RFC4230

From RFC-Wiki

Network Working Group H. Tschofenig Request for Comments: 4230 Siemens Category: Informational R. Graveman

                                                        RFG Security
                                                       December 2005
                    RSVP Security Properties

Status of This Memo

This memo provides information for the Internet community. It does not specify an Internet standard of any kind. Distribution of this memo is unlimited.

Copyright Notice

Copyright (C) The Internet Society (2005).

Abstract

This document summarizes the security properties of RSVP. The goal of this analysis is to benefit from previous work done on RSVP and to capture knowledge about past activities.

Introduction

As the work of the NSIS working group began, concerns about security and its implications for the design of a signaling protocol were raised. In order to understand the security properties and available options of RSVP, a number of documents have to be read. This document summarizes the security properties of RSVP and is part of the overall process of analyzing other signaling protocols and learning from their design considerations. This document should also provide a starting point for further discussions.

The content of this document is organized as follows. Section 2 introduces the terminology used throughout the document. Section 3 provides an overview of the security mechanisms provided by RSVP including the INTEGRITY object, a description of the identity representation within the POLICY_DATA object (i.e., user authentication), and the RSVP Integrity Handshake mechanism. Section 4 provides a more detailed discussion of the mechanisms used and tries to describe in detail the mechanisms provided. Several miscellaneous issues are covered in Section 5.

RSVP also supports multicast, but this document does not address security aspects for supporting multicast QoS signaling. Multicast is currently outside the scope of the NSIS working group.

Although a variation of RSVP, namely RSVP-TE, is used in the context of MPLS to distribute labels for a label switched path, its usage is different from the usage scenarios envisioned for NSIS. Hence, this document does not address RSVP-TE or its security properties.

Terminology and Architectural Assumptions

This section describes some important terms and explains some architectural assumptions.

o Chain-of-Trust:

  The security mechanisms supported by RSVP [1] heavily rely on
  optional hop-by-hop protection, using the built-in INTEGRITY
  object.  Hop-by-hop security with the INTEGRITY object inside the
  RSVP message thereby refers to the protection between RSVP-
  supporting network elements.  Additionally, there is the notion of
  policy-aware nodes that understand the POLICY_DATA element within
  the RSVP message.  Because this element also includes an INTEGRITY
  object, there is an additional hop-by-hop security mechanism that
  provides security between policy-aware nodes.  Policy-ignorant
  nodes are not affected by the inclusion of this object in the
  POLICY_DATA element, because they do not try to interpret it.
  To protect signaling messages that are possibly modified by each
  RSVP router along the path, it must be assumed that each incoming
  request is authenticated, integrity protected, and replay
  protected.  This provides protection against bogus messages
  injected by unauthorized nodes.  Furthermore, each RSVP-aware
  router is assumed to behave in the expected manner.  Outgoing
  messages transmitted to the next-hop network element receive new
  protection according to RSVP security processing.
  Using the mechanisms described above, a chain-of-trust is created
  whereby a signaling message that is transmitted by router A via
  router B and received by router C is supposed to be secure if
  routers A and B and routers B and C share security associations
  and all routers behave as expected.  Hence, router C trusts router
  A although router C does not have a direct security association
  with router A.  We can therefore conclude that the protection
  achieved with this hop-by-hop security for the chain-of-trust is
  no better than the weakest link in the chain.
  If one router is malicious (for example, because an adversary has
  control over this router), then it can arbitrarily modify
  messages, cause unexpected behavior, and mount a number of attacks
  that are not limited to QoS signaling.  Additionally, it must be
  mentioned that some protocols demand more protection than others
  (which depends, in part, on which nodes are executing these
  protocols).  For example, edge devices, where end-users are
  attached, may be more likely to be attacked in comparison with the
  more secure core network of a service provider.  In some cases, a
  network service provider may choose not to use the RSVP-provided
  security mechanisms inside the core network because a different
  security protection is deployed.
  Section 6 of [2] mentions the term chain-of-trust in the context
  of RSVP integrity protection.  In Section 6 of [14] the same term
  is used in the context of user authentication with the INTEGRITY
  object inside the POLICY_DATA element.  Unfortunately, the term is
  not explained in detail and the assumptions behind it are not
  clearly specified.

o Host and User Authentication:

  The presence of RSVP protection and a separate user identity
  representation leads to the fact that both user-identity and host-
  identity are used for RSVP protection.  Therefore, user-based
  security and host-based security are covered separately, because
  of the different authentication mechanisms provided.  To avoid
  confusion about the different concepts, Section 3.4 describes the
  concept of user authentication in more detail.

o Key Management:

  It is assumed that most of the security associations required for
  the protection of RSVP signaling messages are already available,
  and hence key management was done in advance.  There is, however,
  an exception with respect to support for Kerberos.  Using
  Kerberos, an entity is able to distribute a session key used for
  RSVP signaling protection.

o RSVP INTEGRITY and POLICY_DATA INTEGRITY Objects:

  RSVP uses an INTEGRITY object in two places in a message.  The
  first is in the RSVP message itself and covers the entire RSVP
  message as defined in [1].  The second is included in the
  POLICY_DATA object and defined in [2].  To differentiate the two
  objects by their scope of protection, the two terms RSVP INTEGRITY
  and POLICY_DATA INTEGRITY object are used, respectively.  The data
  structure of the two objects, however, is the same.

o Hop versus Peer:

  In the past, the terminology for nodes addressed by RSVP has been
  discussed considerably.  In particular, two favorite terms have
  been used: hop and peer.  This document uses the term hop, which
  is different from an IP hop.  Two neighboring RSVP nodes
  communicating with each other are not necessarily neighboring IP
  nodes (i.e., they may be more than one IP hop away).

Overview

This section describes the security mechanisms provided by RSVP. Although use of IPsec is mentioned in Section 10 of [1], the other security mechanisms primarily envisioned for RSVP are described.

The RSVP INTEGRITY Object

The RSVP INTEGRITY object is the major component of RSVP security protection. This object is used to provide integrity and replay protection for the content of the signaling message between two RSVP participating routers or between an RSVP router and host. Furthermore, the RSVP INTEGRITY object provides data origin authentication. The attributes of the object are briefly described:

o Flags field:

   The Handshake Flag is the only defined flag.  It is used to
   synchronize sequence numbers if the communication gets out of
   sync (e.g., it allows a restarting host to recover the most
   recent sequence number).  Setting this flag to one indicates that
   the sender is willing to respond to an Integrity Challenge
   message.  This flag can therefore be seen as a negotiation
   capability transmitted within each INTEGRITY object.

o Key Identifier:

   The Key Identifier selects the key used for verification of the
   Keyed Message Digest field and, hence, must be unique for the
   sender.  It has a fixed 48-bit length.  The generation of this
   Key Identifier field is mostly a decision of the local host. [1]
   describes this field as a combination of an address, sending
   interface, and key number.  We assume that the Key Identifier is
   simply a (keyed) hash value computed over a number of fields,
   with the requirement to be unique if more than one security
   association is used in parallel between two hosts (e.g., as is
   the case with security associations having overlapping
   lifetimes).  A receiving system uniquely identifies a security
   association based on the Key Identifier and the sender's IP
   address.  The sender's IP address may be obtained from the
   RSVP_HOP object or from the source IP address of the packet if
   the RSVP_HOP object is not present.  The sender uses the outgoing
   interface to determine which security association to use.  The
   term "outgoing interface" may be confusing.  The sender selects
   the security association based on the receiver's IP address
   (i.e., the address of the next RSVP-capable router).  The process
   of determining which node is the next RSVP-capable router is not
   further specified and is likely to be statically configured.

o Sequence Number:

   The sequence number used by the INTEGRITY object is 64 bits in
   length, and the starting value can be selected arbitrarily.  The
   length of the sequence number field was chosen to avoid
   exhaustion during the lifetime of a security association as
   stated in Section 3 of [1].  In order for the receiver to
   distinguish between a new and a replayed message, the sequence
   number must be monotonically incremented (modulo 2^64) for each
   message.  We assume that the first sequence number seen (i.e.,
   the starting sequence number) is stored somewhere.  The modulo-
   operation is required because the starting sequence number may be
   an arbitrary number.  The receiver therefore only accepts packets
   with a sequence number larger (modulo 2^64) than the previous
   packet.  As explained in [1] this process is started by
   handshaking and agreeing on an initial sequence number.  If no
   such handshaking is available then the initial sequence number
   must be part of the establishment of the security association.
   The generation and storage of sequence numbers is an important
   step in preventing replay attacks and is largely determined by
   the capabilities of the system in the presence of system crashes,
   failures, and restarts.  Section 3 of [1] explains some of the
   most important considerations.  However, the description of how
   the receiver distinguishes proper from improper sequence numbers
   is incomplete: it implicitly assumes that gaps large enough to
   cause the sequence number to wrap around cannot occur.
   If delivery in order were guaranteed, the following procedure
   would work: the receiver keeps track of the first sequence number
   received, INIT-SEQ, and the most recent sequence number received,
   LAST-SEQ, for each key identifier in a security association.
   When the first message is received, set INIT-SEQ = LAST-SEQ =
   value received and accept.  When a subsequent message is
   received, if its sequence number is strictly between LAST-SEQ and
   INIT-SEQ, (modulo 2^64), accept and update LAST-SEQ with the
   value just received.  If it is between INIT-SEQ and LAST-SEQ,
   inclusive, (modulo 2^64), reject and leave the value of LAST-SEQ
   unchanged.  Because delivery in order is not guaranteed, the
   above rules need to be combined with a method of allowing a fixed
   sized window in the neighborhood of LAST-SEQ for out-of-order
   delivery, for example, as described in Appendix C of [3].

o Keyed Message Digest:

   The Keyed Message Digest is a security mechanism built into RSVP
   that used to provide integrity protection of a signaling message
   (including its sequence number).  Prior to computing the value
   for the Keyed Message Digest field, the Keyed Message Digest
   field itself must be set to zero and a keyed hash computed over
   the entire RSVP packet.  The Keyed Message Digest field is
   variable in length but must be a multiple of four octets.  If
   HMAC-MD5 is used, then the output value is 16 bytes long.  The
   keyed hash function HMAC-MD5 [4] is required for an RSVP
   implementation, as noted in Section 1 of [1].  Hash algorithms
   other than MD5 [5], like SHA-1 [15], may also be supported.
   The key used for computing this Keyed Message Digest may be
   obtained from the pre-shared secret, which is either manually
   distributed or the result of a key management protocol.  No key
   management protocol, however, is specified to create the desired
   security associations.  Also, no guidelines for key length are
   given.  It should be recommended that HMAC-MD5 keys be 128 bits
   and SHA-1 keys 160 bits, as in IPsec AH [16] and ESP [17].

