knowledge of the applicable attributes of that user.

A user and its attributes are defined as follows:

<userName>

 A string representing the name of the user.

<authKey>

 A user's secret key to be used when calculating a digest.
 It MUST be 20 octets long for SHA.

msgAuthoritativeEngineID

The msgAuthoritativeEngineID value contained in an authenticated message specifies the authoritative SNMP engine for that particular message (see the definition of SnmpEngineID in the SNMP Architecture document RFC3411).

The user's (private) authentication key is normally different at each authoritative SNMP engine and so the snmpEngineID is used to select the proper key for the authentication process.

SNMP Messages Using this Authentication Protocol

Messages using this authentication protocol carry a msgAuthenticationParameters field as part of the msgSecurityParameters. For this protocol, the msgAuthenticationParameters field is the serialized OCTET STRING representing the first 12 octets of HMAC-SHA-96 output done over the wholeMsg.

The digest is calculated over the wholeMsg so if a message is authenticated, that also means that all the fields in the message are intact and have not been tampered with.

Services Provided by the HMAC-SHA-96 Authentication Module

This section describes the inputs and outputs that the HMAC-SHA-96 Authentication module expects and produces when the User-based Security module calls the HMAC-SHA-96 Authentication module for services.

Services for Generating an Outgoing SNMP Message

HMAC-SHA-96 authentication protocol assumes that the selection of the authKey is done by the caller and that the caller passes the secret key to be used.

Upon completion the authentication module returns statusInformation and, if the message digest was correctly calculated, the wholeMsg with the digest inserted at the proper place. The abstract service primitive is:

statusInformation = -- success or failure

 authenticateOutgoingMsg(
 IN   authKey                   -- secret key for authentication
 IN   wholeMsg                  -- unauthenticated complete message
 OUT  authenticatedWholeMsg     -- complete authenticated message
      )

The abstract data elements are:

statusInformation

 An indication of whether the authentication process was successful.
 If not it is an indication of the problem.

authKey

 The secret key to be used by the authentication algorithm.  The
 length of this key MUST be 20 octets.

wholeMsg

 The message to be authenticated.

authenticatedWholeMsg

 The authenticated message (including inserted digest) on output.

Note, that authParameters field is filled by the authentication module and this field should be already present in the wholeMsg before the Message Authentication Code (MAC) is generated.

Services for Processing an Incoming SNMP Message

HMAC-SHA-96 authentication protocol assumes that the selection of the authKey is done by the caller and that the caller passes the secret key to be used.

Upon completion the authentication module returns statusInformation and, if the message digest was correctly calculated, the wholeMsg as it was processed. The abstract service primitive is:

statusInformation = -- success or failure

 authenticateIncomingMsg(
 IN   authKey                   -- secret key for authentication
 IN   authParameters            -- as received on the wire
 IN   wholeMsg                  -- as received on the wire
 OUT  authenticatedWholeMsg     -- complete authenticated message
      )

The abstract data elements are:

statusInformation

 An indication of whether the authentication process was successful.
 If not it is an indication of the problem.

authKey

 The secret key to be used by the authentication algorithm.  The
 length of this key MUST be 20 octets.

authParameters

 The authParameters from the incoming message.

wholeMsg

 The message to be authenticated on input and the authenticated
 message on output.

authenticatedWholeMsg

 The whole message after the authentication check is complete.

Elements of Procedure

This section describes the procedures for the HMAC-SHA-96 authentication protocol.

Processing an Outgoing Message

This section describes the procedure followed by an SNMP engine whenever it must authenticate an outgoing message using the usmHMACSHAAuthProtocol.

1) The msgAuthenticationParameters field is set to the serialization,

  according to the rules in RFC3417, of an OCTET STRING containing
  12 zero octets.

2) From the secret authKey, two keys K1 and K2 are derived:

  a) extend the authKey to 64 octets by appending 44 zero octets;
     save it as extendedAuthKey
  b) obtain IPAD by replicating the octet 0x36 64 times;
  c) obtain K1 by XORing extendedAuthKey with IPAD;
  d) obtain OPAD by replicating the octet 0x5C 64 times;
  e) obtain K2 by XORing extendedAuthKey with OPAD.

3) Prepend K1 to the wholeMsg and calculate the SHA digest over it

  according to [SHA-NIST].

4) Prepend K2 to the result of the step 4 and calculate SHA digest

  over it according to [SHA-NIST].  Take the first 12 octets of the
  final digest - this is Message Authentication Code (MAC).

5) Replace the msgAuthenticationParameters field with MAC obtained in

  the step 5.

6) The authenticatedWholeMsg is then returned to the caller together

  with statusInformation indicating success.

Processing an Incoming Message

This section describes the procedure followed by an SNMP engine whenever it must authenticate an incoming message using the usmHMACSHAAuthProtocol.

1) If the digest received in the msgAuthenticationParameters field is

  not 12 octets long, then an failure and an errorIndication
  (authenticationError) is returned to the calling module.

2) The MAC received in the msgAuthenticationParameters field is

  saved.

3) The digest in the msgAuthenticationParameters field is replaced by

  the 12 zero octets.

4) From the secret authKey, two keys K1 and K2 are derived:

  a) extend the authKey to 64 octets by appending 44 zero octets;
     save it as extendedAuthKey
  b) obtain IPAD by replicating the octet 0x36 64 times;
  c) obtain K1 by XORing extendedAuthKey with IPAD;
  d) obtain OPAD by replicating the octet 0x5C 64 times;
  e) obtain K2 by XORing extendedAuthKey with OPAD.

5) The MAC is calculated over the wholeMsg:

  a) prepend K1 to the wholeMsg and calculate the SHA digest over
     it;
  b) prepend K2 to the result of step 5.a and calculate the SHA
     digest over it;
  c) first 12 octets of the result of step 5.b is the MAC.
  The msgAuthenticationParameters field is replaced with the MAC
  value that was saved in step 2.

