RFC4678

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Network Working Group A. Bivens Request for Comments: 4678 IBM Research Category: Informational September 2006

              Server/Application State Protocol v1

Status of This Memo

This memo provides information for the Internet community. It does not specify an Internet standard of any kind. Distribution of this memo is unlimited.

Copyright Notice

Copyright (C) The Internet Society (2006).

IESG Note

This RFC is not a candidate for any level of Internet Standard. The IETF disclaims any knowledge of the fitness of this RFC for any purpose and in particular notes that the decision to publish is not based on IETF review for such things as security, congestion control, or inappropriate interaction with deployed protocols. The RFC Editor has chosen to publish this document at its discretion. Readers of this document should exercise caution in evaluating its value for implementation and deployment. See RFC 3932 for more information.

Abstract

Entities responsible for distributing work across a group of systems traditionally do not know a great deal about the ability of the applications on those systems to complete the work in a satisfactory fashion. Workload management systems traditionally know a great deal about the health of applications, but have little control over the rate in which these applications receive work. The Server/Application State Protocol (SASP) provides a mechanism for load balancers and workload management systems to communicate better ways of distributing the existing workload to the group members.

  9.3. Example Flow 1: Load Balancer Registration,
  9.4. Example Flow 2:  Set Load Balancer State, Application

Introduction

Overview

The Server/Application State Protocol is designed to enable load balancers or schedulers (1) to receive traffic weight recommendations from Workload Managers, (2) to register with Workload Managers members of load balancing/scheduling groups, and (3) to enable Workload Managers to suggest new load balancing group members to load balancers and schedulers

The figure below shows where the SASP entities are in typical load balancing topology.

                                        ----------
                                        | Group  |
                               -------->|Member 1|<--|
                               |        ----------   |
                               |                     |
 ---------        ----------   |        ----------   |
 |Request|<------>|  Load  |---|        | Group  |   |
 |Origins|<------>|Balancer|----------->|Member 2|<--|
 ---------        |        |---|        ----------   |
                  ----------   |                     |
                      ^        |        ----------   |
                      |        -------->| Group  |   |
                 SASP |                 |Member 3|<--|
                -------                 ----------   |
                |                                    |
                |      --------------------          |
                |      |     Group        |     SASP |
                ------>| Workload Manager |<----------
                       --------------------
                             Figure 1

SASP is a binary protocol that facilitates communication from load balancers/schedulers to Workload Managers. The connection between the Group Workload Manager (GWM) and the load balancer/scheduler is expected to be a long-running TCP connection. In SASP interactions, the GWM acts as a SASP server waiting to receive connections from the other SASP components. Server port 3860 has been registered with the IANA for SASP communications. It is expected that all SASP components are configured with the DNS name of the GWM to develop

this connection. Security in SASP is handled by transporting binary messages over Secure Socket Layer/Transport Layer Security (SSL/TLS). This document only describes the message format and protocol behavior above the connection and security layers. Connection and security aspects including SSL's authentication and encryption will be implementation specific.

Identities

SASP identifies a load balancer by a UTF-8 string called a "LB UID". A group of "equivalent" servers providing a service is identified by a UTF-8 string called a "Group Name", which is interpreted in the context of the LB UID. A server is identified by its IP address and (optional) port and protocol numbers. A GWM is only identified implicitly as the entity on the other end of the TCP connection from a load balancer or group member. All of these identifiers are local; there are no globally unique identifiers. The LB UID and GroupName fields are unstructured so that components could assign values to these fields that are meaningful to an administrator. For example, in many cases, a load balancer would use the name an administrator provided for the serverfarm group as the groupname in a SASP- specified group. Since the naming options in industry load balancers do not carry explicit naming restrictions, SASP naming options also carry no naming restrictions.

Requirements Notation

The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this document are to be interpreted as described in RFC2119.

Conventions Used in This Document

o Load Balancer - Entity responsible for distributing requests

  amongst the available members.

o Member - Machine, process, or application used to service

  requests.

o Group Workload Manager (GWM) - Entity responsible for reporting or

  managing a group of members on multiple machines.

General Message Structure

Any string interpreted by the group workload manager is assumed to use UTF8. Components implementing SASP MUST support the printable ASCII subrepertoire of UTF8 (0x20-0x7E). Components MAY also choose to provide support for additional UTF8 character encodings. It is

recommended that customers using SASP-enabled products configure the string-generating components (load balancers and group members) to use the same character repertoire.

Many of the SASP structures involve the transfer of multi-byte integer values. In all cases where multi-byte integer values are used, they are considered to be in network-byte order (big-endian).

SASP is organized into several message components. For extendibility and ease of processing, each message component is described in a TLV (Type, Length, Value) format. An illustration of the SASP structure can be found in the example below. The first section is the header followed by the message component type. As mentioned, the header, message component, and all other components have a TLV format. Each component value contains a variable number of fields, some of which refer to upcoming components (explained component descriptions are in upcoming sections). After the first message component, any number of additional components may be included (as stipulated in the fields of the message type).


| |T| Type (SASP Header Type) | | SASP |----------------------------------| | Header |L| Length of SASP header TLV | | |----------------------------------| | |V| Header fields | |-----------------------------------------------| | |T| Type (Message Type) | | Message |----------------------------------| | Type |L| Length of this Message Type TLV| | Component |----------------------------------| | |V| Component fields | |-----------------------------------------------| | |T| Type (Component Type) | | |----------------------------------| |Component-1 |L| Length of this TLV | | |----------------------------------| | |V| Component fields | |-----------------------------------------------| | ... | |-----------------------------------------------| | |T| Type (Component Type) | | |----------------------------------| |Component-n |L| Length of this TLV | | |----------------------------------| | |V| Component fields |


                             Figure 2

TLV Structure

An illustration of the TLV format is shown below. The Type is a two-byte field containing a binary value for the component type. The Length is a two-byte field containing the size of the TLV in bytes (including the Type and Length fields). The Value field is a variable-length field that actually contains the data of the component.

 |-----------------|  |-----------------|  |-----------------|
    Type(2 bytes)       Length(2 bytes)      Value(variable)
                             Figure 3

Component Types

The TLV structure requires a type value for each protocol component. All SASP types are listed in this section.

  Reserved 0x0000-0x1000
  Message Types
     Registration Request 0x1010
     Registration Reply 0x1015
     DeRegistration Request 0x1020
     DeRegistration Reply 0x1025
     Get Weights Request 0x1030
     Get Weights Reply 0x1035
     Send Weights 0x1040
     Set Load Balancer State Request 0x1050
     Set Load Balancer State Reply 0x1055
     Set Member State Request 0x1060
     Set Member State Reply 0x1065
  Utility Component Types
     SASP Header 0x2010
  Singular Component Types
     Member Data 0x3010
     Group Data 0x3011
     Weight Entry Data 0x3012
     Member State Instance 0x3013
  Group Component Types
     Group of Member Data 0x4010
     Group of Weight Entry Data 0x4011
     Group of Member State Data 0x4012
  Reserved 0xF000-0xFFFF

SASP Protocol Header

An illustration of the SASP Header is found in the table below. It is expected that every message will start with the SASP Protocol Header component.

