RFC3532

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Network Working Group T. Anderson Request for Comments: 3532 Intel Labs Category: Informational J. Buerkle

                                                     Nortel Networks
                                                            May 2003
Requirements for the Dynamic Partitioning of Switching Elements

Status of this Memo

This memo provides information for the Internet community. It does not specify an Internet standard of any kind. Distribution of this memo is unlimited.

Copyright Notice

Copyright (C) The Internet Society (2003). All Rights Reserved.

Abstract

This document identifies a set of requirements for the mechanisms used to dynamically reallocate the resources of a switching element (e.g., an ATM switch) to its partitions. These requirements are particularly critical in the case of an operator creating a switch partition and then leasing control of that partition to a third party.

Definitions

In this document, the following definitions will be used.

Switching Element - A device that switches packets (e.g., an ATM

  switch or MPLS LSR) and whose resources can be divided into
  partitions, each of which can be independently controlled by a
  different controller.

Partition - A partition is a set of switching element (SE)

  resources.  Partitions are also referred to as virtual SEs.

Active Partition - An active partition is a partition in which the

  resources are in use; either under the direct control of a
  separate controller or under internal policy-based control.

Controller - The entity responsible for controlling the operations

  of an active partition.

Static Partitioning - In static partitioning, no changes can be made

  to any active partition's resources without requiring a restart of
  that partition.  Instances of repartitioning in which connections
  to controllers are disconnected before resources can be
  reallocated therefore fall into this category.

Dynamic Partitioning - In dynamic partitioning, an active

  partition's resources can be reapportioned without requiring a
  restart of the partition.

Frozen Partition - A frozen partition is an active partition that is

  in the process of being shutdown.  A frozen partition's unused
  resources are relinquished, but all current connections are
  allowed to remain until removed by the controller.  As connections
  close, the resources are returned to the SE.

Deterministic Partitioning - In deterministic partitioning, each

  active partition is given an allotted quantity of each resource.
  The usage of resources in one active partition does not influence
  the resources available to another active partition.  All
  discussions in these requirements presuppose the use of
  deterministic partitioning.

Statistical Partitioning - In statistical partitioning, some or all

  resources are pooled among the active partitions, and allocations
  may be based on percentages or on some other metric.  Discussion
  of statistical partitions is outside the scope of these
  requirements.

Proactive Notification - A proactive notification is a message sent

  from a SE to its controller at the time an event occurs.
  Specifically, if a SE asynchronously sends the controller a
  message when it is dynamically partitioned, we say that the SE has
  proactively notified its controller of the resource
  reapportionment.

Explicit Reactive Notification - In explicit reactive notification,

  the SE does not asynchronously send a message when dynamic
  partitioning occurs.  Instead, the SE includes an explicit,
  resources-reassigned error code in the response to a subsequent
  request by the controller for an unavailable resource.

Implicit Reactive Notification - This is similar to an Explicit

  Reactive Notification except that the protocol does not contain
  any explicit resources-reassigned error codes.  In this case, all
  that the SE can do is to indicate that some general, unknown error
  or generic resource error (i.e., some resource error problem has
  occurred but the exact cause is not specified) has occurred when
  the controller attempts to use unavailable resources.  In such
  cases, the controller may attempt to determine whether a resource
  shortfall caused the error by using whatever messages are
  available through the control protocol to query available
  resources.

Introduction

This document identifies the logical entities involved in the partitioning of switching elements. Furthermore, this document provides a set of requirements for the behavior of these logical entities as well as the protocols used by these logical entities to communicate with one another. A primary goal of the requirements specified herein is to allow the resources allocated to a partition to be increased or decreased while the partition is currently active (i.e., it has an active connection with a controller). This document is primarily intended to facilitate the partitioning of GSMP switches. However, while we believe that the logical entities and requirements specified here are necessary for the partitioning of non-GSMP switches and (longest prefix match) forwarders (e.g., routers), we do not believe that these requirements are necessarily sufficient for the partitioning of those devices.

Three logical entities are involved in the partitioning and control of a SE. First, a switching element (for the purposes of this document) is a device that "switches" packets, whose resources can be partitioned and whose partitions can each be controlled by a single controller. This partitioning also implies the ability to enforce this division of resources between competing partitions. Second, the

partition manager (PM) is a management entity that specifies the number of virtual SEs into which the SE should be partitioned and the resources to be allocated to each virtual SE. Lastly, a controller directs the use of the resources of one or more partitions to provide a set of services.

In the rest of this document, we will deal exclusively with logical entities although it is worth noting here that there are many possible mappings of logical entities to physical entities. For example, there may be multiple logical controllers running on a single physical processor (and for convenience we may refer to this processor as a physical controller). Conversely, a single logical controller could consist of processes running on multiple physical processors collaborating to provide proper control. Likewise, there may be multiple partition managers running on a single management workstation. A switching element may consist of one or more whole or fractional physical elements. For example, a SE may be a single whole physical switch (e.g., blade in a chassis), multiple whole physical switches (e.g., two blades in a chassis made to appear as a single logical entity), a single fraction of a physical switch (which would enable nested partitions), or multiple fractions of either the same or different physical switches (e.g., ports 1-3 on blade 1 and ports 2-4 on blade 2). Finally, any combination of these logical entities could theoretically be co-located on the same physical resources.