6) The the newly calculated MAC is compared with the MAC saved in

  step 2.  If they do not match, then a failure and an
  errorIndication (authenticationFailure) are returned to the
  calling module.

7) The authenticatedWholeMsg and statusInformation indicating success

  are then returned to the caller.

CBC-DES Symmetric Encryption Protocol

This section describes the CBC-DES Symmetric Encryption Protocol. This protocol is the first privacy protocol defined for the User-based Security Model.

This protocol is identified by usmDESPrivProtocol.

Over time, other privacy protocols may be defined either as a replacement of this protocol or in addition to this protocol.

Mechanisms

- In support of data confidentiality, an encryption algorithm is

 required.  An appropriate portion of the message is encrypted prior
 to being transmitted.  The User-based Security Model specifies that
 the scopedPDU is the portion of the message that needs to be
 encrypted.

- A secret value in combination with a timeliness value is used to

 create the en/decryption key and the initialization vector.  The
 secret value is shared by all SNMP engines authorized to originate
 messages on behalf of the appropriate user.

Symmetric Encryption Protocol

The Symmetric Encryption Protocol defined in this memo provides support for data confidentiality. The designated portion of an SNMP message is encrypted and included as part of the message sent to the recipient.

Two organizations have published specifications defining the DES: the National Institute of Standards and Technology (NIST) [DES-NIST] and the American National Standards Institute [DES-ANSI]. There is a companion Modes of Operation specification for each definition ([DESO-NIST] and [DESO-ANSI], respectively).

The NIST has published three additional documents that implementors may find useful.

- There is a document with guidelines for implementing and using the

 DES, including functional specifications for the DES and its modes
 of operation [DESG-NIST].

- There is a specification of a validation test suite for the DES

 [DEST-NIST].  The suite is designed to test all aspects of the DES
 and is useful for pinpointing specific problems.

- There is a specification of a maintenance test for the DES [DESM-

 NIST].  The test utilizes a minimal amount of data and processing
 to test all components of the DES.  It provides a simple yes-or-no
 indication of correct operation and is useful to run as part of an
 initialization step, e.g., when a computer re-boots.
DES key and Initialization Vector

The first 8 octets of the 16-octet secret (private privacy key) are used as a DES key. Since DES uses only 56 bits, the Least Significant Bit in each octet is disregarded.

The Initialization Vector for encryption is obtained using the following procedure.

The last 8 octets of the 16-octet secret (private privacy key) are used as pre-IV.

In order to ensure that the IV for two different packets encrypted by the same key, are not the same (i.e., the IV does not repeat) we need to "salt" the pre-IV with something unique per packet. An 8-octet string is used as the "salt". The concatenation of the generating SNMP engine's 32-bit snmpEngineBoots and a local 32-bit integer, that the encryption engine maintains, is input to the "salt". The 32-bit integer is initialized to an arbitrary value at boot time.

The 32-bit snmpEngineBoots is converted to the first 4 octets (Most Significant Byte first) of our "salt". The 32-bit integer is then converted to the last 4 octet (Most Significant Byte first) of our "salt". The resulting "salt" is then XOR-ed with the pre-IV to obtain the IV. The 8-octet "salt" is then put into the privParameters field encoded as an OCTET STRING. The "salt" integer is then modified. We recommend that it be incremented by one and wrap when it reaches the maximum value.

How exactly the value of the "salt" (and thus of the IV) varies, is an implementation issue, as long as the measures are taken to avoid producing a duplicate IV.

The "salt" must be placed in the privParameters field to enable the receiving entity to compute the correct IV and to decrypt the message.

Data Encryption

The data to be encrypted is treated as sequence of octets. Its length should be an integral multiple of 8 - and if it is not, the data is padded at the end as necessary. The actual pad value is irrelevant.

The data is encrypted in Cipher Block Chaining mode.

The plaintext is divided into 64-bit blocks.

The plaintext for each block is XOR-ed with the ciphertext of the previous block, the result is encrypted and the output of the encryption is the ciphertext for the block. This procedure is repeated until there are no more plaintext blocks.

For the very first block, the Initialization Vector is used instead of the ciphertext of the previous block.

Data Decryption

Before decryption, the encrypted data length is verified. If the length of the OCTET STRING to be decrypted is not an integral multiple of 8 octets, the decryption process is halted and an appropriate exception noted. When decrypting, the padding is ignored.

The first ciphertext block is decrypted, the decryption output is XOR-ed with the Initialization Vector, and the result is the first plaintext block.

For each subsequent block, the ciphertext block is decrypted, the decryption output is XOR-ed with the previous ciphertext block and the result is the plaintext block.

Elements of the DES Privacy Protocol

This section contains definitions required to realize the privacy module defined by this memo.

Users

Data en/decryption using this Symmetric Encryption Protocol makes use of a defined set of userNames. For any user on whose behalf a message must be en/decrypted at a particular SNMP engine, that SNMP engine must have knowledge of that user. An SNMP engine that wishes

to communicate with another SNMP engine must also have knowledge of a user known to that SNMP engine, including knowledge of the applicable attributes of that user.

A user and its attributes are defined as follows:

<userName>

 An octet string representing the name of the user.

<privKey>

 A user's secret key to be used as input for the DES key and IV.
 The length of this key MUST be 16 octets.

msgAuthoritativeEngineID

The msgAuthoritativeEngineID value contained in an authenticated message specifies the authoritative SNMP engine for that particular message (see the definition of SnmpEngineID in the SNMP Architecture document RFC3411).

The user's (private) privacy key is normally different at each authoritative SNMP engine and so the snmpEngineID is used to select the proper key for the en/decryption process.

SNMP Messages Using this Privacy Protocol

Messages using this privacy protocol carry a msgPrivacyParameters field as part of the msgSecurityParameters. For this protocol, the msgPrivacyParameters field is the serialized OCTET STRING representing the "salt" that was used to create the IV.