Security Associations

Different attributes are stored for security associations of sending and receiving systems (i.e., unidirectional security associations). The sending system needs to maintain the following attributes in such a security association [1]:

  o  Authentication algorithm and algorithm mode
  o  Key
  o  Key Lifetime
  o  Sending Interface
  o  Latest sequence number (received with this key identifier)

The receiving system has to store the following fields:

  o  Authentication algorithm and algorithm mode
  o  Key
  o  Key Lifetime
  o  Source address of the sending system
  o  List of last n sequence numbers (received with this key
     identifier)

Note that the security associations need to have additional fields to indicate their state. It is necessary to have overlapping lifetimes of security associations to avoid interrupting an ongoing communication because of expired security associations. During such a period of overlapping lifetime it is necessary to authenticate with either one or both active keys. As mentioned in [1], a sender and a receiver may have multiple active keys simultaneously. If more than one algorithm is supported, then the algorithm used must be specified for a security association.

RSVP Key Management Assumptions

RFC 2205 [6] assumes that security associations are already available. An implementation must support manual key distribution as noted in Section 5.2 of [1]. Manual key distribution, however, has different requirements for key storage; a simple plaintext ASCII file may be sufficient in some cases. If multiple security associations with different lifetimes need to be supported at the same time, then

a key engine would be more appropriate. Further security requirements listed in Section 5.2 of [1] are the following:

o The manual deletion of security associations must be supported.

o The key storage should persist during a system restart.

o Each key must be assigned a specific lifetime and a specific Key

  Identifier.

Identity Representation

In addition to host-based authentication with the INTEGRITY object inside the RSVP message, user-based authentication is available as introduced in [2]. Section 2 of [7] states that "Providing policy based admission control mechanism based on user identities or application is one of the prime requirements." To identify the user or the application, a policy element called AUTH_DATA, which is contained in the POLICY_DATA object, is created by the RSVP daemon at the user's host and transmitted inside the RSVP message. The structure of the POLICY_DATA element is described in [2]. Network nodes acting as policy decision points (PDPs) then use the information contained in the AUTH_DATA element to authenticate the user and to allow policy-based admission control to be executed. As mentioned in [7], the policy element is processed and the PDP replaces the old element with a new one for forwarding to the next hop router.

A detailed description of the POLICY_DATA element can be found in [2]. The attributes contained in the authentication data policy element AUTH_DATA, which is defined in [7], are briefly explained in this Section. Figure 1 shows the abstract structure of the RSVP message with its security-relevant objects and the scope of protection. The RSVP INTEGRITY object (outer object) covers the entire RSVP message, whereas the POLICY_DATA INTEGRITY object only covers objects within the POLICY_DATA element.

+--------------------------------------------------------+ | RSVP Message | +--------------------------------------------------------+ | Object |POLICY_DATA Object || | +-------------------------------------------+| | | INTEGRITY +------------------------------+|| | | Object | AUTH_DATA Object ||| | | +------------------------------+|| | | | Various Authentication ||| | | | Attributes ||| | | +------------------------------+|| | +-------------------------------------------+| +--------------------------------------------------------+

           Figure 1: Security Relevant Objects and Elements
                     within the RSVP Message.

The AUTH_DATA object contains information for identifying users and applications together with credentials for those identities. The main purpose of these identities seems to be usage for policy-based admission control and not authentication and key management. As noted in Section 6.1 of [7], an RSVP message may contain more than one POLICY_DATA object and each of them may contain more than one AUTH_DATA object. As indicated in Figure 1 and in [7], one AUTH_DATA object may contain more than one authentication attribute. A typical configuration for Kerberos-based user authentication includes at least the Policy Locator and an attribute containing the Kerberos session ticket.

Successful user authentication is the basis for executing policy- based admission control. Additionally, other information such as time-of-day, application type, location information, group membership, etc. may be relevant to the implementation of an access control policy.

The following attributes are defined for use in the AUTH_DATA object:

  o  Policy Locator
     *  ASCII_DN
     *  UNICODE_DN
     *  ASCII_DN_ENCRYPT
     *  UNICODE_DN_ENCRYPT
     The policy locator string is an X.500 distinguished name (DN)
     used to locate user or application-specific policy information.
     The four types of X.500 DNs are listed above.  The first two
     types are the ASCII and the Unicode representation of the user
     or application DN identity.  The two "encrypted" distinguished
     name types are either encrypted with the Kerberos session key
     or with the private key of the user's digital certificate
     (i.e., digitally signed).  The term "encrypted together with a
     digital signature" is easy to misconceive.  If user identity
     confidentiality is provided, then the policy locator has to be
     encrypted with the public key of the recipient.  How to obtain
     this public key is not described in the document.  This detail
     may be specified in a concrete architecture in which RSVP is
     used.
  o  Credentials
     Two cryptographic credentials are currently defined for a user:
     authentication with Kerberos V5 [8], and authentication with
     the help of digital signatures based on X.509 [18] and PGP
     [19].  The following list contains all defined credential types
     currently available and defined in [7]:
     +--------------+--------------------------------+
     | Credential   |  Description                   |
     |    Type      |                                |
     +===============================================|
     | ASCII_ID     |  User or application identity  |
     |              |  encoded as an ASCII string    |
     +--------------+--------------------------------+
     | UNICODE_ID   |  User or application identity  |
     |              |  encoded as a Unicode string   |
     +--------------+--------------------------------+
     | KERBEROS_TKT |  Kerberos V5 session ticket    |
     +--------------+--------------------------------+
     | X509_V3_CERT |  X.509 V3 certificate          |
     +--------------+--------------------------------+
     | PGP_CERT     |  PGP certificate               |
     +--------------+--------------------------------+
                Figure 2: Credentials Supported in RSVP.
     The first two credentials contain only a plaintext string, and
     therefore they do not provide cryptographic user
     authentication.  These plaintext strings may be used to
     identify applications, that are included for policy-based
     admission control.  Note that these plain-text identifiers may,
     however, be protected if either the RSVP INTEGRITY or the
     INTEGRITY object of the POLICY_DATA element is present.  Note
     that the two INTEGRITY objects can terminate at different
     entities depending on the network structure.  The digital
     signature may also provide protection of application
     identifiers.  A protected application identity (and the entire
     content of the POLICY_DATA element) cannot be modified as long
     as no policy-ignorant nodes are encountered in between.
     A Kerberos session ticket, as previously mentioned, is the
     ticket of a Kerberos AP_REQ message [8] without the
     Authenticator.  Normally, the AP_REQ message is used by a
     client to authenticate to a server.  The INTEGRITY object
     (e.g., of the POLICY_DATA element) provides the functionality
     of the Kerberos Authenticator, namely protecting against replay
     and showing that the user was able to retrieve the session key
     following the Kerberos protocol.  This is, however, only the
     case if the Kerberos session was used for the keyed message
     digest field of the INTEGRITY object.  Section 7 of [1]
     discusses some issues for establishment of keys for the
     INTEGRITY object.  The establishment of the security
     association for the RSVP INTEGRITY object with the inclusion of
     the Kerberos Ticket within the AUTH_DATA element may be
     complicated by the fact that the ticket can be decrypted by
     node B, whereas the RSVP INTEGRITY object terminates at a
     different host C.
     The Kerberos session ticket contains, among many other fields,
     the session key.  The Policy Locator may also be encrypted with
     the same session key.  The protocol steps that need to be
     executed to obtain such a Kerberos service ticket are not
     described in [7] and may involve several roundtrips, depending
     on many Kerberos-related factors.  As an optimization, the
     Kerberos ticket does not need to be included in every RSVP
     message, as described in Section 7.1 of [1].  Thus, the
     receiver must store the received service ticket.  If the
     lifetime of the ticket has expired, then a new service ticket
     must be sent.  If the receiver lost its state information
     (because of a crash or restart) then it may transmit an
     Integrity Challenge message to force the sender to re-transmit
     a new service ticket.
     If either the X.509 V3 or the PGP certificate is included in
     the policy element, then a digital signature must be added.
     The digital signature computed over the entire AUTH_DATA object
     provides authentication and integrity protection.  The SubType
     of the digital signature authentication attribute is set to
     zero before computing the digital signature.  Whether or not a
     guarantee of freshness with replay protection (either
     timestamps or sequence numbers) is provided by the digital
     signature is an open issue as discussed in Section 4.3.
  o  Digital Signature
     The digital signature computed over the contents of the
     AUTH_DATA object must be the last attribute.  The algorithm
     used to compute the digital signature depends on the
     authentication mode listed in the credential.  This is only
     partially true, because, for example, PGP again allows
     different algorithms to be used for computing a digital
     signature.  The algorithm identifier used for computing the
     digital signature is not included in the certificate itself.
     The algorithm identifier included in the certificate only
     serves the purpose of allowing the verification of the
     signature computed by the certificate authority (except for the
     case of self-signed certificates).
  o  Policy Error Object
     The Policy Error Object is used in the case of a failure of
     policy-based admission control or other credential
     verification.  Currently available error messages allow
     notification if the credentials are expired
     (EXPIRED_CREDENTIALS), if the authorization process disallowed
     the resource request (INSUFFICIENT_PRIVILEGES), or if the given
     set of credentials is not supported
     (UNSUPPORTED_CREDENTIAL_TYPE).  The last error message returned
     by the network allows the user's host to discover the type of
     credentials supported.  Particularly for mobile environments
     this might be quite inefficient.  Furthermore, it is unlikely
     that a user supports different types of credentials.  The
     purpose of the error message IDENTITY_CHANGED is unclear.
     Also, the protection of the error message is not discussed in
     [7].