  0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |   SASP header type (0x2010)   |       Size of this TLV        |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |    Version    |                     Message Length
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
                  |                       Message ID
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
                  |
  +-+-+-+-+-+-+-+-+
                             Figure 4

o Version: The version of the protocol used in this message.

o Message Length: A 4-byte signed integer value representing the

  total length of the SASP message.  It is said to be a signed
  4-byte value to make any Java implementations easier (or any other
  implementations without unsigned values); however, no negative
  lengths are valid.

o Message ID: Each request message is given a 4-byte Message ID by

  the message originator, which is simply returned in the Message ID
  field of the reply.  This field is meant to assist the requester
  in correlating replies to the appropriate request when many
  requests have been sent.  In the Send Weights message (the only
  message transaction that has no reply), this field serves no
  purpose.

Version Negotiation

To negotiate the version of the protocol used by the entities involved in the connection, the GWM views the version included in the load balancer request as the load balancer's proposed version.

If the GWM supports the version proposed by the load balancer, it will respond to the connection with the appropriate response code and the load balancer's proposed version in the response header. This proposed version should be the version used for all messages in this connection.

If the GWM does not support the version proposed by the load balancer, the GWM will respond with a "message not understood" response code and the GWM's highest supported SASP version in the version field of the response header. This is an indication for the load balancer to come down to GWM's SASP version level.

Singular Protocol Components

The most basic of SASP components are singular components because they describe a single instance of a member, member resource, member weight, or group. Some of the SASP components reuse other SASP components. When this is the case, any component being reused by a base component will simply be given immediately following the base component. Some examples of this technique are seen and explained in the Weight Entry and Member State Instance components.

Member Data Component

The member data component describes a particular member and is referred to by other components.

  0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |   Member Data Type (0x3010)   |       Size of this TLV        |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |   Protocol    |             Port              |               |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+               +
  |                                                               |
  +                                                               +
  |                                                               |
  +                   IP Address of Member                        +
  |                                                               |
  +                                               +-+-+-+-+-+-+-+-+
  |                                               |  Label Length |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                                                               |
  .                                                               .
  .                          Label                                .
  .                                                               .
  |                                                               |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
                             Figure 5

o Protocol: The assigned number of the IP transport layer used in

  the Protocol Field of the IP header.  These are defined in
  RFC1700; however, a current list is maintained at
  http://www.iana.org.
  for example: TCP = 0x06, UDP = 0x11, etc.

o Port: The port number used for communication to the member.

  *** A value of 0 can be given for the Protocol and Port to signify
  a system level member.  However, 0 shouldn't be perceived as a
  wildcard for either Port or Protocol fields (i.e., a
  deregistration request that includes a MemberData component with a
  0 for the port doesn't mean deregister all applications listening
  on any port of that IP and protocol).

o IP Address: The current format is described by the following 16

  bytes, where IPv4 addresses are represented as "IPv4-compatible
  IPv6 addresses" RFC4291.  In the following example, the x's and
  zeros represent 4-bit hex values.  The x's describe arbitrary hex
  values.
     IPv4 Address: 00 00 00 00 00 00 00 00 00 00 00 00 xx xx xx xx
     IPv6 Address: xx xx xx xx xx xx xx xx xx xx xx xx xx xx xx xx

o Label length: The length, in bytes, of the label string to follow.

o Label: A UTF8 string that may be set while registering a member.

  This string is opaque to the GWM and is simply included with any
  correspondence containing the member data component.  Note that
  the size of this label is <= 255 bytes.  Because UTF8 character
  encodings may be up to 6 bytes, care must be exercised by the load
  balancer or member to make sure the UTF8 string it sends the GWM
  is in fact <= 255 bytes.

Group Data Component

The group data component simply describes a group with which to associate other singular components.

  0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |    Group Data Type (0x3011)   |       Size of this TLV        |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  | LB UID Length |                                               |
  +-+-+-+-+-+-+-+-+                                               +
  .                                                               .
  .                             LB UID                            .
  .                                                               .
  +                                               +-+-+-+-+-+-+-+-+
  |                                               |Group Name Len |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  .                                                               .
  .                          Group Name                           .
  .                                                               .
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
                             Figure 6

o LB UID Length: Length of the LB UID to follow (in bytes).

o LB UID: A UTF8 string used as a unique identifier and a context

  for the Group Name (e.g., a UTF8 representation of the MAC address
  of the load balancer or some type of Universally Unique Identifier
  (UUID)).  This string is used by the Group Workload Manager to
  associate application registration and deregistration, and to set
  state messages with the correct load balancer.  This unique
  identifier should not be any longer than 64 bytes.

o Group Name Len: Length of the Group Name field to follow (in

  bytes).

o Group Name: A UTF8 string the load balancer has chosen to tell the

  Group Workload Manager that members being registered with this
  Group Name are equivalent in function.  In Get Weight and
  DeRegistration messages, the Group Name may be omitted (Group Name
  Length = 0) to indicate all groups from the associated load
  balancer.

Weight Entry Data Component

The Weight Entry Component is used by the get and send weight messages to associate a weight with a particular member (or Member Data). It also uses an opaque member state field and a general member flags field to denote extra information about a member (described below). When the Weight Entry component is used, the Member Data TLV it refers to is listed first, immediately followed by the Weight Entry TLV.

  0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |   Member Data Type (0x3010)   | Size of this Member Data TLV  |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  .                                                               .
  .                      Member Data Fields                       .
  .                                                               .
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |   Weight Entry Type (0x3012)  | Size of this Weight Entry TLV |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |  State Field  |  Flags Field  |             Weight            |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
                             Figure 7

o State Field: This field is used by the member to communicate state

  information to the scheduler.  The information placed in this
  field is opaque to the GWM and will simply be forwarded to the
  scheduler with the member weights.  There are no defined values
  for this field.

o Flags Field: This field has several flag values that describe

  several attributes of the member.
  A.  Contact Success Flag (set by the GWM): describes whether the
      member is currently running.  If the contact success flag is
      off, this member should be avoided by the load balancer.
      +  xxxx xxx1 The GWM has located this running system or
         application.
      +  xxxx xxx0 The GWM has not located this running system or
         application.
  B.  Quiesce Flag (set by the load balancer or Member): used when
      an administrator would like to temporarily remove a member
      from the weight calculation, but not deregister it from the
      group.  When quiesced, the member will still show up in the
      weights, but the quiesce flag will be set, and its weight will
      be zero.  When the administrator returns this member to
      active, the quiesce flag will be 0, and a weight will be
      provided.  If the quiesce flag is on, this member should be
      avoided by the load balancer.
      +  xxxx xx1x The member is quiesced.
      +  xxxx xx0x The member is active (not quiesced).
  C.  Registration Flag (set by the GWM): stores how the member was
      registered.
      +  xxxx x1xx This member has been registered by the load
         balancer/scheduler.
      +  xxxx x0xx This member has registered itself.
  D.  Confident Flag (set by the GWM): describes whether the GWM has
      knowledge of this member's state.  If this flag is off for
      only some of the members in the group while the remaining
      members have valid weights, the load balancer should avoid
      sending work to those members with the confident flag off.  If
      the confident flag is off for all valid group members, the
      load balancer should disregard any recommendation from the GWM
      until the confident flag comes back on for at least one
      member.  In this case where all confident flags are off, the
      load balancer should determine the correct distribution of
      work by other means (perhaps a different advisor, previously
      configured static weights, etc.).
      The goal of the confident flag is to convey to the load
      balancer that it should look to other methods of distribution
      recommendations if the GWM cannot give recommendations for any
      of the valid group members.  If some members of the group have
      the confident flag on but the contact flag off or the quiesced
      flag on (meaning these members should always be avoided) while
      the remaining members of the group have their confident flag
      off, the load balancer should determine the appropriate
      distribution of work for those members with the confident flag
      off by other means.
      +  xxxx 1xxx GWM has determined it has knowledge of the state
         of this member.
      +  xxxx 0xxx GWM has no knowledge of the state of this member.
  E.  Leftmost four bits are reserved (0000 xxxx - 1111 xxxx).