However, for many reasons, the physical realm often reflects this logical division of functionality. To facilitate this division, several protocols, such as MEGACO RFC3015 and GSMP RFC3292, exist that allow control functionality to be physically separated from switching functionality. Recently, some regulatory environments have mandated multi-provider access to a single physical infrastructure. To satisfy these regulations, a common use of partitioning will be for the owner of the SE to partition the SE into several virtual SEs and then to lease these to third parties. In this case, the PM will likely be physically separate from all of the controllers. For locality (and therefore ease) of management, SEs will be remotely configurable and thus the PM will be physically separated from the SE. The following illustration depicts this arrangement. The dashed lines indicate interactions between the entities and are labeled with the cardinality of the relationship between the entities.

       ------------------             -------------------
       |                | *         * |                 |
       |    Partition   |-------------|   Controller    |
       |     Manager    |      C      |                 |
       ------------------             -------------------
                     1 \                / *
                        \              /
                         \ A        B /
                          \          /
                         * \        / *
                       ------------/------
                       |  --------/---   |
                       |  |Partition |   |
                       |  |          |   |
                       |  ------------   |
                       |Switching element|
                       -------------------

Interaction A is one in which the PM partitions the SE and allocates resources to the partitions it creates. There is a one-to-many relationship between PMs and SEs. In order to support dynamic partitioning, this document will place certain requirements on proposed (or new) solutions in this space.

Interaction B is one in which the controller configures and manages an active partition. Current protocols implementing this interaction include GSMP RFC3292 and MEGACO RFC3015. These protocols allow a many-to-many relationship between controller and partition.

Interaction C is one by which a PM and a controller could communicate to alter the nature of an active partition. There is a many-to-many relationship between PMs and controllers. For example, there are multiple PMs per controller in the case where a controller is managing two partitions from different SEs and there are multiple controllers per PM in the case where a SE has two partitions each managed by a different controller. Possible types of interactions between PM and controller include:

- A controller could request that the resources of one of its active

  partitions be altered; either increased or decreased.

- The PM could respond to a controller request for altered resource

  levels.

- The PM could request that a controller release resources currently

  allocated to one of its active partitions.  This could involve the
  following types of request:
  -  A request to relinquish allocated, but currently unused
     resources.  That is to put a freeze on additional use of the
     specified resources.
  -  A request to relinquish used resources.
  -  A request to relinquish an active partition.  That is a request
     that a controller release control of an active partition.
  -  The controller's response to a PM request.

As far as the authors know, no proposed standard solutions currently exist for interactions of type C.

Dynamic Partitioning

Static repartitioning of a SE can be a costly and inefficient process. First, before static repartitioning can take place, all existing connections with controllers for the affected partitions must be severed. (This severing must always occur even if the resources to be reapportioned are not currently in use.) When this happens, the SE will typically release all the state configured by the controller. Then, the virtual SE must be placed in the "down" state while the repartitioning takes place. Once the repartitioning is completed, the partitions are placed in the "up" state and the controllers are allowed to reconnect to the partitions. Then, the controllers can reestablish state in those partitions. Thus, static repartitioning results in a period of downtime and a period in which the controllers are reestablishing state for affected partitions. Partitions of a SE that are not affected by a static resource reallocation need not be transitioned to the down state nor would controllers have to reestablish state with unaffected partitions.

Therefore, dynamic partitioning is to be preferred to static partitioning since it avoids the downtime and loss of state associated with static partitioning. However, a different set of potential problems exists for dynamic partitioning. Some questions to be answered include the following:

- How is the controller notified of an increase or decrease in

  resources?

- What should happen when the PM would like to decrease the

  resources allocated to a partition but those resources are in use?

Requirements

This document does not attempt to answer the preceding questions but instead defines a set of requirements that any solution to these problems MUST satisfy.

1. There MUST be a mechanism by which a PM can create virtual SEs on

   the SE and allocate SE resources to those virtual SEs.

2. SEs MUST ensure that controllers do not use more resources than

   those currently allocated to each virtual SE.  Therefore, each
   control protocol MUST provide either an explicit reactive
   notification or an implicit reactive notification to indicate
   resource exhaustion.

3. Furthermore, there MUST be a mechanism by which a PM can

   partition all resources discoverable through GSMP (e.g., label
   tables). Partitioning of resources used by GSMP indirectly (e.g.,
   CPU), resources used by non-GSMP switches, or resources (e.g.,
   forwarding table entries) used by forwarding-based network
   elements MAY be supported.

4. If a PM instructs a SE to release resources allocated to an

   active partition and if any of those resources are currently in
   use, the SE MUST deny the PM's request.  (Requirement #8
   addresses the potential starvation issues raised by this
   requirement.)

5. Subsequent to a resource reallocation failure, the PM SHOULD make

   use of one or both of the capabilities described in requirements
   6 and 7.