RSVP Integrity Handshake

The Integrity Handshake protocol was designed to allow a crashed or restarted host to obtain the latest valid challenge value stored at the receiving host. Due to the absence of key management, it must be guaranteed that two messages do not use the same sequence number with the same key. A host stores the latest sequence number of a cryptographically verified message. An adversary can replay eavesdropped packets if the crashed host has lost its sequence numbers. A signaling message from the real sender with a new sequence number would therefore allow the crashed host to update the sequence number field and prevent further replays. Hence, if there

is a steady flow of RSVP-protected messages between the two hosts, an attacker may find it difficult to inject old messages, because new, authenticated messages with higher sequence numbers arrive and get stored immediately.

The following description explains the details of an RSVP Integrity Handshake that is started by Node A after recovering from a synchronization failure:

                 Integrity Challenge
              (1) Message (including
+----------+      a Cookie)            +----------+
|          |-------------------------->|          |
|  Node A  |                           |  Node B  |
|          |<--------------------------|          |
+----------+      Integrity Response   +----------+
              (2) Message (including
                  the Cookie and the
                  INTEGRITY object)
                Figure 3: RSVP Integrity Handshake.

The details of the messages are as follows:

  CHALLENGE:=(Key Identifier, Challenge Cookie)
  Integrity Challenge Message:=(Common Header, CHALLENGE)
  Integrity Response Message:=(Common Header, INTEGRITY, CHALLENGE)

The "Challenge Cookie" is suggested to be a MD5 hash of a local secret and a timestamp [1].

The Integrity Challenge message is not protected with an INTEGRITY object as shown in the protocol flow above. As explained in Section 10 of [1] this was done to avoid problems in situations where both communicating parties do not have a valid starting sequence number.

Using the RSVP Integrity Handshake protocol is recommended although it is not mandatory (because it may not be needed in all network environments).

Detailed Security Property Discussion

This section describes the protection of the RSVP-provided mechanisms for authentication, authorization, integrity and replay protection individually, user identity confidentiality, and confidentiality of the signaling messages,

Network Topology

This paragraph shows the basic interfaces in a simple RSVP network architecture. The architecture below assumes that there is only a single domain and that the two routers are RSVP- and policy-aware. These assumptions are relaxed in the individual paragraphs, as necessary. Layer 2 devices between the clients and their corresponding first-hop routers are not shown. Other network elements like a Kerberos Key Distribution Center and, for example, an LDAP server from which the PDP retrieves its policies are also omitted. The security of various interfaces to the individual servers (KDC, PDP, etc.) depends very much on the security policy of a specific network service provider.

                        +--------+
                        | Policy |
                   +----|Decision|
                   |    | Point  +---+
                   |    +--------+   |
                   |                 |
                   |                 |
 +------+       +-+----+        +---+--+          +------+
 |Client|       |Router|        |Router|          |Client|
 |  A   +-------+  1   +--------+  2   +----------+  B   |
 +------+       +------+        +------+          +------+
                 Figure 4: Simple RSVP Architecture.

Host/Router

When considering authentication in RSVP, it is important to make a distinction between user and host authentication of the signaling messages. The host is authenticated using the RSVP INTEGRITY object, whereas credentials inside the AUTH_DATA object can be used to authenticate the user. In this section, the focus is on host authentication, whereas the next section covers user authentication.

(1) Authentication

   The term "host authentication" is used above, because the
   selection of the security association is bound to the host's IP
   address, as mentioned in Section 3.1 and Section 3.2.  Depending
   on the key management protocol used to create this security
   association and the identity used, it is also possible to bind a
   user identity to this security association.  Because the key
   management protocol is not specified, it is difficult to evaluate
   this part, and hence we speak about data-origin authentication
   based on the host's identity for RSVP INTEGRITY objects.  The
   fact that the host identity is used for selecting the security
   association has already been described in Section 3.1.
   Data-origin authentication is provided with a keyed hash value
   computed over the entire RSVP message, excluding the keyed
   message digest field itself.  The security association used
   between the user's host and the first-hop router is, as
   previously mentioned, not established by RSVP, and it must
   therefore be available before signaling is started.
   *  Kerberos for the RSVP INTEGRITY object
      As described in Section 7 of [1], Kerberos may be used to
      create the key for the RSVP INTEGRITY object.  How to learn
      the principal name (and realm information) of the other node
      is outside the scope of [1]. [20] describes a way to
      distribute principal and realm information via DNS, which can
      be used for this purpose (assuming that the FQDN or the IP
      address of the other node for which this information is
      desired is known).  All that is required is to encapsulate the
      Kerberos ticket inside the policy element.  It is furthermore
      mentioned that Kerberos tickets with expired lifetime must not
      be used, and the initiator is responsible for requesting and
      exchanging a new service ticket before expiration.
      RSVP multicast processing in combination with Kerberos
      involves additional considerations.  Section 7 of [1] states
      that in the multicast case all receivers must share a single
      key with the Kerberos Authentication Server (i.e., a single
      principal used for all receivers).  From a personal discussion
      with Rodney Hess, it seems that there is currently no other
      solution available in the context of Kerberos.  Multicast
      handling therefore leaves some open questions in this context.
      In the case where one entity crashed, the established security
      association is lost and therefore the other node must
      retransmit the service ticket.  The crashed entity can use an
      Integrity Challenge message to request a new Kerberos ticket
      to be retransmitted by the other node.  If a node receives
      such a request, then a reply message must be returned.

(2) Integrity protection

   Integrity protection between the user's host and the first-hop
   router is based on the RSVP INTEGRITY object.  HMAC-MD5 is
   preferred, although other keyed hash functions may also be used
   within the RSVP INTEGRITY object.  In any case, both
   communicating entities must have a security association that
   indicates the algorithm to use.  This may, however, be difficult,
   because no negotiation protocol is defined to agree on a specific
   algorithm.  Hence, if RSVP is used in a mobile environment, it is
   likely that HMAC-MD5 is the only usable algorithm for the RSVP
   INTEGRITY object.  Only in local environments may it be useful to
   switch to a different keyed hash algorithm.  The other possible
   alternative is that every implementation support the most
   important keyed hash algorithms. e.g., MD5, SHA-1, RIPEMD-160,
   etc.  HMAC-MD5 was chosen mainly because of its performance
   characteristics.  The weaknesses of MD5 [21] are known and were
   initially described in [22].  Other algorithms like SHA-1 [15]
   and RIPEMD-160 [21] have stronger security properties.

(3) Replay Protection

   The main mechanism used for replay protection in RSVP is based on
   sequence numbers, whereby the sequence number is included in the
   RSVP INTEGRITY object.  The properties of this sequence number
   mechanism are described in Section 3.1 of [1].  The fact that the
   receiver stores a list of sequence numbers is an indicator for a
   window mechanism.  This somehow conflicts with the requirement
   that the receiver only has to store the highest number given in
   Section 3 of [1].  We assume that this is an oversight.  Section
   4.2 of [1] gives a few comments about the out-of-order delivery
   and the ability of an implementation to specify the replay
   window.  Appendix C of [3] describes a window mechanism for
   handling out-of-sequence delivery.

(4) Integrity Handshake

   The mechanism of the Integrity Handshake is explained in Section
   3.5.  The Cookie value is suggested to be a hash of a local
   secret and a timestamp.  The Cookie value is not verified by the
   receiver.  The mechanism used by the Integrity Handshake is a
   simple Challenge/Response message, which assumes that the key
   shared between the two hosts survives the crash.  If, however,
   the security association is dynamically created, then this
   assumption may not be true.
   In Section 10 of [1], the authors note that an adversary can
   create a faked Integrity Handshake message that includes
   challenge cookies.  Subsequently, it could store the received
   response and later try to replay these responses while a
   responder recovers from a crash or restart.  If this replayed
   Integrity Response value is valid and has a lower sequence number
   than actually used, then this value is stored at the recovering
   host.  In order for this attack to be successful, the adversary
   must either have collected a large number of challenge/response
   value pairs or have "discovered" the cookie generation mechanism
   (for example by knowing the local secret).  The collection of
   Challenge/Response pairs is even more difficult, because they
   depend on the Cookie value, the sequence number included in the
   response message, and the shared key used by the INTEGRITY
   object.

(5) Confidentiality

   Confidentiality is not considered to be a security requirement
   for RSVP.  Hence, it is not supported by RSVP, except as
   described in paragraph d) of Section 4.3.  This assumption may
   not hold, however, for enterprises or carriers who want to
   protect billing data, network usage patterns, or network
   configurations, in addition to users' identities, from
   eavesdropping and traffic analysis.  Confidentiality may also
   help make certain other attacks more difficult.  For example, the
   PathErr attack described in Section 5.2 is harder to carry out if
   the attacker cannot observe the Path message to which the PathErr
   corresponds.

(6) Authorization

   The task of authorization consists of two subcategories: network
   access authorization and RSVP request authorization.  Access
   authorization is provided when a node is authenticated to the
   network, e.g., using EAP [23] in combination with AAA protocols
   (for example, RADIUS [24] or DIAMETER [9]).  Issues related to
   network access authentication and authorization are outside the
   scope of RSVP.
   The second authorization refers to RSVP itself.  Depending on the
   network configuration:
   *  the router either forwards the received RSVP request to the
      policy decision point (e.g., using COPS [10] and [11]) to
      request that an admission control procedure be executed, or
   *  the router supports the functionality of a PDP and, therefore,
      there is no need to forward the request, or
   *  the router may already be configured with the appropriate
      policy information to decide locally whether to grant this
      request.
   Based on the result of the admission control, the request may be
   granted or rejected.  Information about the resource-requesting
   entity must be available to provide policy-based admission
   control.

(7) Performance

   The computation of the keyed message digest for an RSVP INTEGRITY
   object does not represent a performance problem.  The protection
   of signaling messages is usually not a problem, because these
   messages are transmitted at a low rate.  Even a high volume of
   messages does not cause performance problems for an RSVP router
   due to the efficiency of the keyed message digest routine.
   Dynamic key management, which is computationally more demanding,
   is more important for scalability.  Because RSVP does not specify
   a particular key exchange protocol, it is difficult to estimate
   the effort needed to create the required security associations.
   Furthermore, the number of key exchanges to be triggered depends
   on security policy issues like lifetime of a security
   association, required security properties of the key exchange
   protocol, authentication mode used by the key exchange protocol,
   etc.  In a stationary environment with a single administrative
   domain, manual security association establishment may be
   acceptable and may provide the best performance characteristics.
   In a mobile environment, asymmetric authentication methods are
   likely to be used with a key exchange protocol, and some sort of
   public key or certificate verification needs to be supported.