o Weight: This field represents the GWM's recommendation for the

  relative amount of work that should be sent to this member.  This
  is a 16-bit field with a possible range of 0 to 65536.  Load
  balancers should be prepared to receive a wide range of weight
  values.  Load balancers with limited maximum weight values may
  restrict the granularity of management by the GWM and in turn
  cause less than optimal performance.  Many existing
  implementations have supported a minimum raw weight range from 0
  to 100.

Member State Instance Component

The Member State Instance Component is used by the set member state message to indicate the sender's perceived state of the member mentioned. This component is used to set values that will ultimately end up in the WeightEntry component. When the Member State Instance component is used, the Member Data TLV it refers to is listed first, immediately followed by the Member State Instance TLV.

  0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |   Member Data Type (0x3010)   | Size of this Member Data TLV  |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  .                                                               .
  .                      Member Data Fields                       .
  .                                                               .
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  | Member State Instance(0x3013) | Size of Member State Inst TLV |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |  State Field  |  Flags Field  |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
                             Figure 8

o State Field: This field is used by the member to communicate state

  information to the load balancer or scheduler.  There are no
  defined values for this field.

o Flags Field: This field describes attributes of the member.

  Currently the only flag value defined is that of the quiesce flag.
  The quiesce flag is used when an administrator would like to
  temporarily remove a member from the weight calculation, but not
  deregister it from the group.  When quiesced, the member will
  still show up in the weights, but the quiesce flag will be set,
  and its weight will be zero.  When the administrator returns this
  member to active, the quiesce flag will be 0, and a weight will be
  provided.
  A.  Quiesce Flag
      +  xxxx xxx1 The member or load balancer setting this state is
         quiescing this member.
      +  xxxx xxx0 The member or load balancer setting this state is
         placing the member in a non-quiesced state.
  B.  Leftmost seven bits are reserved (0000 000x - 1111 111x).

Group Protocol Components

Group protocol components each contain a collection of related singular components. In particular, they associate Member Data, Weight Entry, or Member State Instance components to a particular Group Data component. In these cases, the particular "Group of x" component will be immediately followed by the Group Data component. The Group Data component will be immediately followed by any number of singular components the group contains. In figures listed in this document, a component type with an asterisk denotes a component that is repeated a number of times.

Group of Member Data Component

The "group of member data" component describes a particular group of members and is used in the registration message components.

  0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  | Group of Member Data (0x4010) | Size of GroupOfMemberData TLV |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |        Member Count           |                               |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+                               +
  .                                                               .
  .                        Group Data TLV                         .
  .                                                               .
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  .                                                               .
  .               *Array of Member Data Components              .
  .                                                               .
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
                             Figure 9

o Member Count: The number of Member Data Components immediately

  following the Group Data structure.

o Array of Member Data Components: There will be as many Member Data

  TLVs as Member Count has specified.  A load balancer/scheduler
  would use these components to pass information that would enable
  the Group Workload Manager to identify the members to associate
  with this Group Name.  The Member Data Component was described in
  Section 5.1.  In DeRegistration messages, the Member Count may be
  set to 0 to indicate all members of a particular group.

Group of Weight Data Component

The "Group of Weight Data" Component is used by the get and send weight messages to create a list of Weight Entry Components for a particular group.

  0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |Group Weight Entry Type(0x4011)| Size of GroupOfWeightEntry TLV|
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |     Weight Entry Count        |                               |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+                               +
  .                                                               .
  .                        Group Data TLV                         .
  .                                                               .
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  .                                                               .
  .              *Array of Weight Entry Data Components           .
  .                                                               .
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
                             Figure 10

o Weight Entry Count: The number of Member Data / Weight Entry

  combinations to follow the Group Data TLV.

o Array of Weight Entry Data TLVs: There will be as many [Member

  Data / Weight Entry] TLVs as Weight Entry Count has specified.
  Each Weight Entry component is preceded by its corresponding
  Member Data component as explained in Section 5.3.  This Member
  Data / Weight Entry data combination will repeat to form as many
  Weight Entry items as the Weight Entry Count specifies.

Group of Member State Data Components

The "group of member state data" component describes a particular set of members and their corresponding state fields used in the Set Member State messages.

  0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |Group Weight Entry Type(0x4011)| Size of GroupOfWeightEntry TLV|
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |  Member State Instance Count  |                               |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+                               +
  .                                                               .
  .                        Group Data TLV                         .
  .                                                               .
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  .                                                               .
  .            *Array of Member State Data Components             .
  .                                                               .
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
                             Figure 11

o Member State Instance Count: The number of Member Data / Member

  State Instance combinations following the Group Data component.

o Array of Member State Data Components: Each Member State Instance

  component is immediately preceded by its corresponding Member Data
  component as explained in Section 5.4.  This Member Data / Member
  State Instance combination will repeat to form as many Member
  State items as the Member State Instance Count specifies.

Protocol Messages

SASP messages are a collection of TLVs (Type, Length, and Value components). The header has no information as to what type of message it is part of; the purpose-specific information is in the message component. This format could facilitate placing more than one message component in a single message; however, this use of multiple message components is not supported in every GWM and could produce indeterminate behavior. Similar to the other protocol components, when a message component needs to involve other components, the additional components immediately follow the message component.

All SASP requests sent to the GWM will be acknowledged with a reply. The reply contains information requested as well as a single-byte response code describing the success of the request. SASP defines some general response codes in the range of 0x00 - 0x3F that may be used regardless of the response message type. However, some request types may cause specific error conditions not covered by the general response codes. The response code range of 0x40 - 0xFF is used for these message-specific response codes. Any given SASP response will only contain one response code (depending on the error type). This section explains the format and purpose of specific SASP messages.

Registration Request and Reply

This exchange happens between the load balancer/scheduler and the Group Workload Manager as well as between the Group Workload Manager and the member to register the members in a group specified by Group Name. Applications are identified with an IP address, Protocol, and Port. Systems are identified only with an IP Address (Port = 0x0000 and Protocol = 0x00). All members in a group have equivalent functionality, so the Group Workload Manager can direct routers, load balancers, and schedulers to any member in the group. Even though registrations can come from either the load balancer/scheduler or the actual member, member-initiated registrations will only be considered if the Trust flag is set while the state of the load balancer/scheduler is set.