Services Provided by the DES Privacy Module

This section describes the inputs and outputs that the DES Privacy module expects and produces when the User-based Security module invokes the DES Privacy module for services.

Services for Encrypting Outgoing Data

This DES privacy protocol assumes that the selection of the privKey is done by the caller and that the caller passes the secret key to be used.

Upon completion the privacy module returns statusInformation and, if the encryption process was successful, the encryptedPDU and the msgPrivacyParameters encoded as an OCTET STRING. The abstract service primitive is:

statusInformation = -- success of failure

 encryptData(
 IN    encryptKey               -- secret key for encryption
 IN    dataToEncrypt            -- data to encrypt (scopedPDU)
 OUT   encryptedData            -- encrypted data (encryptedPDU)
 OUT   privParameters           -- filled in by service provider
       )

The abstract data elements are:

statusInformation

 An indication of the success or failure of the encryption process.
 In case of failure, it is an indication of the error.

encryptKey

 The secret key to be used by the encryption algorithm.  The length
 of this key MUST be 16 octets.

dataToEncrypt

 The data that must be encrypted.

encryptedData

 The encrypted data upon successful completion.

privParameters

 The privParameters encoded as an OCTET STRING.
Services for Decrypting Incoming Data

This DES privacy protocol assumes that the selection of the privKey is done by the caller and that the caller passes the secret key to be used.

Upon completion the privacy module returns statusInformation and, if the decryption process was successful, the scopedPDU in plain text. The abstract service primitive is:

statusInformation =

 decryptData(
 IN    decryptKey               -- secret key for decryption
 IN    privParameters           -- as received on the wire
 IN    encryptedData            -- encrypted data (encryptedPDU)
 OUT   decryptedData            -- decrypted data (scopedPDU)
       )

The abstract data elements are:

statusInformation

 An indication whether the data was successfully decrypted and if
 not an indication of the error.

decryptKey

 The secret key to be used by the decryption algorithm.  The length
 of this key MUST be 16 octets.

privParameters

 The "salt" to be used to calculate the IV.

encryptedData

 The data to be decrypted.

decryptedData

 The decrypted data.

Elements of Procedure.

This section describes the procedures for the DES privacy protocol.

Processing an Outgoing Message

This section describes the procedure followed by an SNMP engine whenever it must encrypt part of an outgoing message using the usmDESPrivProtocol.

1) The secret cryptKey is used to construct the DES encryption key,

  the "salt" and the DES pre-IV (from which the IV is computed as
  described in section 8.1.1.1).

2) The privParameters field is set to the serialization according to

  the rules in RFC3417 of an OCTET STRING representing the "salt"
  string.

3) The scopedPDU is encrypted (as described in section 8.1.1.2)

  and the encrypted data is serialized according to the rules in
  RFC3417 as an OCTET STRING.

4) The serialized OCTET STRING representing the encrypted scopedPDU

  together with the privParameters and statusInformation indicating
  success is returned to the calling module.

Processing an Incoming Message

This section describes the procedure followed by an SNMP engine whenever it must decrypt part of an incoming message using the usmDESPrivProtocol.

1) If the privParameters field is not an 8-octet OCTET STRING, then

  an error indication (decryptionError) is returned to the calling
  module.

2) The "salt" is extracted from the privParameters field.

3) The secret cryptKey and the "salt" are then used to construct the

  DES decryption key and pre-IV (from which the IV is computed as
  described in section 8.1.1.1).

4) The encryptedPDU is then decrypted (as described in section

  8.1.1.3).

5) If the encryptedPDU cannot be decrypted, then an error indication

  (decryptionError) is returned to the calling module.

6) The decrypted scopedPDU and statusInformation indicating success

  are returned to the calling module.

Intellectual Property

The IETF takes no position regarding the validity or scope of any intellectual property or other rights that might be claimed to pertain to the implementation or use of the technology described in this document or the extent to which any license under such rights might or might not be available; neither does it represent that it has made any effort to identify any such rights. Information on the IETF's procedures with respect to rights in standards-track and standards-related documentation can be found in BCP-11. Copies of claims of rights made available for publication and any assurances of licenses to be made available, or the result of an attempt made to obtain a general license or permission for the use of such proprietary rights by implementors or users of this specification can be obtained from the IETF Secretariat.

The IETF invites any interested party to bring to its attention any copyrights, patents or patent applications, or other proprietary rights which may cover technology that may be required to practice this standard. Please address the information to the IETF Executive Director.

10. Acknowledgements

This document is the result of the efforts of the SNMPv3 Working Group. Some special thanks are in order to the following SNMPv3 WG members:

  Harald Tveit Alvestrand (Maxware)
  Dave Battle (SNMP Research, Inc.)
  Alan Beard (Disney Worldwide Services)
  Paul Berrevoets (SWI Systemware/Halcyon Inc.)
  Martin Bjorklund (Ericsson)
  Uri Blumenthal (IBM T.J. Watson Research Center)
  Jeff Case (SNMP Research, Inc.)
  John Curran (BBN)
  Mike Daniele (Compaq Computer Corporation))
  T. Max Devlin (Eltrax Systems)
  John Flick (Hewlett Packard)
  Rob Frye (MCI)
  Wes Hardaker (U.C.Davis, Information Technology - D.C.A.S.)
  David Harrington (Cabletron Systems Inc.)
  Lauren Heintz (BMC Software, Inc.)
  N.C. Hien (IBM T.J. Watson Research Center)
  Michael Kirkham (InterWorking Labs, Inc.)
  Dave Levi (SNMP Research, Inc.)
  Louis A Mamakos (UUNET Technologies Inc.)
  Joe Marzot (Nortel Networks)
  Paul Meyer (Secure Computing Corporation)
  Keith McCloghrie (Cisco Systems)
  Bob Moore (IBM)
  Russ Mundy (TIS Labs at Network Associates)
  Bob Natale (ACE*COMM Corporation)
  Mike O'Dell (UUNET Technologies Inc.)
  Dave Perkins (DeskTalk)
  Peter Polkinghorne (Brunel University)
  Randy Presuhn (BMC Software, Inc.)
  David Reeder (TIS Labs at Network Associates)
  David Reid (SNMP Research, Inc.)
  Aleksey Romanov (Quality Quorum)
  Shawn Routhier (Epilogue)
  Juergen Schoenwaelder (TU Braunschweig)
  Bob Stewart (Cisco Systems)
  Mike Thatcher (Independent Consultant)
  Bert Wijnen (IBM T.J. Watson Research Center)