User to PEP/PDP

As noted in the previous section, RSVP supports both user-based and host-based authentication. Using RSVP, a user may authenticate to the first hop router or to the PDP as specified in [1], depending on the infrastructure provided by the network domain or the architecture used (e.g., the integration of RSVP and Kerberos V5 into the Windows 2000 Operating System [25]). Another architecture in which RSVP is tightly integrated is the one specified by the PacketCable organization. The interested reader is referred to [26] for a discussion of their security architecture.

(1) Authentication

   When a user sends an RSVP PATH or RESV message, this message may
   include some information to authenticate the user. [7] describes
   how user and application information is embedded into the RSVP
   message (AUTH_DATA object) and how to protect it.  A router
   receiving such a message can use this information to authenticate
   the client and forward the user or application information to the
   policy decision point (PDP).  Optionally, the PDP itself can
   authenticate the user, which is described in the next section.
   To be able to authenticate the user, to verify the integrity, and
   to check for replays, the entire POLICY_DATA element has to be
   forwarded from the router to the PDP (e.g., by including the
   element into a COPS message).  It is assumed, although not
   clearly specified in [7], that the INTEGRITY object within the
   POLICY_DATA element is sent to the PDP along with all other
   attributes.
   *  Certificate Verification
      Using the policy element as described in [7], it is not
      possible to provide a certificate revocation list or other
      information to prove the validity of the certificate inside
      the policy element.  A specific mechanism for certificate
      verification is not discussed in [7] and hence a number of
      them can be used for this purpose.  For certificate
      verification, the network element (a router or the policy
      decision point) that has to authenticate the user could
      frequently download certificate revocation lists or use a
      protocol like the Online Certificate Status Protocol (OCSP)
      [27] and the Simple Certificate Validation Protocol (SCVP)
      [28] to determine the current status of a digital certificate.
   *  User Authentication to the PDP
      This alternative authentication procedure uses the PDP to
      authenticate the user instead of the first-hop router.  In
      Section 4.2.1 of [7], the choice is given for the user to
      obtain a session ticket either for the next hop router or for
      the PDP.  As noted in the same section, the identity of the
      PDP or the next hop router is statically configured or
      dynamically retrieved.  Subsequently, user authentication to
      the PDP is considered.
   *  Kerberos-based Authentication to the PDP
      If Kerberos is used to authenticate the user, then a session
      ticket for the PDP must be requested first.  A user who roams
      between different routers in the same administrative domain
      does not need to request a new service ticket, because the
      same PDP is likely to be used by most or all first-hop routers
      within the same administrative domain.  This is different from
      the case in which a session ticket for a router has to be
      obtained and authentication to a router is required.  The
      router therefore plays a passive role of simply forwarding the
      request to the PDP and executing the policy decision returned
      by the PDP.  Appendix B describes one example of user-to-PDP
      authentication.
      User authentication with the policy element provides only
      unilateral authentication, whereby the client authenticates to
      the router or to the PDP.  If an RSVP message is sent to the
      user's host and public-key-based authentication is not used,
      then the message does not contain a certificate and digital
      signature.  Hence, no mutual authentication can be assumed.
      In case of Kerberos, mutual authentication may be accomplished
      if the PDP or the router transmits a policy element with an
      INTEGRITY object computed with the session key retrieved from
      the Kerberos ticket, or if the Kerberos ticket included in the
      policy element is also used for the RSVP INTEGRITY object as
      described in Section 4.2.  This procedure only works if a
      previous message was transmitted from the end host to the
      network and such key is already established.  Reference [7]
      does not discuss this issue, and therefore there is no
      particular requirement for transmitting network-specific
      credentials back to the end-user's host.

(2) Integrity Protection

      Integrity protection is applied separately to the RSVP message
      and the POLICY_DATA element, as shown in Figure 1.  In case of
      a policy-ignorant node along the path, the RSVP INTEGRITY
      object and the INTEGRITY object inside the policy element
      terminate at different nodes.  Basically, the same is true for
      the user credentials if they are verified at the policy
      decision point instead of the first hop router.
   *  Kerberos
      If Kerberos is used to authenticate the user to the first hop
      router, then the session key included in the Kerberos ticket
      may be used to compute the INTEGRITY object of the policy
      element.  It is the keyed message digest that provides the
      authentication.  The existence of the Kerberos service ticket
      inside the AUTH_DATA object does not provide authentication or
      a guarantee of freshness for the receiving host.
      Authentication and guarantee of freshness are provided by the
      keyed hash value of the INTEGRITY object inside the
      POLICY_DATA element.  This shows that the user actively
      participated in the Kerberos protocol and was able to obtain
      the session key to compute the keyed message digest.  The
      Authenticator used in the Kerberos V5 protocol provides
      similar functionality, but replay protection is based on
      timestamps (or on a sequence number if the optional seq-number
      field inside the Authenticator is used for KRB_PRIV/KRB_SAFE
      messages as described in Section 5.3.2 of [8]).
   *  Digital Signature
      If public-key-based authentication is provided, then user
      authentication is accomplished with a digital signature.  As
      explained in Section 3.3.3 of [7], the DIGITAL_SIGNATURE
      attribute must be the last attribute in the AUTH_DATA object,
      and the digital signature covers the entire AUTH_DATA object.
      In the case of PGP, which hash algorithm and public key
      algorithm are used for the digital signature computation is
      described in [19].  In the case of X.509 credentials, the
      situation is more complex because different mechanisms like
      CMS [29] or PKCS#7 [30] may be used for digitally signing the
      message element.  X.509 only provides the standard for the
      certificate layout, which seems to provide insufficient
      information for this purpose.  Therefore, X.509 certificates
      are supported, for example, by CMS or PKCS#7. [7], however,
      does not make any statements about the usage of CMS or PKCS#7.
      Currently, there is no support for CMS or for PKCS#7 [7],
      which provides more than just public-key-based authentication
      (e.g., CRL distribution, key transport, key agreement, etc.).
      Furthermore, the use of PGP in RSVP is vaguely defined,
      because there are different versions of PGP (including OpenPGP
      [19]), and no indication is given as to which should be used.
      Supporting public-key-based mechanisms in RSVP might increase
      the risks of denial-of-service attacks.  The large processing,
      memory, and bandwidth requirements should also be considered.
      Fragmentation might also be an issue here.
      If the INTEGRITY object is not included in the POLICY_DATA
      element or not sent to the PDP, then we have to make the
      following observations:
         For the digital signature case, only the replay protection
         provided by the digital signature algorithm can be used.
         It is not clear, however, whether this usage was
         anticipated or not.  Hence, we might assume that replay
         protection is based on the availability of the RSVP
         INTEGRITY object used with a security association that is
         established by other means.
         Including only the Kerberos session ticket is insufficient,
         because freshness is not provided (because the Kerberos
         Authenticator is missing).  Obviously there is no guarantee
         that the user actually followed the Kerberos protocol and
         was able to decrypt the received TGS_REP (or, in rare
         cases, the AS_REP if a session ticket is requested with the
         initial AS_REQ).

(3) Replay Protection

   Figure 5 shows the interfaces relevant for replay protection of
   signaling messages in a more complicated architecture.  In this
   case, the client uses the policy data element with PEP2, because
   PEP1 is not policy-aware.  The interfaces between the client and
   PEP1 and between PEP1 and PEP2 are protected with the RSVP
   INTEGRITY object.  The link between the PEP2 and the PDP is
   protected, for example, by using the COPS built-in INTEGRITY
   object.  The dotted line between the Client and the PDP indicates
   the protection provided by the AUTH_DATA element, which has no
   RSVP INTEGRITY object included.
                    AUTH_DATA                         +----+
  +---------------------------------------------------+PDP +-+
  |                                                   +----+ |
  |                                                          |
  |                                                          |
  |                                                 COPS     |
  |                                                 INTEGRITY|
  |                                                          |
  |                                                          |
  |                                                          |

+--+---+ RSVP INTEGRITY +----+ RSVP INTEGRITY +----+ | |Client+-------------------+PEP1+----------------------+PEP2+-+ +--+---+ +----+ +-+--+

  |                                                     |
  +-----------------------------------------------------+
                   POLICY_DATA INTEGRITY
                   Figure 5: Replay Protection.
   Host authentication with the RSVP INTEGRITY object and user
   authentication with the INTEGRITY object inside the POLICY_DATA
   element both use the same anti-replay mechanism.  The length of
   the Sequence Number field, sequence number rollover, and the
   Integrity Handshake have already been explained in Section 3.1.
   Section 9 of [7] states: "RSVP INTEGRITY object is used to
   protect the policy object containing user identity information
   from security (replay) attacks."  When using public-key-based
   authentication, RSVP-based replay protection is not supported,
   because the digital signature does not cover the POLICY_DATA
   INTEGRITY object with its Sequence Number field.  The digital
   signature covers only the entire AUTH_DATA object.
   The use of public key cryptography within the AUTH_DATA object
   complicates replay protection.  Digital signature computation
   with PGP is described in [31] and in [19].  The data structure
   preceding the signed message digest includes information about
   the message digest algorithm used and a 32-bit timestamp of when
   the signature was created ("Signature creation time").  The
   timestamp is included in the computation of the message digest.
   The IETF standardized version of OpenPGP [19] contains more
   information and describes the different hash algorithms (MD2,
   MD5, SHA-1, RIPEMD-160) supported. [7] does not make any
   statements as to whether the "Signature creation time" field is
   used for replay protection.  Using timestamps for replay
   protection requires different synchronization mechanisms in the
   case of clock-skew.  Traditionally, these cases assume "loosely
   synchronized" clocks but also require specifying a replay window.
   If the "Signature creation time" is not used for replay
   protection, then a malicious, policy-ignorant node can use this
   weakness to replace the AUTH_DATA object without destroying the
   digital signature.  If this was not simply an oversight, it is
   therefore assumed that replay protection of the user credentials
   was not considered an important security requirement, because the
   hop-by-hop processing of the RSVP message protects the message
   against modification by an adversary between two communicating
   nodes.
   The lifetime of the Kerberos ticket is based on the fields
   starttime and endtime of the EncTicketPart structure in the
   ticket, as described in Section 5.3.1 of [8].  Because the ticket
   is created by the KDC located at the network of the verifying
   entity, it is not difficult to have the clocks roughly
   synchronized for the purpose of lifetime verification.
   Additional information about clock-synchronization and Kerberos
   can be found in [32].
   If the lifetime of the Kerberos ticket expires, then a new ticket
   must be requested and used.  Rekeying is implemented with this
   procedure.