Registration Request

  0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  .                                                               .
  .                      SASP Header TLV                          .
  .                                                               .
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  | Registration Req. Type(0x1010)| Size of Registration Req. TLV |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |   Flag Field  |   Group of Member Data Count  |               |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+               +
  .                                                               .
  .           *Array of Group of Member Data Components           .
  .                                                               .
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  • There will be as many Group of Member Data Components as "Group of

Member Data Count" has specified.

                             Figure 12

o Flag Field

  A.  Load Balancer Flag
      +  xxxx xxx1 The entity sending this message is the load
         balancer.
      +  xxxx xxx0 The entity sending this message is an
         Application.
  B.  Leftmost seven bits are reserved (0000 000x - 1111 111x).

o Group of Member Data Count: The number of "Group of Member Data"

  components immediately following the Registration Request
  component.

o Array of Group of Member Data Components: Each "Group of Member

  Data" component is immediately followed by Group Data Components
  and its Member Data components (as described in Section 6.1).  In
  the case where several of these "Group of Member Data" components
  may be present, the second "Group of Member Data" component only
  appears after all of the internal components that are referred to
  by the first "Group of Member Data" component are listed.  The
  format is the same for all subsequent "Group of Member Data"
  components in the message.

Registration Reply

  0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  .                                                               .
  .                      SASP Header TLV                          .
  .                                                               .
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |Registration Reply Type(0x1015)| Size of Registration Reply TLV|
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |  Return Code  |
  +-+-+-+-+-+-+-+-+
                             Figure 13

o General SASP return codes (0x00 - 0x3F)

  *  0x00 Successful
  *  0x10 Message not understood
  *  0x11 GWM will not accept this message from the sender.  Reasons
     for this include the following:
     a. The message was not sent by a LB and trust flag is off
     b. LB attempted to address members of a different LB in the
        message
     c. Vendor specific criteria for this message type were not met.

o Message-Specific return codes (0x40 - 0xFF)

  *  0x40 Member already registered
  *  0x44 Duplicate Member in Request
  *  0x45 Invalid Group (determined by the GWM)
  *  0x50 Invalid Group Name Size (size == 0)
  *  0x51 Invalid LB UID Size (size == 0 or > max)
  *  0x61 Member is registering itself, but LB hasn't yet contacted
     the GWM.  This registration will not be processed.
    • The Invalid Group error return code refers to the LB or member

attempting to form a group that the GWM considers invalid. For example, some GWM vendors may not support the registration of both System and Application members in the same group. To determine what can cause a GWM to return this error code, the vendor's documentation must be consulted.

DeRegistration Request and Reply

This exchange happens between the load balancer/scheduler and the Group Workload Manager as well as between the Group Workload Manager and the Member to deregister members from a group specified by Group Name with the Group Workload Manager. Even though deregistrations can come from either the load balancer/scheduler or the actual member, member-initiated deregistrations will only be considered if the Trust flag is set with a Set LB State message.

DeRegistration Request

  0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  .                                                               .
  .                      SASP Header TLV                          .
  .                                                               .
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |DeRegistration Req.Type(0x1020)|Size of DeRegistration Req. TLV|
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |   Flag Field  |     Reason    |   Group of Member Data Count  |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  .                                                               .
  .           *Array of Group of Member Data Components           .
  .                                                               .
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  • There will be as many Group of Member Data Components as "Group of

Member Data Count" has specified.

                             Figure 14

o Flag Field

  A.  Load Balancer Flag
      +  xxxx xxx1 The entity sending this message is the load
         balancer.
      +  xxxx xxx0 The entity sending this message is an
         Application.
  B.  Leftmost seven bits are reserved (0000 000x - 1111 111x).

o Reason: Byte describing the reason for deregistering the group or

  instance.
  A.  SASP-defined Reason Codes (0x00-0x7F)
      +  0x00 No reason given.
      +  0x01 Learned and Purposeful, i.e., a human has deconfigured
         this member from the load balancer configuration.
      +  0x80-0xFF Open for vendor specific deregistration reason
         codes.

o Group of Member Data Count: The number of "Group of Member Data"

  components immediately following the DeRegistration Request
  component.

o Array of Group of Member Data Components: Each "Group of Member

  Data" component is immediately followed by Group Data Components
  and its Member Data components (as described in Section 6.1).  In
  this case, where several of these "Group of Member Data"
  components may be present, the second "Group of Member Data"
  component only appears after all of the internal components that
  are referred to by the first "Group of Member Data" component are
  listed.  The format is the same for all subsequent "Group of
  Member Data" components in the message.
    • If Member Count equals zero in the Group of Member Data component,

the Group Workload Manager will deregister the entire group.

    • Recall that the Group Data Component contains both a Unique LB

Identifier field and a Group Name field. If the Group Data component has no Group Name (GroupData's Group Name Length==0), the Group Workload Manager will deregister all groups associated with this load balancer.

DeRegistration Reply

  0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  .                                                               .
  .                      SASP Header TLV                          .
  .                                                               .
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |   DeReg. Reply Type(0x1025)   |    Size of DeReg. Reply TLV   |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |  Return Code  |
  +-+-+-+-+-+-+-+-+
                             Figure 15

o Return Code: A byte return code indicating the status of action

  taken.
  A.  General SASP return codes (0x00 - 0x3F)
      +  0x00 Successful
      +  0x10 Message not understood
      +  0x11 GWM will not accept this message from the sender.
         Reasons for this include the following:
         a. The message was not sent by a LB and trust flag is off
         b. LB attempted to address members of a different LB in the
            message
         c. Vendor specific criteria for this message type were not
            met.
  B.  Message-Specific return codes (0x40 - 0xFF)
      +  0x41 Application or System not registered
      +  0x42 Unknown Group Name
      +  0x43 Unknown LB UID
      +  0x44 Duplicate Member in Request
      +  0x46 Duplicate Group in Request (for remove all
         members/groups requests)
      +  0x51 Invalid LB UID Size (size == 0 or > max)
      +  0x61 Member is deregistering itself, but LB hasn't yet
         contacted the GWM.  This deregistration will not be
         processed.

Get Weights Request and Reply

This exchange happens between the load balancer/scheduler and the Group Workload Manager to get weights for the groups specified in the list of GroupData objects. In the case of application load balancing (balancing workloads between applications with the same functionality), the load balancer would call the Group Workload Manager every Interval (parameter returned by the Group Workload Manager below) to get an array of weights and associated members (e.g., Application1 20, SecondCopyOfApplication 30, ThirdCopyOfApplication 5). The load balancer then uses these weights to determine the fashion in which work will be sent to each of the members. For example, in the case of weighted round robin, the load balancer/scheduler would then send a request to Application1, the next to SecondCopyOfApplication, and the next to ThirdCopyOfApplication. After 15 requests, the load balancer/scheduler would only send work to Application1 and SecondCopyOfApplication. After an additional 30 requests, the load balancer/scheduler would only send requests to SecondCopyofApplication. After another 10 requests, the load balancer/scheduler product would start over using the weights of 20,

30, and 5 again; or if the Interval number of seconds have passed, the load balancer/scheduler would get a new set of weights.