6. A PM SHOULD be able to tell a SE to make an active partition into

   a frozen partition.

7. A PM SHOULD be able to contact the controller to ask it to reduce

   its resource utilization.

8. The PM MUST be able to exercise "power on/off" type control of

   the virtual SEs that it has created.  When the virtual power to
   an active partition is turned off, the partition becomes inactive
   and any controllers associated with that partition are
   disconnected. This capability allows a PM to resort to static
   partitioning when a controller is uncooperative about releasing
   resources.  This requirement allows permanent starvation as a
   result of requirement #4 to be avoided.

9. During dynamic repartitioning, a SE MUST maintain all existing

   state associated with the partitions being modified.

10. Control protocols SHOULD NOT include any mechanism by which a SE

   can ask its controller to reduce its resource usage.

11. Control protocols MAY contain proactive resource notification

   messages by which a SE could instantaneously inform the
   controller of an increase or decrease in resources.  (We do not
   specifically require control protocols to contain proactive
   notifications because all control protocols must already have
   explicit or implicit reactive notifications as mentioned in
   requirement #2).

12. A PM MAY directly inform a controller of a change in virtual SE

   resources rather than rely on the implicit resource exhaustion
   mechanism of the control protocol.

13. SEs MAY inform the PM of resource exhaustion on a particular

   partition.

14. A controller MAY ask the PM for further resources or a reduction

   in existing resources.

15. To support the automation of interaction between the PM and

   attached controllers, the PM MUST be able to determine from the
   SE the addresses of the controllers that are currently attached
   to a virtual SE.  Additionally, the SE MAY allow the PM to
   determine which control protocol (and version thereof) is
   currently managing each active partition.

16. A SE MAY support the ability to have one virtual SE provide a

   service to another virtual SE within the same physical SE.  For
   example, a SE may be configured to provide a virtual link between
   two virtual SEs.  Furthermore:
  a. There MUST be a mechanism by which the SE can inform the PM
     which of these partition-to-partition services are provided by
     the SE.
  b. There MUST be a mechanism by which the PM can configure the
     available partition-to-partition services.
  c. If the configuration of a partition-to-partition service
     results in a virtual port being added/removed from a virtual
     SE, the SE MUST notify all controllers attached to that virtual
     SE (assuming that the corresponding control protocol supports
     such notifications).

17. There MUST be a mechanism by which a PM can query a SE to

   determine the resources of that SE, the partitions currently
   configured on that SE and the resources allocated to each
   partition.

Security Considerations

Only authorized PMs MUST be allowed to dynamically repartition a SE. Therefore, SEs MUST use a secure process by which an authorized entity may instruct the SE as to which PM should control it. This instruction MAY specify the PM explicitly or MAY specify the use of a (discovery) protocol to dynamically locate the PM. Similarly, only the PM (or an authorized agent of the PM) that is authorized to partition a SE MUST be allowed to contact controllers to request that they decrease their resources or inform them that their resources have been increased. Likewise, the PM MUST verify and authenticate that any requests for additional/fewer resources for a virtual SE have come from a controller authorized to control the specified virtual SE.

Intellectual Property Considerations

The IETF takes no position regarding the validity or scope of any intellectual property or other rights that might be claimed to pertain to the implementation or use of the technology described in this document or the extent to which any license under such rights might or might not be available; neither does it represent that it has made any effort to identify any such rights. Information on the IETF's procedures with respect to rights in standards-track and standards-related documentation can be found in RFC 2026. Copies of claims of rights made available for publication and any assurances of licenses to be made available, or the result of an attempt made to obtain a general license or permission for the use of such proprietary rights by implementors or users of this specification can be obtained from the IETF Secretariat.

The IETF invites any interested party to bring to its attention any copyrights, patents or patent applications, or other proprietary rights which may cover technology that may be required to practice this standard. Please address the information to the IETF Executive Director.

Acknowledgements

The authors would like to acknowledge the contributions of Avri Doria and Jonathan Sadler to this document.

Normative References

RFC2119 Bradner, S. "Key words for use in RFCs to Indicate

          Requirement Levels", BCP 14, RFC 2119, March 1997.

RFC3292 Doria, A., Hellstrand, F., Sundell, K. and T. Worster,

          "General Switch Management Protocol (GSMP) V3", RFC 3292,
          June 2002.

Informative References

RFC3015 Cuervo, F., Greene, N., Rayhan, A., Huitema, C., Rosem, B.

          and J. Segers, "Megaco Protocol 1.0," RFC 3015, November
          2000.

10. Authors' Addresses

Todd A. Anderson Intel Labs JF2-60 2111 NE 25th Avenue Hillsboro, OR 97124 USA

Phone: +1 503 712 1760 EMail: [email protected]

Joachim Buerkle Nortel Networks Germany GmbH & Co. KG Hahnstrasse 37-39 60528 Frankfurt

Phone: ++49 (0)69 6697 3281 EMail: [email protected]

11. Full Copyright Statement

Copyright (C) The Internet Society (2003). All Rights Reserved.

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