RFC4527

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Network Working Group K. Zeilenga Request for Comments: 4527 OpenLDAP Foundation Category: Standards Track June 2006

          Lightweight Directory Access Protocol (LDAP)
                      Read Entry Controls

Status of This Memo

This document specifies an Internet standards track protocol for the Internet community, and requests discussion and suggestions for improvements. Please refer to the current edition of the "Internet Official Protocol Standards" (STD 1) for the standardization state and status of this protocol. Distribution of this memo is unlimited.

Copyright Notice

Copyright (C) The Internet Society (2006).

Abstract

This document specifies an extension to the Lightweight Directory Access Protocol (LDAP) to allow the client to read the target entry of an update operation. The client may request to read the entry before and/or after the modifications are applied. These reads are done as an atomic part of the update operation.

Background and Intent of Use

This document specifies an extension to the Lightweight Directory Access Protocol (LDAP) RFC4510 to allow the client to read the target entry of an update operation (e.g., Add, Delete, Modify, ModifyDN). The extension utilizes controls RFC4511 attached to update requests to request and return copies of the target entry. One request control, called the Pre-Read request control, indicates that a copy of the entry before application of update is to be returned. Another control, called the Post-Read request control, indicates that a copy of the entry after application of the update is to be returned. Each request control has a corresponding response control used to return the entry.

To ensure proper isolation, the controls are processed as an atomic part of the update operation.

The functionality offered by these controls is based upon similar functionality in the X.500 Directory Access Protocol (DAP) [X.511].

The Pre-Read controls may be used to obtain replaced or deleted values of modified attributes or a copy of the entry being deleted.

The Post-Read controls may be used to obtain values of operational attributes, such as the 'entryUUID' RFC4530 and 'modifyTimestamp' RFC4512 attributes, updated by the server as part of the update operation.

Terminology

Protocol elements are described using ASN.1 [X.680] with implicit tags. The term "BER-encoded" means the element is to be encoded using the Basic Encoding Rules [X.690] under the restrictions detailed in Section 5.1 of RFC4511.

DN stands for Distinguished Name. DSA stands for Directory System Agent (i.e., a directory server). DSE stands for DSA-specific Entry.

In this document, the key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" are to be interpreted as described in BCP 14 RFC2119.

Read Entry Controls

The Pre-Read Controls

The Pre-Read request and response controls are identified by the 1.3.6.1.1.13.1 object identifier. Servers implementing these controls SHOULD publish 1.3.6.1.1.13.1 as a value of the 'supportedControl' RFC4512 in their root DSE.

The Pre-Read request control is a LDAP Control RFC4511 whose controlType is 1.3.6.1.1.13.1 and whose controlValue is a BER-encoded AttributeSelection RFC4511, as extended by RFC3673. The criticality may be TRUE or FALSE. This control is appropriate for the modifyRequest, delRequest, and modDNRequest LDAP messages.

The corresponding response control is a LDAP Control whose controlType is 1.3.6.1.1.13.1 and whose the controlValue, an OCTET STRING, contains a BER-encoded SearchResultEntry. The criticality may be TRUE or FALSE. This control is appropriate for the modifyResponse, delResponse, and modDNResponse LDAP messages with a resultCode of success (0).

When the request control is attached to an appropriate update LDAP request, the control requests the return of a copy of the target entry prior to the application of the update. The AttributeSelection indicates, as discussed in RFC4511RFC3673, which attributes are requested to appear in the copy. The server is to return a SearchResultEntry containing, subject to access controls and other constraints, values of the requested attributes.

The normal processing of the update operation and the processing of this control MUST be performed as one atomic action isolated from other update operations.

If the update operation fails (in either normal or control processing), no Pre-Read response control is provided.

The Post-Read Controls

The Post-Read request and response controls are identified by the 1.3.6.1.1.13.2 object identifier. Servers implementing these controls SHOULD publish 1.3.6.1.1.13.2 as a value of the 'supportedControl' RFC4512 in their root DSE.

The Post-Read request control is a LDAP Control RFC4511 whose controlType is 1.3.6.1.1.13.2 and whose controlValue, an OCTET STRING, contains a BER-encoded AttributeSelection RFC4511, as extended by RFC3673. The criticality may be TRUE or FALSE. This

control is appropriate for the addRequest, modifyRequest, and modDNRequest LDAP messages.

The corresponding response control is a LDAP Control whose controlType is 1.3.6.1.1.13.2 and whose controlValue is a BER-encoded SearchResultEntry. The criticality may be TRUE or FALSE. This control is appropriate for the addResponse, modifyResponse, and modDNResponse LDAP messages with a resultCode of success (0).

When the request control is attached to an appropriate update LDAP request, the control requests the return of a copy of the target entry after the application of the update. The AttributeSelection indicates, as discussed in RFC4511RFC3673, which attributes are requested to appear in the copy. The server is to return a SearchResultEntry containing, subject to access controls and other constraints, values of the requested attributes.