Get Weights Request

  0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  .                                                               .
  .                      SASP Header TLV                          .
  .                                                               .
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  | Get Weights Req. Type(0x1030) |  Size of Get Weights Req. TLV |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |        Group Data Count       |                               |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+                               +
  .                                                               .
  .                   *Array of Group Data Components             .
  .                                                               .
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  • There will be as many Group Data Components as "Group Data Count"

has specified.

                             Figure 16

o Group Data Count: The number of "Group Data" components

  immediately following the Get Weights Request TLV.

o Array of Group Data Components: This array of Group Data

  Components lists the groups for which the load balancer wants to
  get weights.
    • If there is no group name in the Group Data structure of the Get

Weights Request, the load balancer is requesting weights for all groups registered for the load balancer.

Get Weights Reply

  0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  .                                                               .
  .                      SASP Header TLV                          .
  .                                                               .
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  | Get Weights Reply Type(0x1035)| Size of Get Weights Reply TLV |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |  Return Code  |            Interval           | Group of Weight
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  Entry Data Count|                                               |
  +-+-+-+-+-+-+-+-+                                               +
  .                                                               .
  .             *Group of Weight Entry Data Components            .
  .                                                               .
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  • There will be as many Group of Weight Entry Data Components as

"Group of Weight Entry Data Count" has specified.

                             Figure 17

o Return Code: A byte return code indicating the status of action

  taken.
  A.  General SASP return codes (0x00 - 0x3F)
      +  0x00 Successful
      +  0x10 Message not understood
      +  0x11 GWM will not accept this message from the sender.
         Reasons for this include the following:
         a. LB attempted to address members of a different LB in the
            message
         b. Vendor specific criteria for this message type were not
            met.
  B.  Message-Specific return codes (0x40 - 0xFF)
      +  0x42 Unknown Group Name
      +  0x43 Unknown LB UID
      +  0x46 Duplicate Group in Request
      +  0x51 Invalid LB uid Size (size == 0 or > max)

o Interval: These two bytes indicate a recommended polling interval

  for the load balancer to use.  The Group Workload Manager is
  stating that any polling interval smaller than the suggested
  interval would probably retrieve values before they have had a
  chance to change.

o Group of Weight Entry Data Components: Each "Group of Weight Data"

  component is immediately followed by Group Data Components and its
  Weight Entry Data components (as described in Section 6.2).  In
  this case, where several "Group of Weight Data" components may be
  present, the second "Group of Weight Data" component only appears
  after all of the internal components that are referred to by the
  first "Group of Weight Data" component are listed.  The format is
  the same for all subsequent "Group of Weight Data" components in
  the message.

Send Weights

This exchange happens between the Group Workload Manager and the load balancer/scheduler to send the new weights for the group specified in Group Name. This message is unique in that it is the only message exchange initiated by the Group Workload Manager and the only message that has no reply. In the case of application load balancing (balancing workloads between applications with the same functionality), the Group Workload Manager would message the load balancer at a possibly dynamic interval (chosen by the Group Workload Manager) to send an array of weights and associated members (e.g., Application1 20, SecondCopyOfApplication 30, ThirdCopyOfApplication 5). The load balancer then uses these weights to determine the fashion in which work will be sent to each of the members. For example, in the case of weighted round robin, the load balancer/scheduler would then send a request to Application1, the next to SecondCopyOfApplication, and the next to ThirdCopyOfApplication. After 15 requests, the load balancer/scheduler would only send work to Application1 and SecondCopyOfApplication. After another 30 requests, the load balancer/scheduler would only send requests to SecondCopyofApplication. After an additional 10 requests, the load balancer/scheduler product would start over using the weights of 20, 30, and 5 again, if it has not yet received a new set of weights. The Group Workload Manager only sends this message if the Push flag has been enabled using a Set Load Balancer State message.

  0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  .                                                               .
  .                      SASP Header TLV                          .
  .                                                               .
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |    Send Weights Type(0x1040)  |    Size of Send Weights TLV   |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |  Group of Weight Data Count   |                               |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+                               +
  .                                                               .
  .             *Group of Weight Entry Data Components            .
  .                                                               .
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  • There will be as many Group of Weight Entry Data Components as

"Group of Weight Data Count" has specified.

                             Figure 18

o Group of Weight Entry Data Components: Each "Group of Weight Data"

  component is immediately followed by Group Data Components and its
  Weight Entry Data components (as described in Section 6.2).  In
  this case, where several "Group of Weight Data" components may be
  present, the second "Group of Weight Data" component only appears
  after all of the internal components that are referred to by the
  first "Group of Weight Data" component are listed.  The format is
  the same for all subsequent "Group of Weight Data" components in
  the message.

Set Member State Request and Reply

This is a special exchange that can take place between the load balancer and the Group Workload Manager or between the Member and the Group Workload Manager to pass information about the state of the member including placing the member in quiesced or non-quiesced states. In particular, the load balancer/scheduler can use this message to quiesce a set of members. Members can also use this message to quiesce themselves as well as to pass certain state information to the load balancer/scheduler that is opaque to the Group Workload Manager. This opaque state information is passed to the load balancer/scheduler with the weights during get and send weight messages.

Set Member State Request

   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  .                                                               .
  .                      SASP Header TLV                          .
  .                                                               .
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |SetMemberState Req.Type(0x1060)|Size of SetMemberState Req. TLV|
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |   Flag Field  | Group of MemberStateData Count|               |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+               +
  .                                                               .
  .        *Array of Group of Member State Data Components        .
  .                                                               .
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  • There will be as many Group of Member State Data Components as

"Group of Member State Data Count" has specified.

                             Figure 19

o Flag Field

  A.  Load Balancer Flag
      +  xxxx xxx1 The entity sending this message is the load
         balancer.
      +  xxxx xxx0 The entity sending this message is an
         Application.
  B.  Leftmost seven bits are reserved (0000 000x - 1111 111x).

o Group of Member State Data Count: The number of "Group of Member

  State Data" components immediately following the Set Member State
  Request TLV.

o Array of Group of Member Data Components: Each "Group of Member

  State Data" component is immediately followed by Group Data
  Components and its Member State Instance components (as described
  in Section 6.3).  In the case where several "Group of Member State
  Data" components may be present, the second "Group of Member State
  Data" component only appears after all of the internal components
  that are referred to by the first "Group of Member State Data"
  component are listed.  The format is the same for all subsequent
  "Group of Member State Data" components in the message.

Set Member State Reply

  0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  .                                                               .
  .                      SASP Header TLV                          .
  .                                                               .
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  | Set Member State Reply(0x1025)|Size of SetMemberStateReply TLV|
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |  Return Code  |
  +-+-+-+-+-+-+-+-+
                             Figure 20

o Return Code: A byte return code indicating the status of action

  taken.
  A.  General SASP return codes (0x00 - 0x3F)
      +  0x00 Successful
      +  0x10 Message not understood
      +  0x11 GWM will not accept this message from the sender.
         Reasons for this include the following:
         a. The message was not sent by a LB and trust flag is off
         b. LB attempted to address members of a different LB in the
            message
         c. Vendor specific criteria for this message type were not
            met.
  B.  Message-Specific return codes (0x40 - 0xFF)
      +  0x41 Application or System not registered
      +  0x42 Unknown Group Name
      +  0x43 Unknown LB UID
      +  0x44 Duplicate Member in Request
      +  0x46 Duplicate Group in Request
      +  0x50 Invalid Group Name Size (size == 0)
      +  0x51 Invalid LB UID Size (size == 0 or > than max)
      +  0x61 Member is setting state for itself, but LB hasn't yet
         contacted the GWM.  This request will not be processed.