The document is based on recommendations of the IETF Security and Administrative Framework Evolution for SNMP Advisory Team. Members of that Advisory Team were:

  David Harrington (Cabletron Systems Inc.)
  Jeff Johnson (Cisco Systems)
  David Levi (SNMP Research Inc.)
  John Linn (Openvision)
  Russ Mundy (Trusted Information Systems) chair
  Shawn Routhier (Epilogue)
  Glenn Waters (Nortel)
  Bert Wijnen (IBM T. J. Watson Research Center)

As recommended by the Advisory Team and the SNMPv3 Working Group Charter, the design incorporates as much as practical from previous RFCs and drafts. As a result, special thanks are due to the authors of previous designs known as SNMPv2u and SNMPv2*:

  Jeff Case (SNMP Research, Inc.)
  David Harrington (Cabletron Systems Inc.)
  David Levi (SNMP Research, Inc.)
  Keith McCloghrie (Cisco Systems)
  Brian O'Keefe (Hewlett Packard)
  Marshall T. Rose (Dover Beach Consulting)
  Jon Saperia (BGS Systems Inc.)
  Steve Waldbusser (International Network Services)
  Glenn W. Waters (Bell-Northern Research Ltd.)

11. Security Considerations

11.1. Recommended Practices

This section describes practices that contribute to the secure, effective operation of the mechanisms defined in this memo.

- An SNMP engine must discard SNMP Response messages that do not

 correspond to any currently outstanding Request message.  It is the
 responsibility of the Message Processing module to take care of
 this.  For example it can use a msgID for that.
 An SNMP Command Generator Application must discard any Response
 Class PDU for which there is no currently outstanding Confirmed
 Class PDU; for example for SNMPv2 RFC3416 PDUs, the request-id
 component in the PDU can be used to correlate Responses to
 outstanding Requests.
 Although it would be typical for an SNMP engine and an SNMP Command
 Generator Application to do this as a matter of course, when using
 these security protocols it is significant due to the possibility
 of message duplication (malicious or otherwise).

- If an SNMP engine uses a msgID for correlating Response messages to

 outstanding Request messages, then it MUST use different msgIDs in
 all such Request messages that it sends out during a Time Window
 (150 seconds) period.
 A Command Generator or Notification Originator Application MUST use
 different request-ids in all Request PDUs that it sends out during
 a TimeWindow (150 seconds) period.
 This must be done to protect against the possibility of message
 duplication (malicious or otherwise).
 For example, starting operations with a msgID and/or request-id
 value of zero is not a good idea.  Initializing them with an
 unpredictable number (so they do not start out the same after each
 reboot) and then incrementing by one would be acceptable.

- An SNMP engine should perform time synchronization using

 authenticated messages in order to protect against the possibility
 of message duplication (malicious or otherwise).

- When sending state altering messages to a managed authoritative

 SNMP engine, a Command Generator Application should delay sending
 successive messages to that managed SNMP engine until a positive
 acknowledgement is received for the previous message or until the
 previous message expires.
 No message ordering is imposed by the SNMP.  Messages may be
 received in any order relative to their time of generation and each
 will be processed in the ordered received.  Note that when an
 authenticated message is sent to a managed SNMP engine, it will be
 valid for a period of time of approximately 150 seconds under
 normal circumstances, and is subject to replay during this period.
 Indeed, an SNMP engine and SNMP Command Generator Applications must
 cope with the loss and re-ordering of messages resulting from
 anomalies in the network as a matter of course.
 However, a managed object, snmpSetSerialNo RFC3418, is
 specifically defined for use with SNMP Set operations in order to
 provide a mechanism to ensure that the processing of SNMP messages
 occurs in a specific order.

- The frequency with which the secrets of a User-based Security Model

 user should be changed is indirectly related to the frequency of
 their use.
 Protecting the secrets from disclosure is critical to the overall
 security of the protocols.  Frequent use of a secret provides a
 continued source of data that may be useful to a cryptanalyst in
 exploiting known or perceived weaknesses in an algorithm.  Frequent
 changes to the secret avoid this vulnerability.
 Changing a secret after each use is generally regarded as the most
 secure practice, but a significant amount of overhead may be
 associated with that approach.
 Note, too, in a local environment the threat of disclosure may be
 less significant, and as such the changing of secrets may be less
 frequent.  However, when public data networks are used as the
 communication paths, more caution is prudent.

11.2 Defining Users

The mechanisms defined in this document employ the notion of users on whose behalf messages are sent. How "users" are defined is subject to the security policy of the network administration. For example, users could be individuals (e.g., "joe" or "jane"), or a particular role (e.g., "operator" or "administrator"), or a combination (e.g., "joe-operator", "jane-operator" or "joe-admin"). Furthermore, a user may be a logical entity, such as an SNMP Application or a set of SNMP Applications, acting on behalf of an individual or role, or set of individuals, or set of roles, including combinations.