(4) (User Identity) Confidentiality

   This section discusses privacy protection of identity information
   transmitted inside the policy element.  User identity
   confidentiality is of particular interest because there is no
   built-in RSVP mechanism for encrypting the POLICY_DATA object or
   the AUTH_DATA elements.  Encryption of one of the attributes
   inside the AUTH_DATA element, the POLICY_LOCATOR attribute, is
   discussed.
   To protect the user's privacy, it is important not to reveal the
   user's identity to an adversary located between the user's host
   and the first-hop router (e.g., on a wireless link).
   Furthermore, user identities should not be transmitted outside
   the domain of the visited network provider.  That is, the user
   identity information inside the policy data element should be
   removed or modified by the PDP to prevent revealing its contents
   to other (unauthorized) entities along the signaling path.  It is
   not possible (with the offered mechanisms) to hide the user's
   identity in such a way that it is not visible to the first
   policy-aware RSVP node (or to the attached network in general).
   The ASCII or Unicode distinguished name of the user or
   application inside the POLICY_LOCATOR attribute of the AUTH_DATA
   element may be encrypted as specified in Section 3.3.1 of [7].
   The user (or application) identity is then encrypted with either
   the Kerberos session key or with the private key in case of
   public-key-based authentication.  When the private key is used,
   we usually speak of a digital signature that can be verified by
   everyone possessing the public key.  Because the certificate with
   the public key is included in the message itself, decryption is
   no obstacle.  Furthermore, the included certificate together with
   the additional (unencrypted) information in the RSVP message
   provides enough identity information for an eavesdropper.  Hence,
   the possibility of encrypting the policy locator in case of
   public-key-based authentication is problematic.  To encrypt the
   identities using asymmetric cryptography, the user's host must be
   able somehow to retrieve the public key of the entity verifying
   the policy element (i.e., the first policy-aware router or the
   PDP).  Then, this public key could be used to encrypt a symmetric
   key, which in turn encrypts the user's identity and certificate,
   as is done, e.g., by PGP.  Currently, no such mechanism is
   defined in [7].
   The algorithm used to encrypt the POLICY_LOCATOR with the
   Kerberos session key is assumed to be the same as the one used
   for encrypting the service ticket.  The information about the
   algorithm used is available in the etype field of the
   EncryptedData ASN.1 encoded message part.  Section 6.3 of [8]
   lists the supported algorithms. [33] defines newer encryption
   algorithms (Rijndael, Serpent, and Twofish).
   Evaluating user identity confidentiality also requires looking at
   protocols executed outside of RSVP (for example, the Kerberos
   protocol).  The ticket included in the CREDENTIAL attribute may
   provide user identity protection by not including the optional
   cname attribute inside the unencrypted part of the Ticket.
   Because the Authenticator is not transmitted with the RSVP
   message, the cname and the crealm of the unencrypted part of the
   Authenticator are not revealed.  In order for the user to request
   the Kerberos session ticket for inclusion in the CREDENTIAL
   attribute, the Kerberos protocol exchange must be executed.  Then
   the Authenticator sent with the TGS_REQ reveals the identity of
   the user.  The AS_REQ must also include the user's identity to
   allow the Kerberos Authentication Server to respond with an
   AS_REP message that is encrypted with the user's secret key.
   Using Kerberos, it is therefore only possible to hide the content
   of the encrypted policy locator, which is only useful if this
   value differs from the Kerberos principal name.  Hence, using
   Kerberos it is not "entirely" possible to provide user identity
   confidentiality.
   It is important to note that information stored in the policy
   element may be changed by a policy-aware router or by the policy
   decision point.  Which parts are changed depends upon whether
   multicast or unicast is used, how the policy server reacts, where
   the user is authenticated, whether the user needs to be re-
   authenticated in other network nodes, etc.  Hence, user-specific
   and application-specific information can leak after the messages
   leave the first hop within the network where the user's host is
   attached.  As mentioned at the beginning of this section, this
   information leakage is assumed to be intentional.

(5) Authorization

   In addition to the description of the authorization steps of the
   Host-to-Router interface, user-based authorization is performed
   with the policy element providing user credentials.  The
   inclusion of user and application specific information enables
   policy-based admission control with special user policies that
   are likely to be stored at a dedicated server.  Hence, a Policy
   Decision Point can query, for example, an LDAP server for a
   service level agreement that states the amount of resources a
   certain user is allowed to request.  In addition to the user
   identity information, group membership and other non-security-
   related information may contribute to the evaluation of the final
   policy decision.  If the user is not registered to the currently
   attached domain, then there is the question of how much
   information the home domain of the user is willing to exchange.
   This also impacts the user's privacy policy.
   In general, the user may not want to distribute much of this
   policy information.  Furthermore, the lack of a standardized
   authorization data format may create interoperability problems
   when exchanging policy information.  Hence, we can assume that
   the policy decision point may use information from an initial
   authentication and key agreement protocol (which may have already
   required cross-realm communication with the user's home domain,
   if only to show that the home domain knows the user and that the
   user is entitled to roam), to forward accounting messages to this
   domain.  This represents the traditional subscriber-based
   accounting scenario.  Non-traditional or alternative means of
   access might be deployed in the near future that do not require
   any type of inter-domain communication.
   Additional discussions are required to determine the expected
   authorization procedures. [34] and [35] discuss authorization
   issues for QoS signaling protocols.  Furthermore, a number of
   mobility implications for policy handling in RSVP are described
   in [36].

(6) Performance

   If Kerberos is used for user authentication, then a Kerberos
   ticket must be included in the CREDENTIAL Section of the
   AUTH_DATA element.  The Kerberos ticket has a size larger than
   500 bytes, but it only needs to be sent once because a
   performance optimization allows the session key to be cached as
   noted in Section 7.1 of [1].  It is assumed that subsequent RSVP
   messages only include the POLICY_DATA INTEGRITY object with a
   keyed message digest that uses the Kerberos session key.
   However, this assumes that the security association required for
   the POLICY_DATA INTEGRITY object is created (or modified) to
   allow the selection of the correct key.  Otherwise, it difficult
   to say which identifier is used to index the security
   association.
   If Kerberos is used as an authentication system then, from a
   performance perspective, the message exchange to obtain the
   session key needs to be considered, although the exchange only
   needs to be done once in the lifetime of the session ticket.
   This is particularly true in a mobile environment with a fast
   roaming user's host.
   Public-key-based authentication usually provides the best
   scalability characteristics for key distribution, but the
   protocols are performance demanding.  A major disadvantage of the
   public-key-based user authentication in RSVP is the lack of a
   method to derive a session key.  Hence, every RSVP PATH or RESV
   message includes the certificate and a digital signature, which
   is a huge performance and bandwidth penalty.  For a mobile
   environment with low power devices, high latency, channel noise,
   and low-bandwidth links, this seems to be less encouraging.  Note
   that a public key infrastructure is required to allow the PDP (or
   the first-hop router) to verify the digital signature and the
   certificate.  To check for revoked certificates, certificate
   revocation lists or protocols like the Online Certificate Status
   Protocol [27] and the Simple Certificate Validation Protocol [28]
   are needed.  Then the integrity of the AUTH_DATA object can be
   verified via the digital signature.

Communication between RSVP-Aware Routers

(1) Authentication

   RSVP signaling messages have data origin authentication and are
   protected against modification and replay with the RSVP INTEGRITY
   object.  The RSVP message flow between routers is protected based
   on the chain of trust, and hence each router needs only a
   security association with its neighboring routers.  This
   assumption was made because of performance advantages and because
   of special security characteristics of the core network to which
   no user hosts are directly attached.  In the core network the
   network structure does not change frequently and the manual
   distribution of shared secrets for the RSVP INTEGRITY object may
   be acceptable.  The shared secrets may be either manually
   configured or distributed by using appropriately secured network
   management protocols like SNMPv3.
   Independent of the key distribution mechanism, host
   authentication with built-in RSVP mechanisms is accomplished
   using the keyed message digest in the RSVP INTEGRITY object,
   computed using the previously exchanged symmetric key.

(2) Integrity Protection

   Integrity protection is accomplished with the RSVP INTEGRITY
   object with the variable length Keyed Message Digest field.

(3) Replay Protection

   Replay protection with the RSVP INTEGRITY object is extensively
   described in previous sections.  To enable crashed hosts to learn
   the latest sequence number used, the Integrity Handshake
   mechanism is provided in RSVP.

(4) Confidentiality

   Confidentiality is not provided by RSVP.

(5) Authorization

   Depending on the RSVP network, QoS resource authorization at
   different routers may need to contact the PDP again.  Because the
   PDP is allowed to modify the policy element, a token may be added
   to the policy element to increase the efficiency of the re-
   authorization procedure.  This token is used to refer to an
   already computed policy decision.  The communications interface
   from the PEP to the PDP must be properly secured.

(6) Performance

   The performance characteristics for the protection of the RSVP
   signaling messages is largely determined by the key exchange
   protocol, because the RSVP INTEGRITY object is only used to
   compute a keyed message digest of the transmitted signaling
   messages.
   The security associations within the core network, that is,
   between individual routers (in comparison with the security
   association between the user's host and the first-hop router or
   with the attached network in general), can be established more
   easily because of the normally strong trust assumptions.
   Furthermore, it is possible to use security associations with an
   increased lifetime to avoid frequent rekeying.  Hence, there is
   less impact on the performance compared with the user-to-network
   interface.  The security association storage requirements are
   also less problematic.

Miscellaneous Issues

This section describes a number of issues that illustrate some of the shortcomings of RSVP with respect to security.

First-Hop Issue

In case of end-to-end signaling, an end host starts signaling to its attached network. The first-hop communication is often more difficult to secure because of the different requirements and a missing trust relationship. An end host must therefore obtain some information to start RSVP signaling:

   o  Does this network support RSVP signaling?
   o  Which node supports RSVP signaling?
   o  To which node is authentication required?
   o  Which security mechanisms are used for authentication?
   o  Which algorithms are required?
   o  Where should the keys and security associations come from?
   o  Should a security association be established?