Set Load Balancer State Request and Reply

This is an exchange that can take place between the load balancer and the Group Workload Manager to pass information about the state (and partial configuration) of the load balancer.

Set LB State Request

  0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  .                                                               .
  .                      SASP Header TLV                          .
  .                                                               .
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |Set LB State Req. Type (0x1050)| Size of Set LB State Req. TLV |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  | LB UID Length |                                               |
  +-+-+-+-+-+-+-+-+                                               +
  .                                                               .
  .                             LB UID                            .
  .                                                               .
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |    LB Health  |    LB Flags   |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
                             Figure 21

o LB UID Length: one-byte length field describing the size of the

  following LB UID.

o LB UID: This should be the same unique identifier given when

  registering group members for this particular load balancer.

o LB Health: This field gives the load balancer a chance to pass in

  a metric describing its own health or state.
     0x00 - 0x7F Least Healthy - Most Healthy
     0x80 - 0xFF Reserved

o LB Flags:

  A.  Push Flag
      +  xxxx xxx1 The load balancer should receive weights through
         the Send Weights message (GWM pushes weights to load
         balancer).  Even if this flag is set, the GWM must still
         respond accordingly to any Get Weights messages from the
         load balancer.
      +  xxxx xxx0 The load balancer will send a Get Weights message
         to get the new weights.  This is the default behavior.
         (load balancer pulls weights from GWM).
  B.  Trust Flag
      +  xxxx xx1x Trust any member-initiated registration,
         deregistration, or set state message.  Immediately reflect
         the registration, deregistration, or new state in the
         weights sent.
      +  xxxx xx0x Do not trust any member-initiated registration,
         deregistration, or set state message.  Registration,
         Deregistration, and State Setting of members can only occur
         from the load balancer.  Discard any member-initiated
         registration, deregistration, or set state message.  This
         is the default behavior.
  C.  No Change / No Send Flag
      +  xxxx x1xx The GWM must not include members whose weights
         and state (i.e., contact and quiesce flags) have not
         changed since they were last sent.
      +  xxxx x0xx The GWM must include the weights of all group
         members when sending the weights to this load balancer
         (including members whose weights and state have not
         changed).  This is the default behavior.
  D.  Leftmost five bits are reserved (0000 0xxx - 1111 1xxx).

Set LB State Reply

  0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  .                                                               .
  .                      SASP Header TLV                          .
  .                                                               .
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |   Set LB State Reply (0x1025) | Size of Set LB State Reply TLV|
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |  Return Code  |
  +-+-+-+-+-+-+-+-+
                             Figure 22

o Return Code: A byte return code indicating the status of action

  taken.
  A.  General SASP return codes (0x00 - 0x3F)
      +  0x00 Successful
      +  0x10 Message not understood
      +  0x11 GWM will not accept this message from the sender.
         Reasons for this include the following:
         a. LB attempted to address the state of a different LB
         b. Vendor specific criteria for this message type were not
            met.
  B.  Message-Specific return codes (0x40 - 0xFF)
      +  0x51 Invalid LB UID Size (size == 0 or > max)

Example of SASP Message Encoding

This section provides an example of the actual SASP message encoding. For this example, we will look at a sample GetWeights Reply in which two webservers are registered to a serverfarm called FARM1. The IP addresses of the two webservers are 10.10.10.1 and 10.10.10.2. Currently the GWM has a weight of 40 for 10.10.10.1 and 20 for 10.10.10.2. The load balancer has a unique Identifier of "LB1" and the message example was sent by the GWM in response to a request (MessageID: 0x32000000) for FARM1's weights.

The TLVs necessary for this message are shown in the following list.

1. SASP Header TLV


| | Field | Size | Value | |-----------|---------|------------| |T| Type | 2 bytes | 0x2010 | |-----------|---------|------------| |L| Length | 2 bytes | 0x000D | |-----------|---------|------------| | | Version | 1 byte | 0x01 | | |---------|---------|------------| |V| Mesg Len| 4 bytes | 0x0000 006A| | |---------|---------|------------| | | Mesg ID | 4 bytes | 0x3200 0000|


                               Figure 23

2. Get Weights Reply TLV


| | Field | Size | Value | |-----------|---------|------------| |T| Type | 2 bytes | 0x1035 | |-----------|---------|------------| |L| Length | 2 bytes | 0x0009 | |-----------|---------|------------| | | RetCode | 1 byte | 0x00 | | |---------|---------|------------| |V| Interval| 2 bytes | 0x0040 | | |---------|---------|------------| | |GWD Count| 2 bytes | 0x0001 |


  • GWD Count = Group of Weight Data Count
                               Figure 24

3. Group of Weight Data TLV


| | Field | Size | Value | |-----------|---------|------------| |T| Type | 2 bytes | 0x4011 | |-----------|---------|------------| |L| Length | 2 bytes | 0x0006 | |-----------|---------|------------| |V| WE Count| 2 bytes | 0x0002 |


  • WE Count = Weight Entry Count
                               Figure 25

4. Group Data TLV


| | Field | Size | Value | |-----------|---------|------------| |T| Type | 2 bytes | 0x3011 | |-----------|---------|------------| |L| Length | 2 bytes | 0x000E | |-----------|---------|------------| | |LBUID len| 1 byte | 0x03 | | |---------|---------|------------| | | LBUID | 3 bytes | "LB1" or | | | | | 0x4C 42 31 | |V|---------|---------|------------| | |GroupName| 1 byte | 0x05 | | | Length | | | | |---------|---------|------------| | | Group | | "FARM1" or | | | Name | 5 bytes | 0x46 41 52 | | | | | 4D 31 |


                               Figure 26

5. Member Data TLV


| | Field | Size | Value | |-----------|---------|------------| |T| Type | 2 bytes | 0x3010 | |-----------|---------|------------| |L| Length | 2 bytes | 0x0018 | |-----------|---------|------------| | | Protocol| 1 byte | 0x06 | | |---------|---------|------------| | | Port | 2 bytes | 0x0050 | | |---------|---------|------------| |V| IP |16 bytes | 0x0000 0000| | | Address | | 0000 0000| | | | | 0000 0000| | | | | 0A0A 0A01| | |---------|---------|------------| | |Label Len| 1 byte | 0x00 | | |---------|---------|------------| | | Label | 0 bytes | |


                               Figure 27

6. Weight Entry Data TLV


| | Field | Size | Value | |-----------|---------|------------| |T| Type | 2 bytes | 0x3012 | |-----------|---------|------------| |L| Length | 2 bytes | 0x0008 | |-----------|---------|------------| | | State | 1 byte | 0x00 | | |---------|---------|------------| |V| Flags | 1 byte | 0x0D | | |---------|---------|------------| | | Weight | 2 bytes | 0x0028 |