Appendix A describes an algorithm for mapping a user "password" to a 16/20 octet value for use as either a user's authentication key or privacy key (or both). Note however, that using the same password (and therefore the same key) for both authentication and privacy is very poor security practice and should be strongly discouraged. Passwords are often generated, remembered, and input by a human. Human-generated passwords may be less than the 16/20 octets required by the authentication and privacy protocols, and brute force attacks can be quite easy on a relatively short ASCII character set. Therefore, the algorithm is Appendix A performs a transformation on the password. If the Appendix A algorithm is used, SNMP implementations (and SNMP configuration applications) must ensure that passwords are at least 8 characters in length. Please note that longer passwords with repetitive strings may result in exactly the same key. For example, a password 'bertbert' will result in exactly the same key as password 'bertbertbert'.

Because the Appendix A algorithm uses such passwords (nearly) directly, it is very important that they not be easily guessed. It is suggested that they be composed of mixed-case alphanumeric and punctuation characters that don't form words or phrases that might be found in a dictionary. Longer passwords improve the security of the system. Users may wish to input multiword phrases to make their password string longer while ensuring that it is memorable.

Since it is infeasible for human users to maintain different passwords for every SNMP engine, but security requirements strongly discourage having the same key for more than one SNMP engine, the User-based Security Model employs a compromise proposed in [Localized-key]. It derives the user keys for the SNMP engines from user's password in such a way that it is practically impossible to either determine the user's password, or user's key for another SNMP engine from any combination of user's keys on SNMP engines.

Note however, that if user's password is disclosed, then key localization will not help and network security may be compromised in this case. Therefore a user's password or non-localized key MUST NOT be stored on a managed device/node. Instead the localized key SHALL be stored (if at all), so that, in case a device does get compromised, no other managed or managing devices get compromised.

11.3. Conformance

To be termed a "Secure SNMP implementation" based on the User-based Security Model, an SNMP implementation MUST:

- implement one or more Authentication Protocol(s). The HMAC-MD5-96

 and HMAC-SHA-96 Authentication Protocols defined in this memo are
 examples of such protocols.

- to the maximum extent possible, prohibit access to the secret(s) of

 each user about which it maintains information in a Local
 Configuration Datastore (LCD) under all circumstances except as
 required to generate and/or validate SNMP messages with respect to
 that user.

- implement the key-localization mechanism.

- implement the SNMP-USER-BASED-SM-MIB.

In addition, an authoritative SNMP engine SHOULD provide initial configuration in accordance with Appendix A.1.

Implementation of a Privacy Protocol (the DES Symmetric Encryption Protocol defined in this memo is one such protocol) is optional.

11.4. Use of Reports

The use of unsecure reports (i.e., sending them with a securityLevel of noAuthNoPriv) potentially exposes a non-authoritative SNMP engine to some form of attacks. Some people consider these denial of service attacks, others don't. An installation should evaluate the risk involved before deploying unsecure Report PDUs.

11.5 Access to the SNMP-USER-BASED-SM-MIB

The objects in this MIB may be considered sensitive in many environments. Specifically the objects in the usmUserTable contain information about users and their authentication and privacy protocols. It is important to closely control (both read and write) access to these MIB objects by using appropriately configured Access Control models (for example the View-based Access Control Model as specified in RFC3415).

12. References

12.1 Normative References

RFC1321 Rivest, R., "Message Digest Algorithm MD5", RFC 1321,

               April 1992.

RFC2104 Krawczyk, H., Bellare, M. and R. Canetti, "HMAC:

               Keyed-Hashing  for Message Authentication", RFC 2104,
               February 1997.

RFC2119 Bradner, S., "Key words for use in RFCs to Indicate

               Requirement Levels", BCP 14, RFC 2119, March 1997.

RFC2578 McCloghrie, K., Perkins, D., Schoenwaelder, J., Case,

               J., Rose, M. and S. Waldbusser, "Structure of
               Management Information Version 2 (SMIv2)", STD 58,
               RFC 2578, April 1999.

RFC2579 McCloghrie, K., Perkins, D., Schoenwaelder, J., Case,

               J., Rose, M. and S. Waldbusser, "Textual Conventions
               for SMIv2", STD 58, RFC 2579, April 1999.

RFC2580 McCloghrie, K., Perkins, D., Schoenwaelder, J., Case,

               J., Rose, M. and S. Waldbusser, "Conformance
               Statements for SMIv2", STD 58, RFC 2580, April 1999.

RFC3411 Harrington, D., Presuhn, R. and B. Wijnen, "An

               Architecture for Describing Simple Network Management
               Protocol (SNMP) Management Frameworks", STD 62, RFC
               3411, December 2002.

RFC3412 Case, J., Harrington, D., Presuhn, R. and B. Wijnen,

               "Message Processing and Dispatching for the Simple
               Network Management Protocol (SNMP)", STD 62, RFC
               3412, December 2002.

RFC3415 Wijnen, B., Presuhn, R. and K. McCloghrie, "View-

               based Access Control Model (VACM) for the Simple
               Network Management Protocol (SNMP)", STD 62, RFC
               3415, December 2002.

RFC3416 Presuhn, R., Case, J., McCloghrie, K., Rose, M. and

               S. Waldbusser, "Version 2 of the Protocol Operations
               for the Simple Network Management Protocol (SNMP)",
               STD 62, RFC 3416, December 2002.

RFC3417 Presuhn, R., Case, J., McCloghrie, K., Rose, M. and

               S.  Waldbusser, "Transport Mappings for the Simple
               Network Management Protocol (SNMP)", STD 62, RFC
               3417, December 2002.

RFC3418 Presuhn, R., Case, J., McCloghrie, K., Rose, M. and

               S. Waldbusser, "Management Information Base (MIB) for
               the Simple Network Management Protocol (SNMP)", STD
               62, RFC 3418, December 2002.

[DES-NIST] Data Encryption Standard, National Institute of

               Standards and Technology.  Federal Information
               Processing Standard (FIPS) Publication 46-1.
               Supersedes FIPS Publication 46, (January, 1977;
               reaffirmed January, 1988).