RSVP, as specified today, is used as a building block. Hence, these questions have to be answered as part of overall architectural considerations. Without answers to these questions, ad hoc RSVP communication by an end host roaming to an unknown network is not possible. A negotiation of security mechanisms and algorithms is not supported for RSVP.

Next-Hop Problem

Throughout the document it was assumed that the next RSVP node along the path is always known. Knowing the next hop is important to be able to select the correct key for the RSVP Integrity object and to apply the proper protection. In the case in which an RSVP node assumes it knows which node is the next hop, the following protocol exchange can occur:

                  Integrity
                      (A<->C)               +------+
                                  (3)       | RSVP |
                             +------------->+ Node |
                             |              |  B   |
                Integrity    |              +--+---+
                 (A<->C)     |                 |
      +------+    (2)     +--+----+            |
 (1)  | RSVP +----------->+Router |            |  Error
----->| Node |            | or    +<-----------+ (I am B)
      |  A   +<-----------+Network|       (4)
      +------+    (5)     +--+----+
                 Error       .
                (I am B)     .              +------+
                             .              | RSVP |
                                            |  C   |
                                            +------+
                     Figure 6: Next-Hop Issue.

When RSVP node A in Figure 6 receives an incoming RSVP Path message, standard RSVP message processing takes place. Node A then has to decide which key to select to protect the signaling message. We assume that some unspecified mechanism is used to make this decision. In this example, node A assumes that the message will travel to RSVP node C. However, for some reasons (e.g., a route change, inability to learn the next RSVP hop along the path, etc.) the message travels to node B via a non-RSVP supporting router that cannot verify the integrity of the message (or cannot decrypt the Kerberos service ticket). The processing failure causes a PathErr message to be returned to the originating sender of the Path message. This error message also contains information about the node that recognized the error. In many cases, a security association might not be available. Node A receiving the PathErr message might use the information returned with the PathErr message to select a different security association (or to establish one).

Figure 6 describes a behavior that might help node A learn that an error occurred. However, the description in Section 4.2 of [1] states in step (5) that a signaling message is silently discarded if the receiving host cannot properly verify the message: "If the calculated digest does not match the received digest, the message is discarded without further processing." For RSVP Path and similar messages, this functionality is not really helpful.

The RSVP Path message therefore provides a number of functions: path discovery, detecting route changes, discovery of QoS capabilities along the path using the Adspec object (with some interpretation), next-hop discovery, and possibly security association establishment (for example, in the case of Kerberos).

From a security point of view, there are conflicts between:

o Idempotent message delivery and efficiency

  The RSVP Path message especially performs a number of functions.
  Supporting idempotent message delivery somehow contradicts with
  security association establishment, efficient message delivery,
  and message size.  For example, a "real" idempotent signaling
  message would contain enough information to perform security
  processing without depending on a previously executed message
  exchange.  Adding a Kerberos ticket with every signaling message
  is, however, inefficient.  Using public-key-based mechanisms is
  even more inefficient when included in every signaling message.
  With public-key-based protection for idempotent messages, there is
  the additional risk of introducing denial-of-service attacks.

o RSVP Path message functionality and next-hop discovery

  To protect an RSVP signaling message (and an RSVP Path message in
  particular) it is necessary to know the identity of the next
  RSVP-aware node (and some other parameters).  Without a mechanism
  for next-hop discovery, an RSVP Path message is also responsible
  for this task.  Without knowing the identity of the next hop, the
  Kerberos principal name is also unknown.  The so-called Kerberos
  user-to-user authentication mechanism, which would allow the
  receiver to trigger the process of establishing Kerberos
  authentication, is not supported.  This issue will again be
  discussed in relationship with the last-hop problem.
  It is fair to assume that an RSVP-supporting node might not have
  security associations with all immediately neighboring RSVP nodes.
  Especially for inter-domain signaling, IntServ over DiffServ, or
  some new applications such as firewall signaling, the next RSVP-
  aware node might not be known in advance.  The number of next RSVP
  nodes might be considerably large if they are separated by a large
  number of non-RSVP aware nodes.  Hence, a node transmitting an
  RSVP Path message might experience difficulties in properly
  protecting the message if it serves as a mechanism to detect both
  the next RSVP node (i.e., Router Alert Option added to the
  signaling message and addressed to the destination address) and to
  detect route changes.  It is fair to note that, in the intra-
  domain case with a dense distribution of RSVP nodes, protection
  might be possible with manual configuration.
  Nothing prevents an adversary from continuously flooding an RSVP
  node with bogus PathErr messages, although it might be possible to
  protect the PathErr message with an existing, available security
  association.  A legitimate RSVP node would believe that a change
  in the path took place.  Hence, this node might try to select a
  different security association or try to create one with the
  indicated node.  If an adversary is located somewhere along the
  path, and either authentication or authorization is not performed
  with the necessary strength and accuracy, then it might also be
  possible to act as a man-in-the-middle.  One method of reducing
  susceptibility to this attack is as follows: when a PathErr
  message is received from a node with which no security association
  exists, attempt to establish a security association and then
  repeat the action that led to the PathErr message.

Last-Hop Issue

This section tries to address practical difficulties when authentication and key establishment are accomplished with a two- party protocol that shows some asymmetry in message processing. Kerberos is such a protocol and also the only supported protocol that provides dynamic session key establishment for RSVP. For first-hop communication, authentication is typically done between a user and some router (for example the access router). Especially in a mobile environment, it is not feasible to authenticate end hosts based on their IP or MAC address. To illustrate this problem, the typical processing steps for Kerberos are shown for first-hop communication:

(1) The end host A learns the identity (i.e., Kerberos principal

   name) of some entity B.  This entity B is either the next RSVP
   node, a PDP, or the next policy-aware RSVP node.

(2) Entity A then requests a ticket granting ticket for the network

   domain.  This assumes that the identity of the network domain is
   known.

(3) Entity A then requests a service ticket for entity B, whose name

   was learned in step (1).

(4) Entity A includes the service ticket with the RSVP signaling

   message (inside the policy object).  The Kerberos session key is
   used to protect the integrity of the entire RSVP signaling
   message.

For last-hop communication, this processing theoretically has to be reversed: entity A is then a node in the network (for example, the access router) and entity B is the other end host (under the assumption that RSVP signaling is accomplished between two end hosts and not between an end host and an application server). However, the access router in step (1) might not be able to learn the user's principal name because this information might not be available. Entity A could reverse the process by triggering an IAKERB exchange. This would cause entity B to request a service ticket for A as described above. However, IAKERB is not supported in RSVP.

RSVP- and IPsec-Protected Data Traffic

QoS signaling requires flow information to be established at routers along a path. This flow identifier installed at each device tells the router which data packets should receive QoS treatment. RSVP typically establishes a flow identifier based on the 5-tuple (source IP address, destination IP address, transport protocol type, source port, and destination port). If this 5-tuple information is not available, then other identifiers have to be used. ESP-encrypted data traffic is such an example where the transport protocol and the port numbers are not accessible. Hence, the IPsec SPI is used as a substitute for them. [12] considers these IPsec implications for RSVP and is based on three assumptions:

(1) An end host that initiates the RSVP signaling message exchange

   has to be able to retrieve the SPI for a given flow.  This
   requires some interaction with the IPsec security association
   database (SAD) and security policy database (SPD) [3].  An
   application usually does not know the SPI of the protected flow
   and cannot provide the desired values.  It can provide the
   signaling protocol daemon with flow identifiers.  The signaling
   daemon would then need to query the SAD by providing the flow
   identifiers as input parameters and receiving the SPI as an
   output parameter.

(2) [12] assumes end-to-end IPsec protection of the data traffic. If

   IPsec is applied in a nested fashion, then parts of the path do
   not experience QoS treatment.  This can be treated as a problem
   of tunneling that is initiated by the end host.  The following
   figure better illustrates the problem in the case of enforcing
   secure network access:
+------+          +---------------+      +--------+          +-----+
| Host |          | Security      |      | Router |          | Host|
|  A   |          | Gateway (SGW) |      |   Rx   |          |  B  |
+--+---+          +-------+-------+      +----+---+          +--+--+
   |                      |                   |                 |
   |IPsec-Data(           |                   |                 |
   | OuterSrc=A,          |                   |                 |
   | OuterDst=SGW,        |                   |                 |
   | SPI=SPI1,            |                   |                 |
   | InnerSrc=A,          |                   |                 |
   | InnerDst=B,          |                   |                 |
   | Protocol=X,          |IPsec-Data(        |                 |
   | SrcPort=Y,           | SrcIP=A,          |                 |
   | DstPort=Z)           | DstIP=B,          |                 |
   |=====================>| Protocol=X,       |IPsec-Data(      |
   |                      | SrcPort=Y,        | SrcIP=A,        |
   | --IPsec protected->  | DstPort=Z)        | DstIP=B,        |
   |    data traffic      |------------------>| Protocol=X,     |
   |                      |                   | SrcPort=Y,      |
   |                      |                   | DstPort=Z)      |
   |                      |                   |---------------->|
   |                      |                   |                 |
   |                      |     --Unprotected data traffic--->  |
   |                      |                   |                 |
          Figure 7: RSVP and IPsec protected data traffic.
   Host A, transmitting data traffic, would either indicate a 3-
   tuple <A, SGW, SPI1> or a 5-tuple <A, B, X, Y, Z>.  In any case,
   it is not possible to make a QoS reservation for the entire path.
   Two similar examples are remote access using a VPN and protection
   of data traffic between a home agent (or a security gateway in
   the home network) and a mobile node.  The same problem occurs
   with a nested application of IPsec (for example, IPsec between A
   and SGW and between A and B).
   One possible solution to this problem is to change the flow
   identifier along the path to capture the new flow identifier
   after an IPsec endpoint.
   IPsec tunnels that neither start nor terminate at one of the
   signaling end points (for example between two networks) should be
   addressed differently by recursively applying an RSVP signaling
   exchange for the IPsec tunnel.  RSVP signaling within tunnels is
   addressed in [13].