The normal processing of the update operation and the processing of this control MUST be performed as one atomic action isolated from other update operations.

If the update operation fails (in either normal or control processing), no Post-Read response control is provided.

Interaction with Other Controls

The Pre-Read and Post-Read controls may be combined with each other and/or with a variety of other controls. When combined with the assertion control RFC4528 and/or the manageDsaIT control RFC3296, the semantics of each control included in the combination applies. The Pre-Read and Post-Read controls may be combined with other controls as detailed in other technical specifications.

Security Considerations

The controls defined in this document extend update operations to support read capabilities. Servers MUST ensure that the client is authorized for reading of the information provided in this control and that the client is authorized to perform the requested directory update.

Security considerations for the update operations RFC4511 extended by this control, as well as general LDAP security considerations RFC4510, generally apply to implementation and use of this extension

IANA Considerations

Registration of the following protocol values RFC4520 have been completed by the IANA.

Object Identifier

The IANA has registered an LDAP Object Identifier to identify LDAP protocol elements defined in this document.

   Subject: Request for LDAP Object Identifier Registration
   Person & email address to contact for further information:
        Kurt Zeilenga <[email protected]>
   Specification: RFC 4527
   Author/Change Controller: IESG
   Comments: Identifies the LDAP Read Entry Controls

LDAP Protocol Mechanisms

The IANA has registered the LDAP Protocol Mechanism described in this document.

   Subject: Request for LDAP Protocol Mechanism Registration
   Object Identifier: 1.3.6.1.1.13.1
   Description: LDAP Pre-read Control
   Person & email address to contact for further information:
        Kurt Zeilenga <[email protected]>
   Usage: Control
   Specification: RFC 4527
   Author/Change Controller: IESG
   Comments: none
   Subject: Request for LDAP Protocol Mechanism Registration
   Object Identifier: 1.3.6.1.1.13.2
   Description: LDAP Post-read Control
   Person & email address to contact for further information:
        Kurt Zeilenga <[email protected]>
   Usage: Control
   Specification: RFC 4527
   Author/Change Controller: IESG
   Comments: none

Acknowledgement

The LDAP Pre-Read and Post-Read controls are modeled after similar capabilities offered in the DAP [X.511].

References

Normative References

RFC2119 Bradner, S., "Key words for use in RFCs to Indicate

             Requirement Levels", BCP 14, RFC 2119, March 1997.

RFC3296 Zeilenga, K., "Named Subordinate References in

             Lightweight Directory Access Protocol (LDAP)
             Directories", RFC 3296, July 2002.

RFC3673 Zeilenga, K., "Lightweight Directory Access Protocol

             version 3 (LDAPv3): All Operational Attributes", RFC
             3673, December 2003.

RFC4510 Zeilenga, K., Ed, "Lightweight Directory Access

             Protocol (LDAP): Technical Specification Road Map", RFC
             4510, June 2006.

RFC4511 Sermersheim, J., Ed., "Lightweight Directory Access

             Protocol (LDAP): The Protocol", RFC 4511, June 2006.

RFC4512 Zeilenga, K., "Lightweight Directory Access Protocol

             (LDAP): Directory Information Models", RFC 4512, June
             2006.

RFC4528 Zeilenga, K., "Lightweight Directory Access Protocol

             (LDAP) Assertion Control", RFC 4528, June 2006.

[X.680] International Telecommunication Union -

             Telecommunication Standardization Sector, "Abstract
             Syntax Notation One (ASN.1) - Specification of Basic
             Notation", X.680(1997) (also ISO/IEC 8824-1:1998).

[X.690] International Telecommunication Union -

             Telecommunication Standardization Sector,
             "Specification of ASN.1 encoding rules: Basic Encoding
             Rules (BER), Canonical Encoding Rules (CER), and
             Distinguished Encoding Rules (DER)", X.690(1997) (also
             ISO/IEC 8825-1:1998).

Informative References

RFC4520 Zeilenga, K., "Internet Assigned Numbers Authority

             (IANA) Considerations for the Lightweight Directory
             Access Protocol (LDAP)", BCP 64, RFC 4520, June 2006.

RFC4530 Zeilenga, K., "Lightweight Directory Access Protocol

             (LDAP) EntryUUID Operational Attribute", RFC 4530, June
             2006.

[X.511] International Telecommunication Union -

             Telecommunication Standardization Sector, "The
             Directory: Abstract Service Definition", X.511(1993)
             (also ISO/IEC 9594-3:1993).

Author's Address

Kurt D. Zeilenga OpenLDAP Foundation

EMail: [email protected]

Full Copyright Statement

Copyright (C) The Internet Society (2006).

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