[DESO-NIST] DES Modes of Operation, National Institute of

               Standards and Technology.  Federal Information
               Processing Standard (FIPS) Publication 81, (December,
               1980).

[SHA-NIST] Secure Hash Algorithm. NIST FIPS 180-1, (April, 1995)

               http://csrc.nist.gov/fips/fip180-1.txt (ASCII)
               http://csrc.nist.gov/fips/fip180-1.ps  (Postscript)

12.1 Informative References

[Localized-Key] U. Blumenthal, N. C. Hien, B. Wijnen "Key Derivation

               for Network Management Applications" IEEE Network
               Magazine, April/May issue, 1997.

[DES-ANSI] Data Encryption Algorithm, American National

               Standards Institute.  ANSI X3.92-1981, (December,
               1980).

[DESO-ANSI] Data Encryption Algorithm - Modes of Operation,

               American National Standards Institute.  ANSI X3.106-
               1983, (May 1983).

[DESG-NIST] Guidelines for Implementing and Using the NBS Data

               Encryption Standard, National Institute of Standards
               and Technology.  Federal Information Processing
               Standard (FIPS) Publication 74, (April, 1981).

[DEST-NIST] Validating the Correctness of Hardware

               Implementations of the NBS Data Encryption Standard,
               National Institute of Standards and Technology.
               Special Publication 500-20.

[DESM-NIST] Maintenance Testing for the Data Encryption Standard,

               National Institute of Standards and Technology.
               Special Publication 500-61, (August, 1980).

RFC3174 Eastlake, D. 3rd and P. Jones, "US Secure Hash

               Algorithm 1 (SHA1)", RFC 3174, September 2001.

APPENDIX A - Installation

A.1. SNMP engine Installation Parameters

During installation, an authoritative SNMP engine SHOULD (in the meaning as defined in RFC2119) be configured with several initial parameters. These include:

1) A Security Posture

  The choice of security posture determines if initial configuration
  is implemented and if so how.  One of three possible choices is
  selected:
     minimum-secure,
     semi-secure,
     very-secure (i.e., no-initial-configuration)
  In the case of a very-secure posture, there is no initial
  configuration, and so the following steps are irrelevant.

2) One or More Secrets

  These are the authentication/privacy secrets for the first user to
  be configured.
  One way to accomplish this is to have the installer enter a
  "password" for each required secret.  The password is then
  algorithmically converted into the required secret by:
  - forming a string of length 1,048,576 octets by repeating the
    value of the password as often as necessary, truncating
    accordingly, and using the resulting string as the input to the
    MD5 algorithm RFC1321.  The resulting digest, termed
    "digest1", is used in the next step.
  - a second string is formed by concatenating digest1, the SNMP
    engine's snmpEngineID value, and digest1.  This string is used
    as input to the MD5 algorithm RFC1321.
    The resulting digest is the required secret (see Appendix A.2).
  With these configured parameters, the SNMP engine instantiates the
  following usmUserEntry in the usmUserTable:
                       no privacy support     privacy support
                       ------------------     ---------------

usmUserEngineID localEngineID localEngineID usmUserName "initial" "initial" usmUserSecurityName "initial" "initial" usmUserCloneFrom ZeroDotZero ZeroDotZero usmUserAuthProtocol usmHMACMD5AuthProtocol usmHMACMD5AuthProtocol usmUserAuthKeyChange "" "" usmUserOwnAuthKeyChange "" "" usmUserPrivProtocol none usmDESPrivProtocol usmUserPrivKeyChange "" "" usmUserOwnPrivKeyChange "" "" usmUserPublic "" "" usmUserStorageType anyValidStorageType anyValidStorageType usmUserStatus active active

  It is recommended to also instantiate a set of template
  usmUserEntries which can be used as clone-from users for newly
  created usmUserEntries.  These are the two suggested entries:
                       no privacy support     privacy support
                       ------------------     ---------------

usmUserEngineID localEngineID localEngineID usmUserName "templateMD5" "templateMD5" usmUserSecurityName "templateMD5" "templateMD5" usmUserCloneFrom ZeroDotZero ZeroDotZero usmUserAuthProtocol usmHMACMD5AuthProtocol usmHMACMD5AuthProtocol usmUserAuthKeyChange "" "" usmUserOwnAuthKeyChange "" "" usmUserPrivProtocol none usmDESPrivProtocol usmUserPrivKeyChange "" "" usmUserOwnPrivKeyChange "" "" usmUserPublic "" "" usmUserStorageType permanent permanent usmUserStatus active active

                       no privacy support     privacy support
                       ------------------     ---------------

usmUserEngineID localEngineID localEngineID usmUserName "templateSHA" "templateSHA" usmUserSecurityName "templateSHA" "templateSHA" usmUserCloneFrom ZeroDotZero ZeroDotZero usmUserAuthProtocol usmHMACSHAAuthProtocol usmHMACSHAAuthProtocol usmUserAuthKeyChange "" "" usmUserOwnAuthKeyChange "" "" usmUserPrivProtocol none usmDESPrivProtocol usmUserPrivKeyChange "" "" usmUserOwnPrivKeyChange "" "" usmUserPublic "" "" usmUserStorageType permanent permanent usmUserStatus active active

A.2. Password to Key Algorithm

A sample code fragment (section A.2.1) demonstrates the password to key algorithm which can be used when mapping a password to an authentication or privacy key using MD5. The reference source code of MD5 is available in RFC1321.

Another sample code fragment (section A.2.2) demonstrates the password to key algorithm which can be used when mapping a password to an authentication or privacy key using SHA (documented in SHA- NIST).

An example of the results of a correct implementation is provided (section A.3) which an implementor can use to check if his implementation produces the same result.