(3) It is assumed that SPIs do not change during the lifetime of the

   established QoS reservation.  If a new IPsec SA is created, then
   a new SPI is allocated for the security association.  To reflect
   this change, either a new reservation has to be established or
   the flow identifier of the existing reservation has to be
   updated.  Because IPsec SAs usually have a longer lifetime, this
   does not seem to be a major issue.  IPsec protection of SCTP data
   traffic might more often require an IPsec SA (and SPI) change to
   reflect added and removed IP addresses from an SCTP association.

End-to-End Security Issues and RSVP

End-to-end security for RSVP has not been discussed throughout the document. In this context, end-to-end security refers to credentials transmitted between the two end hosts using RSVP. It is obvious that care must be taken to ensure that routers along the path are able to process and modify the signaling messages according to prescribed processing procedures. However, some objects or mechanisms could be used for end-to-end protection. The main question, however, is the benefit of such end-to-end security. First, there is the question of how to establish the required security association. Between two arbitrary hosts on the Internet, this might turn out to be quite difficult. Second, the usefulness of end-to-end security depends on the architecture in which RSVP is deployed. If RSVP is used only to signal QoS information into the network, and other protocols have to be executed beforehand to negotiate the parameters and to decide which entity is charged for the QoS reservation, then no end-to-end security is likely to be required. Introducing end-to-end security to RSVP would then cause problems with extensions like RSVP proxy [37], Localized RSVP [38], and others that terminate RSVP signaling somewhere along the path without reaching the destination end host. Such a behavior could then be interpreted as a man-in-the-middle attack.

IPsec Protection of RSVP Signaling Messages

It is assumed throughout that RSVP signaling messages can also be protected by IPsec [3] in a hop-by-hop fashion between two adjacent RSVP nodes. RSVP, however, uses special processing of signaling messages, which complicates IPsec protection. As explained in this section, IPsec should only be used for protection of RSVP signaling messages in a point-to-point communication environment (i.e., an RSVP message can only reach one RSVP router and not possibly more than one). This restriction is caused by the combination of signaling message delivery and discovery into a single message. Furthermore, end-to-end addressing complicates IPsec handling considerably. This section describes at least some of these complications.

RSVP messages are transmitted as raw IP packets with protocol number 46. It might be possible to encapsulate them in UDP as described in Appendix C of [6]. Some RSVP messages (Path, PathTear, and ResvConf) must have the Router Alert IP Option set in the IP header. These messages are addressed to the (unicast or multicast) destination address and not to the next RSVP node along the path. Hence, an IPsec traffic selector can only use these fields for IPsec SA selection. If there is only a single path (and possibly all traffic along it is protected) then there is no problem for IPsec protection of signaling messages. This type of protection is not common and might only be used to secure network access between an end host and its first-hop router. Because the described RSVP messages are addressed to the destination address instead of the next RSVP node, it is not possible to use IPsec ESP [17] or AH [16] in transport mode--only IPsec in tunnel mode is possible.

If an RSVP message can taket more than one possible path, then the IPsec engine will experience difficulties protecting the message. Even if the RSVP daemon installs a traffic selector with the destination IP address, still, no distinguishing element allows selection of the correct security association for one of the possible RSVP nodes along the path. Even if it possible to apply IPsec protection (in tunnel mode) for RSVP signaling messages by incorporating some additional information, there is still the possibility that the tunneled messages do not recognize a path change in a non-RSVP router. In this case the signaling messages would simply follow a different path than the data.

RSVP messages like RESV can be protected by IPsec, because they contain enough information to create IPsec traffic selectors that allow differentiation between various next RSVP nodes. The traffic selector would then contain the protocol number and the source and destination address pair of the two communicating RSVP nodes.

One benefit of using IPsec is the availability of key management using either IKE [39], KINK [40] or IKEv2 [41].

Authorization

[34] describes two trust models (NJ Turnpike and NJ Parkway) and two authorization models (per-session and per-channel financial settlement). The NJ Turnpike model gives a justification for hop-by- hop security protection. RSVP focuses on the NJ Turnpike model, although the different trust models are not described in detail. RSVP supports the NJ Parkway model and per-channel financial settlement only to a certain extent. Authentication of the user (or end host) can be provided with the user identity representation

mechanism, but authentication might, in many cases, be insufficient for authorization. The communication procedures defined for policy

objects [42] can be improved to support the more efficient per- channel financial settlement model by avoiding policy handling between inter-domain networks at a signaling message granularity. Additional information about expected behavior of policy handling in RSVP can also be obtained from [43].

[35] and [36] provide additional information on authorization. No good and agreed mechanism for dealing with authorization of QoS reservations in roaming environments is provided. Price distribution mechanisms are only described in papers and never made their way through standardization. RSVP focuses on receiver-initiated reservations with authorization for the QoS reservation by the data receiver, which introduces a fair amount of complexity for mobility handling as described, for example, in [36].

Conclusions

RSVP was the first QoS signaling protocol that provided some security protection. Whether RSVP provides appropriate security protection heavily depends on the environment where it is deployed. RSVP as specified today should be viewed as a building block that has to be adapted to a given architecture.

This document aims to provide more insight into the security of RSVP. It cannot be interpreted as a pass or fail evaluation of the security provided by RSVP.

Certainly this document is not a complete description of all security issues related to RSVP. Some issues that require further consideration are RSVP extensions (for example [12]), multicast issues, and other security properties like traffic analysis. Additionally, the interaction with mobility protocols (micro- and macro-mobility) demands further investigation from a security point of view.

What can be learned from practical protocol experience and from the increased awareness regarding security is that some of the available credential types have received more acceptance than others. Kerberos is a system that is integrated into many IETF protocols today. Public-key-based authentication techniques are, however, still considered to be too heavy-weight (computationally and from a bandwidth perspective) to be used for per-flow signaling. The increased focus on denial of service attacks puts additional demands on the design of public-key-based authentication.

The following list briefly summarizes a few security or architectural issues that deserve improvement:

o Discovery and signaling message delivery should be separated.

o For some applications and scenarios, it cannot be assumed that

  neighboring RSVP-aware nodes know each other.  Hence, some in-path
  discovery mechanism should be provided.

o Addressing for signaling messages should be done in a hop-by-hop

  fashion.

o Standard security protocols (IPsec, TLS, or CMS) should be used

  whenever possible.  Authentication and key exchange should be
  separated from signaling message protection.  In general, it is
  necessary to provide key management to establish security
  associations dynamically for signaling message protection.
  Relying on manually configured keys between neighboring RSVP nodes
  is insufficient.  A separate, less frequently executed key
  management and security association establishment protocol is a
  good place to perform entity authentication, security service
  negotiation and selection, and agreement on mechanisms,
  transforms, and options.

o The use of public key cryptography in authorization tokens,

  identity representations, selective object protection, etc. is
  likely to cause fragmentation, the need to protect against denial
  of service attacks, and other problems.

o Public key authentication and user identity confidentiality

  provided with RSVP require some improvement.

o Public-key-based user authentication only provides entity

  authentication.  An additional security association is required to
  protect signaling messages.

o Data origin authentication should not be provided by non-RSVP

  nodes (such as the PDP).  Such a procedure could be accomplished
  by entity authentication during the authentication and key
  exchange phase.

o Authorization and charging should be better integrated into the

  base protocol.

o Selective message protection should be provided. A protected

  message should be recognizable from a flag in the header.

o Confidentiality protection is missing and should therefore be

  added to the protocol.  The general principle is that protocol
  designers can seldom foresee all of the environments in which
  protocols will be run, so they should allow users to select from a
  full range of security services, as the needs of different user
  communities vary.

o Parameter and mechanism negotiation should be provided.

Security Considerations

This document discusses security properties of RSVP and, as such, it is concerned entirely with security.

Acknowledgements

We would like to thank Jorge Cuellar, Robert Hancock, Xiaoming Fu, Guenther Schaefer, Marc De Vuyst, Bob Grillo, and Jukka Manner for their comments. Additionally, Hannes would like to thank Robert and Jorge for their time discussing various issues.

Finally, we would like to thank Allison Mankin and John Loughney for their guidance and input.

References

Normative References

[1] Baker, F., Lindell, B., and M. Talwar, "RSVP Cryptographic

     Authentication", RFC 2747, January 2000.

[2] Herzog, S., "RSVP Extensions for Policy Control", RFC 2750,

     January 2000.

[3] Kent, S. and R. Atkinson, "Security Architecture for the

     Internet Protocol", RFC 2401, November 1998.

[4] Krawczyk, H., Bellare, M., and R. Canetti, "HMAC: Keyed-Hashing

     for Message Authentication", RFC 2104, February 1997.

[5] Rivest, R., "The MD5 Message-Digest Algorithm", RFC 1321, April

     1992.

[6] Braden, B., Zhang, L., Berson, S., Herzog, S., and S. Jamin,

     "Resource ReSerVation Protocol (RSVP) -- Version 1 Functional
     Specification", RFC 2205, September 1997.

[7] Yadav, S., Yavatkar, R., Pabbati, R., Ford, P., Moore, T.,

     Herzog, S., and R. Hess, "Identity Representation for RSVP",
     RFC 3182, October 2001.

[8] Kohl, J. and C. Neuman, "The Kerberos Network Authentication

     Service (V5)", RFC 1510, September 1993.  Obsoleted by RFC
     4120.

[9] Calhoun, P., Loughney, J., Guttman, E., Zorn, G., and J. Arkko,

     "Diameter Base Protocol", RFC 3588, September 2003.

[10] Durham, D., Boyle, J., Cohen, R., Herzog, S., Rajan, R., and A.

     Sastry, "The COPS (Common Open Policy Service) Protocol", RFC
     2748, January 2000.

[11] Herzog, S., Boyle, J., Cohen, R., Durham, D., Rajan, R., and A.

     Sastry, "COPS usage for RSVP", RFC 2749, January 2000.

[12] Berger, L. and T. O'Malley, "RSVP Extensions for IPSEC Data

     Flows", RFC 2207, September 1997.

[13] Terzis, A., Krawczyk, J., Wroclawski, J., and L. Zhang, "RSVP

     Operation Over IP Tunnels", RFC 2746, January 2000.

Informative References

[14] Hess, R. and S. Herzog, "RSVP Extensions for Policy Control",

     Work in Progress, June 2001.

[15] "Secure Hash Standard, NIST, FIPS PUB 180-1", Federal

     Information Processing Society, April 1995.

[16] Kent, S. and R. Atkinson, "IP Authentication Header", RFC 2402,

     November 1998.