                               Figure 28

7. Member Data TLV


| | Field | Size | Value | |-----------|---------|------------| |T| Type | 2 bytes | 0x3010 | |-----------|---------|------------| |L| Length | 2 bytes | 0x0018 | |-----------|---------|------------| | | Protocol| 1 byte | 0x06 | | |---------|---------|------------| | | Port | 2 bytes | 0x0050 | | |---------|---------|------------| |V| IP |16 bytes | 0x0000 0000| | | Address | | 0000 0000| | | | | 0000 0000| | | | | 0A0A 0A02| | |---------|---------|------------| | |Label Len| 1 byte | 0x00 | | |---------|---------|------------| | | Label | 0 bytes | |


                               Figure 29

8. Weight Entry Data TLV


| | Field | Size | Value | |-----------|---------|------------| |T| Type | 2 bytes | 0x3012 | |-----------|---------|------------| |L| Length | 2 bytes | 0x0008 | |-----------|---------|------------| | | State | 1 byte | 0x00 | | |---------|---------|------------| |V| Flags | 1 byte | 0x0D | | |---------|---------|------------| | | Weight | 2 bytes | 0x0014 |


                               Figure 30

A hex stream representing this same message is below:

  20 10 00 0D 01 00 00 00 6A 32 00 00 00 10 35 00 09 00 00 40
  00 01 40 11 00 06 00 02 30 11 00 0E 03 4C 42 31 05 46 41 52
  4D 31 30 10 00 18 06 00 50 00 00 00 00 00 00 00 00 00 00 00
  00 0A 0A 0A 01 00 30 12 00 08 00 0D 00 28 30 10 00 18 06 00
  50 00 00 00 00 00 00 00 00 00 00 00 00 0A 0A 0A 02 00 30 12
  00 08 00 0D 00 14

(106 bytes)

Protocol Flow

This section describes the expected general flow of the SASP messages.

Normal Protocol Flow

SASP first starts with a connection from an LB to the GWM. This is expected to be a long-running connection and will be used for many messages. After establishing the connection, the LB either registers a group of members or sets a Trust flag to allow the members to register themselves. The Trust flag is set using a Set LB State Request (both message flows are shown below).

Registration from load balancer


Registration Request ------------------

| |----------------------->| | | Load | | Group Workload | | Balancer | Registration Reply | Manager | | |<-----------------------| |


------------------

Set LB State from load balancer


Set LB State Request ------------------

| |----------------------->| | | Load | | Group Workload | | Balancer | Set LB State Reply | Manager | | |<-----------------------| |


------------------

                             Figure 31

The connection can start with other requests, but any other request would likely result in an error (unless this connection is a reconnection that has happened a short period of time after the original connection). For example, if the load balancer issues a deregistration request as its first message, it will receive an error because it has not registered any groups.

The load balancer always drops all state information after a loss of connection and can recover it using a GetWeights message. The establishment of a new connection causes the GWM to assume that the old one is broken. In this case, the GWM will keep all state for the load balancer for a limited time after a detected break. After the limited time has expired, all state for the broken connection will be discarded by the GWM.

Registration of group members may be done at any time. A load balancer can register anywhere from one group with one member to many groups of many members. The member may also register itself if the Trust flag has been set and it knows the appropriate load balancer information. Registrations will add to groups that already exist, but return errors if any of the registered members already exist.

In the case of system load balancing, the representation of a member is only the member's IP address with a 0 used as the value for the port and protocol. In the case of application load balancing, the representation of a member is the member's IP address and the Application's port and protocol.

Deregistration of group members may be done at any time. A load balancer can deregister anywhere from one group with one member to many groups of many members. The LB may also deregister entire groups or deregister all of its groups at once. The member may also deregister itself if the Trust flag has been set and it knows the appropriate load balancer information.

Once members are registered, the GWM will start the monitoring and weight computation processes to determine weights to be sent back to the load balancer. At any time the load balancer may issue a GetWeights message and ask for the weights for members in a particular group. The LB may also set a flag telling the GWM to send the weights without waiting for the GetWeights message. If this flag is set, the GWM will send the weights at an interval it feels is appropriate (the interval could change depending on the algorithm used and variance of the weights generated).

At any time the LB or a particular member may quiesce the member through the use of a SetMemberState message. In this case, the member's weight will always be zero, and the quiesce flag will be

turned on when sending its weight. Members may also use this message to send an opaque state value that will also be presented when sending weights.

At any time, the load balancer may choose to send the GWM a SetLBState request to configure its interaction. The message allows the load balancer to set the Push, Trust, and NoChange_NoSend flags. It also allows the load balancer to pass a health value to the GWM to be displayed.

Behavior in Error Cases

While behaviors in many error conditions will be product specific, the following error cases should have the following expected behavior.

Case: The protocol is violated in an unrecoverable manner by either

  end of the connection.

Behavior: Either end of the connection may choose to disconnect to

  avoid future message synchronization problems.  The state kept
  when disconnected is vendor specific.

Case: LB or application attempts to connect to the GWM before the

  GWM is fully up and running.

Behavior: The LB or application should wait at least 20 seconds to

  retry the connection.

Case: Members attempt to register or deregister themselves before

  the LB develops the connection with the GWM.

Behavior: In this case, the members would receive a reply with an

  error code signifying that there is no LB registered with that LB
  UID.

Case: Member registers or deregisters for an LB who has not set the

  Trust flag.

Behavior: GWM will send Member a reply containing an error code.

Case: LB asks for weights for a group that doesn't exist.

Behavior: GWM will send LB a reply containing an error code.

Case: LB or Member attempts to register a member that is already

  registered in that group.

Behavior: GWM will send sender a reply containing an error code.

Case: LB or Member attempts to deregister a member or group that

  doesn't exist.

Behavior: GWM will send sender a reply containing an error code.

Case: LB or Member tries to set state for a non-registered server.

Behavior: GWM will send sender a reply containing an error code.

Case: LB tries to Get Weights for an unregistered group.

Behavior: GWM will send LB a reply containing an error code.

Example Flow 1: Load Balancer Registration, Getting Weights, and

  Application-Side Quiescing
  Load                 Group Workload
Balancer                   Manager
   |                         |
   | 1) Registration Request |
   |------------------------>|
   |<------------------------|
   |    Registration Reply   |
   |                         |
   | 2) Set LB State Request |
   |------------------------>|
   |<------------------------|
   |    Set LB State Reply   |
   |                         |
   | 3) Get Weights Request  |
   |------------------------>|
   |<------------------------|
   |    Get Weights Reply    |
   |                         | 4) Set Member State Req. --------
   |                         |<-------------------------|Member|
   |                         |------------------------->|  A   |
   |                         |  Set Member State Reply  --------
   |                         |
   |                         | 5) Set Member State Req. --------
   |                         |<-------------------------|Member|
   |                         |------------------------->|  C   |
   |                         |  Set Member State Reply  --------
   |                         |
   | 6) Get Weights Request  |
   |------------------------>|
   |<------------------------|
   |    Get Weights Reply    |
   |                         |
   |                         | 7) Set Member State Req. --------
   |                         |<-------------------------|Member|
   |                         |------------------------->|  C   |
   |                         |  Set Member State Reply  --------
   |                         |
   | 8) Get Weights Request  |
   |------------------------>|
   |<------------------------|
   |    Get Weights Reply    |
   |                         |
                             Figure 32

1. The LB registers Members A, B, and C in a group named GRP1. The

   GWM replies with no error.