A.2.1. Password to Key Sample Code for MD5

void password_to_key_md5(

  u_char *password,    /* IN */
  u_int   passwordlen, /* IN */
  u_char *engineID,    /* IN  - pointer to snmpEngineID  */
  u_int   engineLength,/* IN  - length of snmpEngineID */
  u_char *key)         /* OUT - pointer to caller 16-octet buffer */

{

  MD5_CTX     MD;
  u_char     *cp, password_buf[64];
  u_long      password_index = 0;
  u_long      count = 0, i;
  MD5Init (&MD);   /* initialize MD5 */
  /**********************************************/
  /* Use while loop until we've done 1 Megabyte */
  /**********************************************/
  while (count < 1048576) {
     cp = password_buf;
     for (i = 0; i < 64; i++) {
         /*************************************************/
         /* Take the next octet of the password, wrapping */
         /* to the beginning of the password as necessary.*/
         /*************************************************/
         *cp++ = password[password_index++ % passwordlen];
     }
     MD5Update (&MD, password_buf, 64);
     count += 64;
  }
  MD5Final (key, &MD);          /* tell MD5 we're done */
  /*****************************************************/
  /* Now localize the key with the engineID and pass   */
  /* through MD5 to produce final key                  */
  /* May want to ensure that engineLength <= 32,       */
  /* otherwise need to use a buffer larger than 64     */
  /*****************************************************/
  memcpy(password_buf, key, 16);
  memcpy(password_buf+16, engineID, engineLength);
  memcpy(password_buf+16+engineLength, key, 16);
  MD5Init(&MD);
  MD5Update(&MD, password_buf, 32+engineLength);
  MD5Final(key, &MD);
  return;

}

A.2.2. Password to Key Sample Code for SHA

void password_to_key_sha(

  u_char *password,    /* IN */
  u_int   passwordlen, /* IN */
  u_char *engineID,    /* IN  - pointer to snmpEngineID  */
  u_int   engineLength,/* IN  - length of snmpEngineID */
  u_char *key)         /* OUT - pointer to caller 20-octet buffer */

{

  SHA_CTX     SH;
  u_char     *cp, password_buf[72];
  u_long      password_index = 0;
  u_long      count = 0, i;
  SHAInit (&SH);   /* initialize SHA */
  /**********************************************/
  /* Use while loop until we've done 1 Megabyte */
  /**********************************************/
  while (count < 1048576) {
     cp = password_buf;
     for (i = 0; i < 64; i++) {
         /*************************************************/
         /* Take the next octet of the password, wrapping */
         /* to the beginning of the password as necessary.*/
         /*************************************************/
         *cp++ = password[password_index++ % passwordlen];
     }
     SHAUpdate (&SH, password_buf, 64);
     count += 64;
  }
  SHAFinal (key, &SH);          /* tell SHA we're done */
  /*****************************************************/
  /* Now localize the key with the engineID and pass   */
  /* through SHA to produce final key                  */
  /* May want to ensure that engineLength <= 32,       */
  /* otherwise need to use a buffer larger than 72     */
  /*****************************************************/
  memcpy(password_buf, key, 20);
  memcpy(password_buf+20, engineID, engineLength);
  memcpy(password_buf+20+engineLength, key, 20);
  SHAInit(&SH);
  SHAUpdate(&SH, password_buf, 40+engineLength);
  SHAFinal(key, &SH);
  return;

}

A.3. Password to Key Sample Results

A.3.1. Password to Key Sample Results using MD5

The following shows a sample output of the password to key algorithm for a 16-octet key using MD5.

With a password of "maplesyrup" the output of the password to key algorithm before the key is localized with the SNMP engine's snmpEngineID is:

  '9f af 32 83 88 4e 92 83 4e bc 98 47 d8 ed d9 63'H

After the intermediate key (shown above) is localized with the snmpEngineID value of:

  '00 00 00 00 00 00 00 00 00 00 00 02'H

the final output of the password to key algorithm is:

  '52 6f 5e ed 9f cc e2 6f 89 64 c2 93 07 87 d8 2b'H

A.3.2. Password to Key Sample Results using SHA

The following shows a sample output of the password to key algorithm for a 20-octet key using SHA.

With a password of "maplesyrup" the output of the password to key algorithm before the key is localized with the SNMP engine's snmpEngineID is:

  '9f b5 cc 03 81 49 7b 37 93 52 89 39 ff 78 8d 5d 79 14 52 11'H

After the intermediate key (shown above) is localized with the snmpEngineID value of:

  '00 00 00 00 00 00 00 00 00 00 00 02'H

the final output of the password to key algorithm is:

  '66 95 fe bc 92 88 e3 62 82 23 5f c7 15 1f 12 84 97 b3 8f 3f'H

A.4. Sample Encoding of msgSecurityParameters

The msgSecurityParameters in an SNMP message are represented as an OCTET STRING. This OCTET STRING should be considered opaque outside a specific Security Model.

The User-based Security Model defines the contents of the OCTET STRING as a SEQUENCE (see section 2.4).

Given these two properties, the following is an example of they msgSecurityParameters for the User-based Security Model, encoded as an OCTET STRING:

  04 <length>
  30 <length>
  04 <length> <msgAuthoritativeEngineID>
  02 <length> <msgAuthoritativeEngineBoots>
  02 <length> <msgAuthoritativeEngineTime>
  04 <length> <msgUserName>
  04 0c       <HMAC-MD5-96-digest>
  04 08       <salt>

Here is the example once more, but now with real values (except for the digest in msgAuthenticationParameters and the salt in msgPrivacyParameters, which depend on variable data that we have not defined here):

  Hex Data                         Description
  --------------  -----------------------------------------------
  04 39           OCTET STRING,                  length 57
  30 37           SEQUENCE,                      length 55
  04 0c 80000002  msgAuthoritativeEngineID:      IBM
        01                                       IPv4 address
        09840301                                 9.132.3.1
  02 01 01        msgAuthoritativeEngineBoots:   1
  02 02 0101      msgAuthoritativeEngineTime:    257
  04 04 62657274  msgUserName:                   bert
  04 0c 01234567  msgAuthenticationParameters:   sample value
        89abcdef
        fedcba98
  04 08 01234567  msgPrivacyParameters:          sample value
        89abcdef