[17] Kent, S. and R. Atkinson, "IP Encapsulating Security Payload

     (ESP)", RFC 2406, November 1998.

[18] Fowler, D., "Definitions of Managed Objects for the DS1, E1,

     DS2 and E2 Interface Types", RFC 2495, January 1999.

[19] Callas, J., Donnerhacke, L., Finney, H., and R. Thayer,

     "OpenPGP Message Format", RFC 2440, November 1998.

[20] Hornstein, K. and J. Altman, "Distributing Kerberos KDC and

     Realm Information with DNS", Work in Progress, July 2002.

[21] Dobbertin, H., Bosselaers, A., and B. Preneel, "RIPEMD-160: A

     strengthened version of RIPEMD in Fast Software Encryption",
     LNCS vol. 1039, pp. 71-82, 1996.

[22] Dobbertin, H., "The Status of MD5 After a Recent Attack", RSA

     Laboratories CryptoBytes, vol. 2, no. 2, 1996.

[23] Aboba, B., Blunk, L., Vollbrecht, J., Carlson, J., and H.

     Levkowetz, "Extensible Authentication Protocol (EAP)", RFC
     3748, June 2004.

[24] Rigney, C., Willens, S., Rubens, A., and W. Simpson, "Remote

     Authentication Dial In User Service (RADIUS)", RFC 2865, June
     2000.

[25] "Microsoft Authorization Data Specification v. 1.0 for

     Microsoft Windows 2000 Operating Systems", April 2000.

[26] Cable Television Laboratories, Inc., "PacketCable Security

     Specification, PKT-SP-SEC-I01-991201", website:
     http://www.PacketCable.com/, June 2003.

[27] Myers, M., Ankney, R., Malpani, A., Galperin, S., and C. Adams,

     "X.509 Internet Public Key Infrastructure Online Certificate
     Status Protocol - OCSP", RFC 2560, June 1999.

[28] Malpani, A., Housley, R., and T. Freeman, "Simple Certificate

     Validation Protocol (SCVP)", Work in Progress, October 2005.

[29] Housley, R., "Cryptographic Message Syntax (CMS)", RFC 3369,

     August 2002.

[30] Kaliski, B., "PKCS #7: Cryptographic Message Syntax Version

     1.5", RFC 2315, March 1998.

[31] "Specifications and standard documents", website:

     http://www.PacketCable.com/, March 2002.

[32] Davis, D. and D. Geer, "Kerberos With Clocks Adrift: History,

     Protocols and Implementation", USENIX Computing Systems, vol 9
     no. 1, Winter 1996.

[33] Raeburn, K., "Encryption and Checksum Specifications for

     Kerberos 5", RFC 3961, February 2005.

[34] Tschofenig, H., Buechli, M., Van den Bosch, S., and H.

     Schulzrinne, "NSIS Authentication, Authorization and Accounting
     Issues", Work in Progress, March 2003.

[35] Tschofenig, H., Buechli, M., Van den Bosch, S., Schulzrinne,

     H., and T. Chen, "QoS NSLP Authorization Issues", Work in
     Progress, June 2003.

[36] Thomas, M., "Analysis of Mobile IP and RSVP Interactions", Work

     in Progress, October 2002.

[37] Gai, S., Gaitonde, S., Elfassy, N., and Y. Bernet, "RSVP

     Proxy", Work in Progress, March 2002.

[38] Manner, J., Suihko, T., Kojo, M., Liljeberg, M., and K.

     Raatikainen, "Localized RSVP", Work in Progress, September
     2004.

[39] Harkins, D. and D. Carrel, "The Internet Key Exchange (IKE)",

     RFC 2409, November 1998.

[40] Thomas, M., "Kerberized Internet Negotiation of Keys (KINK)",

     Work in Progress, October 2005.

[41] Kaufman, C., "Internet Key Exchange (IKEv2) Protocol", RFC

     4306, November 2005.

[42] Herzog, S., "Accounting and Access Control in RSVP", PhD

     Dissertation, USC, Work in Progress, November 1995.

[43] Herzog, S., "Accounting and Access Control for Multicast

     Distributions: Models and Mechanisms", June 1996.

[44] Pato, J., "Using Pre-Authentication to Avoid Password Guessing

     Attacks", Open Software Foundation DCE Request for Comments,
     December 1992.

[45] Tung, B. and L. Zhu, "Public Key Cryptography for Initial

     Authentication in Kerberos", Work in Progress, November 2005.

[46] Wu, T., "A Real-World Analysis of Kerberos Password Security",

     in Proceedings of the 1999 Internet Society Network and
     Distributed System Security Symposium, San Diego, February
     1999.

[47] Wu, T., Wu, F., and F. Gong, "Securing QoS: Threats to RSVP

     Messages and Their Countermeasures", IEEE IWQoS, pp. 62-64,
     1999.

[48] Talwar, V., Nahrstedt, K., and F. Gong, "Securing RSVP For

     Multimedia Applications", Proc ACM Multimedia 2000 (Multimedia
     Security Workshop), November 2000.

[49] Talwar, V., Nahrstedt, K., and S. Nath, "RSVP-SQoS: A Secure

     RSVP Protocol", International Conf on Multimedia and
     Exposition, Tokyo, Japan, August 2001.

[50] Jablon, D., "Strong Password-only Authenticated Key Exchange",

     ACM Computer Communication Review, 26(5), pp. 5-26, October
     1996.

Appendix A. Dictionary Attacks and Kerberos

Kerberos might be used with RSVP as described in this document. Because dictionary attacks are often mentioned in relationship with Kerberos, a few issues are addressed here.

The initial Kerberos AS_REQ request (without pre-authentication, without various extensions, and without PKINIT) is unprotected. The response message AS_REP is encrypted with the client's long-term key. An adversary can take advantage of this fact by requesting AS_REP messages to mount an off-line dictionary attack. Pre-authentication ([44]) can be used to reduce this problem. However, pre- authentication does not entirely prevent dictionary attacks by an adversary who can still eavesdrop on Kerberos messages along the path between a mobile node and a KDC. With mandatory pre-authentication for the initial request, an adversary cannot request a Ticket Granting Ticket for an arbitrary user. On-line password guessing attacks are still possible by choosing a password (e.g., from a dictionary) and then transmitting an initial request that includes a pre-authentication data field. An unsuccessful authentication by the KDC results in an error message and thus gives the adversary a hint to restart the protocol and try a new password.

There are, however, some proposals that prevent dictionary attacks. The use of Public Key Cryptography for initial authentication [45] (PKINIT) is one such solution. Other proposals use strong-password- based authenticated key agreement protocols to protect the user's password during the initial Kerberos exchange. [46] discusses the security of Kerberos and also discusses mechanisms to prevent dictionary attacks.

Appendix B. Example of User-to-PDP Authentication

The following Section describes an example of user-to-PDP authentication. Note that the description below is not fully covered by the RSVP specification and hence it should only be viewed as an example.

Windows 2000, which integrates Kerberos into RSVP, uses a configuration with the user authentication to the PDP as described in [25]. The steps for authenticating the user to the PDP in an intra- realm scenario are the following:

o Windows 2000 requires the user to contact the KDC and to request a

  Kerberos service ticket for the PDP account AcsService in the
  local realm.

o This ticket is then embedded into the AUTH_DATA element and

  included in either the PATH or the RESV message.  In the case of
  Microsoft's implementation, the user identity encoded as a
  distinguished name is encrypted with the session key provided with
  the Kerberos ticket.  The Kerberos ticket is sent without the
  Kerberos authdata element that contains authorization information,
  as explained in [25].

o The RSVP message is then intercepted by the PEP, which forwards it

  to the PDP. [25] does not state which protocol is used to forward
  the RSVP message to the PDP.

o The PDP that finally receives the message and decrypts the

  received service ticket.  The ticket contains the session key used
  by the user's host to
  *  Encrypt the principal name inside the policy locator field of
     the AUTH_DATA object and to
  *  Create the integrity-protected Keyed Message Digest field in
     the INTEGRITY object of the POLICY_DATA element.  The
     protection described here is between the user's host and the
     PDP.  The RSVP INTEGRITY object on the other hand is used to
     protect the path between the user's host and the first-hop
     router, because the two message parts terminate at different
     nodes, and different security associations must be used.  The
     interface between the message-intercepting, first-hop router
     and the PDP must be protected as well.
  *  The PDP does not maintain a user database, and [25] describes
     how the PDP may query the Active Directory (a LDAP based
     directory service) for user policy information.

Appendix C. Literature on RSVP Security

Few documents address the security of RSVP signaling. This section briefly describes some important documents.

Improvements to RSVP are proposed in [47] to deal with insider attacks. Insider attacks are caused by malicious RSVP routers that modify RSVP signaling messages in such a way that they cause harm to the nodes participating in the signaling message exchange.

As a solution, non-mutable RSVP objects are digitally signed by the sender. This digital signature is added to the RSVP PATH message. Additionally, the receiver attaches an object to the RSVP RESV message containing a "signed" history. This value allows

intermediate RSVP routers (by examining the previously signed value) to detect a malicious RSVP node.

A few issues are, however, left open in this document. Replay attacks are not covered, and it is therefore assumed that timestamp- based replay protection is used. To identify a malicious node, it is necessary that all routers along the path are able to verify the digital signature. This may require a global public key infrastructure and also client-side certificates. Furthermore, the bandwidth and computational requirements to compute, transmit, and verify digital signatures for each signaling message might place a burden on a real-world deployment.

Authorization is not considered in the document, which might have an influence on the implications of signaling message modification. Hence, the chain-of-trust relationship (or this step in a different direction) should be considered in relationship with authorization.

In [48], the above-described idea of detecting malicious RSVP nodes is improved by addressing performance aspects. The proposed solution is somewhere between hop-by-hop security and the approach in [47], insofar as it separates the end-to-end path into individual networks. Furthermore, some additional RSVP messages (e.g., feedback messages) are introduced to implement a mechanism called "delayed integrity checking." In [49], the approach presented in [48] is enhanced.

Authors' Addresses

Hannes Tschofenig Siemens Otto-Hahn-Ring 6 Munich, Bavaria 81739 Germany

EMail: [email protected]

Richard Graveman RFG Security 15 Park Avenue Morristown, NJ 07960 USA

EMail: [email protected]

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