2. The LB turns its trust flag on by issuing a Set LB State message:

      LB Health: 0x00 Flags: 0000 0010

3. The LB sends a Get Weights message for GRP1 and gets the reply:

      Members      Opaque State     Flags          Weight
      --------     ------------     ---------      ------
      Member A     0x00             0000 1101      20
      Member B     0x00             0000 1101      40
      Member C     0x00             0000 1101       5

4. Member A sends a Set Member State message with flags:

      Members       Opaque State     Flags
      --------      ------------     ---------
      Member A      0x32             0000 0000

5. Member C sends a Set Member State message to quiesce itself with

   the following flags:
      Members       Opaque State     Flags
      --------      ------------     ---------
      Member C      0x0A             0000 0001

6. The LB sends the Get Weights message for GRP1 and receives the

   following:
      Members       Opaque State     Flags          Weight
      --------      ------------     ---------      ------
      Member A      0x32             0000 1101      20
      Member B      0x00             0000 1101      40
      Member C      0x0A             0000 1111       5

7. Member C sends a Set Member State message to resume (un-quiesce

   itself) with the following flags:
      Members       Opaque State     Flags
      --------      ------------     ---------
      Member C      0x0A             0000 0000

8. The LB sends a Get Weights message for GRP1 and gets the reply:

      Members       Opaque State     Flags          Weight
      --------      ------------     ---------      ------
      Member A      0x32             0000 1101      20
      Member B      0x00             0000 1101      40
      Member C      0x0A             0000 1101       5

Example Flow 2: Set Load Balancer State, Application

  Registration, and Load Balancer Group DeRegistration
  Load                 Group Workload
Balancer                   Manager
   |                         |
   | 1) Set LB State Request |
   |------------------------>|
   |<------------------------|
   |    Set LB State Reply   |
   |                         |
   |                         | 2) Registration Request  --------
   |                         |<-------------------------|Member|
   |                         |------------------------->|  A   |
   |                         |    Registration Reply    --------
   |                         |
   |                         | 3) Registration Request  --------
   |                         |<-------------------------|Member|
   |                         |------------------------->|  B   |
   |                         |    Registration Reply    --------
   |                         |
   | 4) Send Weights Mesg    |
   |<------------------------|
   |                         |
   |                         | 5) Registration Request  --------
   |                         |<-------------------------|Member|
   |                         |------------------------->|  C   |
   |                         |    Registration Reply    --------
   |                         |
   | 6) Send Weights Mesg    |
   |<------------------------|
   |                         |
   |7) Deregistration Request|
   |------------------------>|
   |<------------------------|
   |   Deregistration Reply  |
   |                         |
                             Figure 39

1. The LB sets its state with the Set LB State message and the

   following parameters.
      Health: 0x7F Flags: 0000 0011

2. Member A registers itself for work in GRP1 using the Register

   message.

3. Member B registers itself for work in GRP1 using the Register

   message.

4. The GWM issues a Send Weights message to the LB.

      Members       Opaque State     Flags          Weight
      --------      ------------     ---------      ------
      Member A      0x00             0000 1001      20
      Member B      0x00             0000 1001      40

5. Member C registers itself for work in GRP1 using the Register

   message.

6. The GWM issues a Send Weights message to the LB.

      Members       Opaque State     Flags          Weight
      --------      ------------     ---------      ------
      Member A      0x00             0000 1001      20
      Member B      0x00             0000 1001      40
      Member C      0x00             0000 1001       5

7. LB deregisters GRP1 by using the DeRegister message with the

   Member Data Count = 0

Avoiding Single Points of Failure

o To avoid having a single point of failure at the load balancer, an

  administrator may choose to have multiple load balancers in his or
  her environment.  SASP provides for the GWM to keep track of
  multiple load balancers through the use of load balancer unique
  identifiers (LB UIDs).

o To avoid having a single point of failure at the GWM or enhance

  the load balancing strategy by utilizing the strengths of several
  different GWMs, an administrator may choose to have multiple GWMs
  in his or her environment.  In this case, the load balancer would
  connect to multiple GWMs and register the same groups with
  corresponding members.  The load balancer may choose to coordinate
  the recommendations of each GWM by any method it chooses (e.g.,
  statistical combination such as averaging).  The coordination of
  weights from multiple GWMs is product specific and not addressed
  in this protocol.

10. Security Considerations

SASP is a binary stream expected to be transported over a TCP connection. To secure this protocol, it is expected that implementers of the protocol use a secure mode of transport such as SSL/TLS. Discussions around security concerns have been listed below:

Security Issue: In insecure environments, if the LB UID becomes

  known by another system, the other system could initiate a
  connection and send messages to the GWM causing the GWM to replace
  the previous (possibly valid) connection for the new (potentially
  bad) connection.

Solution: This may not be a concern if the load balancer and GWM are

  in protected parts of the network.  If the administrator is
  concerned about this vulnerability, she should use SSL or TLS to
  provide authentication for the connection.  When using SSL or TLS
  to secure the connection, the administrator SHOULD use both server
  and client authentication through client and server certificates.
  The GWM will trust any certificate that is signed by an authority
  it's been configured to trust.

Security Issue: In insecure environments, if the load balancer turns

  the Trust Flag on, any member or other system can send a
  Registration Message and be included in the serverfarm to receive
  work.  A person with bad intentions and the correct information
  could exploit this feature and register his own application to
  receive work.  His counterfeit application could capture valuable
  data from unsuspecting clients as their transactions are sent to
  his system.

Solution: This may not be a concern if the GWM and its members are

  in protected parts of the network.  If the administrator is
  concerned about this vulnerability, she should use SSL or TLS to
  provide authentication for the member connections.  When using SSL
  or TLS to authenticate the connection, the administrator would
  need to explicitly install valid certificates on each component
  while at the same time establishing the trusted certificates of
  each component.  This would make certain that only those trusted
  components would be permitted to connect to the GWM.

11. Normative References

RFC1700 Reynolds, J. and J. Postel, "Assigned Numbers", STD 2,

          RFC 1700, October 1994.

RFC2119 Bradner, S., "Key words for use in RFCs to Indicate

          Requirement Levels", BCP 14, RFC 2119, March 1997.

RFC4291 Hinden, R. and S. Deering, "IP Version 6 Addressing

          Architecture", RFC 4291, February 2006.

Appendix A. Acknowledgements

The author gratefully acknowledges contributions by Mark Albert, David McCowan, John Fenton, Derek Huckaby, Dyan Collins, and Stefano Testa. Mark Albert, David McCowan, John Fenton, Derek Huckaby, Dyan Collins, and Stefano Testa were supported for this work by Cisco Systems Inc.

The author would also like to thank John Arwe, Dave Bostjancic, Brian Carpenter, Donna Dillenberger, Gus Kassimis, and Thomas Narten for their efforts in the creation and refining of this work.

Author's Address

Alan Bivens IBM T.J. Watson Research Center 19 Skyline Drive Hawthorne, NY 10532 US

EMail: [email protected]

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