A.5. Sample keyChange Results

A.5.1. Sample keyChange Results using MD5

Let us assume that a user has a current password of "maplesyrup" as in section A.3.1. and let us also assume the snmpEngineID of 12 octets:

  '00 00 00 00 00 00 00 00 00 00 00 02'H

If we now want to change the password to "newsyrup", then we first calculate the key for the new password. It is as follows:

  '01 ad d2 73 10 7c 4e 59 6b 4b 00 f8 2b 1d 42 a7'H

If we localize it for the above snmpEngineID, then the localized new key becomes:

  '87 02 1d 7b d9 d1 01 ba 05 ea 6e 3b f9 d9 bd 4a'H

If we then use a (not so good, but easy to test) random value of:

  '00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00'H

Then the value we must send for keyChange is:

  '00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00
   88 05 61 51 41 67 6c c9 19 61 74 e7 42 a3 25 51'H

If this were for the privacy key, then it would be exactly the same.

A.5.2. Sample keyChange Results using SHA

Let us assume that a user has a current password of "maplesyrup" as in section A.3.2. and let us also assume the snmpEngineID of 12 octets:

  '00 00 00 00 00 00 00 00 00 00 00 02'H

If we now want to change the password to "newsyrup", then we first calculate the key for the new password. It is as follows:

  '3a 51 a6 d7 36 aa 34 7b 83 dc 4a 87 e3 e5 5e e4 d6 98 ac 71'H

If we localize it for the above snmpEngineID, then the localized new key becomes:

  '78 e2 dc ce 79 d5 94 03 b5 8c 1b ba a5 bf f4 63 91 f1 cd 25'H

If we then use a (not so good, but easy to test) random value of:

  '00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00'H

Then the value we must send for keyChange is:

  '00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00
   9c 10 17 f4 fd 48 3d 2d e8 d5 fa db f8 43 92 cb 06 45 70 51'

For the key used for privacy, the new nonlocalized key would be:

  '3a 51 a6 d7 36 aa 34 7b 83 dc 4a 87 e3 e5 5e e4 d6 98 ac 71'H

For the key used for privacy, the new localized key would be (note that they localized key gets truncated to 16 octets for DES):

  '78 e2 dc ce 79 d5 94 03 b5 8c 1b ba a5 bf f4 63'H

If we then use a (not so good, but easy to test) random value of:

  '00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00'H

Then the value we must send for keyChange for the privacy key is:

  '00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00
  '7e f8 d8 a4 c9 cd b2 6b 47 59 1c d8 52 ff 88 b5'H

B. Change Log

Changes made since RFC2574:

- Updated references - Updated contact info - Clarifications

 - to first constraint item 1) on page 6.
 - to usmUserCloneFrom DESCRIPTION clause
 - to securityName in section 2.1

- Fixed "command responder" into "command generator" in last para of

 DESCRIPTION clause of usmUserTable.

Changes made since RFC2274:

- Fixed msgUserName to allow size of zero and explain that this can

 be used for snmpEngineID discovery.

- Clarified section 3.1 steps 4.b, 5, 6 and 8.b. - Clarified section 3.2 paragraph 2. - Clarified section 3.2 step 7.a last paragraph, step 7.b.1 second

 bullet and step 7.b.2 third bullet.

- Clarified section 4 to indicate that discovery can use a userName

 of zero length in unAuthenticated messages, whereas a valid
 userName must be used in authenticated messages.

- Added REVISION clauses to MODULE-IDENTITY - Clarified KeyChange TC by adding a note that localized keys must be

 used when calculating a KeyChange value.

- Added clarifying text to the DESCRIPTION clause of usmUserTable.

 Added text describes a recommended procedure for adding a new user.

- Clarified the use of usmUserCloneFrom object.

- Clarified how and under which conditions the usmUserAuthProtocol

 and usmUserPrivProtocol can be initialized and/or changed.

- Added comment on typical sizes for usmUserAuthKeyChange and

 usmUserPrivKeyChange.  Also for usmUserOwnAuthKeyChange and
 usmUserOwnPrivKeyChange.

- Added clarifications to the DESCRIPTION clauses of

 usmUserAuthKeyChange, usmUserOwnAuthKeychange, usmUserPrivKeyChange
 and usmUserOwnPrivKeychange.

- Added clarification to DESCRIPTION clause of usmUserStorageType. - Added clarification to DESCRIPTION clause of usmUserStatus. - Clarified IV generation procedure in section 8.1.1.1 and in

 addition clarified section 8.3.1 step 1 and section 8.3.2. step 3.

- Clarified section 11.2 and added a warning that different size

 passwords with repetitive strings may result in same key.

- Added template users to appendix A for cloning process. - Fixed C-code examples in Appendix A. - Fixed examples of generated keys in Appendix A. - Added examples of KeyChange values to Appendix A. - Used PDU Classes instead of RFC1905 PDU types. - Added text in the security section about Reports and Access Control

 to the MIB.

- Removed a incorrect note at the end of section 3.2 step 7. - Added a note in section 3.2 step 3. - Corrected various spelling errors and typos. - Corrected procedure for 3.2 step 2.a) - various clarifications. - Fixed references to new/revised documents - Change to no longer cache data that is not used

Editors' Addresses

Uri Blumenthal Lucent Technologies 67 Whippany Rd. Whippany, NJ 07981 USA

Phone: +1-973-386-2163 EMail: [email protected]

Bert Wijnen Lucent Technologies Schagen 33 3461 GL Linschoten Netherlands

Phone: +31-348-480-685 EMail: [email protected]

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