RFC5012

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Network Working Group H. Schulzrinne Request for Comments: 5012 Columbia U. Category: Informational R. Marshall, Ed.

                                                                 TCS
                                                        January 2008
       Requirements for Emergency Context Resolution with
                     Internet Technologies

Status of This Memo

This memo provides information for the Internet community. It does not specify an Internet standard of any kind. Distribution of this memo is unlimited.

Abstract

This document defines terminology and enumerates requirements for the context resolution of emergency calls placed by the public using voice-over-IP (VoIP) and general Internet multimedia systems, where Internet protocols are used end to end.

Introduction

Users of both voice-centric (telephone-like) and non-voice services, such as text communication for hearing-disabled users (see RFC3351 and [toip]), expect to be able to initiate a request for help in case of an emergency.

Unfortunately, the existing mechanisms to support emergency calls that have evolved within the public circuit-switched telephone network (PSTN) are not appropriate to handle evolving IP-based voice, text, and real-time multimedia communications. This document outlines the key requirements that IP-based end systems and network elements, such as Session Initiation Protocol (SIP) RFC3261 proxies, need to satisfy in order to provide emergency call services, which at a minimum, offer the same functionality as existing PSTN services, with the additional overall goal of making emergency calling more robust, less costly to implement, and multimedia- capable.

This document only focuses on end-to-end IP-based calls, i.e., where the emergency call originates from an IP end system and terminates in an IP-capable public safety answering point (PSAP), conveyed entirely over an IP network.

We first define terminology in Section 3. The document then outlines various functional issues that relate to placing an IP-based emergency call, including a description of baseline requirements (Section 5), identification of the emergency caller's location (Section 6), use of a service identifier to declare a call to be an emergency call (Section 7), and finally, the mapping function required to route the call to the appropriate PSAP (Section 8).

The primary purpose of the mapping protocol is to produce a PSAP URI drawn from a preferred set of URI schemes such as SIP or SIPS URIs, based on both location information RFC4119 and a service identifier in order to facilitate the IP end-to-end completion of an emergency call.

Aside from obtaining a PSAP URI, the mapping protocol is useful for obtaining other information as well. There may be a case, for example, where an appropriate emergency number is not known, only the location. The mapping protocol can then return a geographically appropriate emergency number based on the input.

Since some PSAPs may not immediately support IP, or because some user equipment (UE) may not initially support emergency service identifiers, it may be necessary to also support emergency service identifiers that utilize less-preferred URI schemes, such as a tel URI in order to complete an emergency call via the PSTN.

Identification of the caller, while not incompatible with the requirements for messaging outlined within this document, is considered to be outside the scope of this document.

Location is required for two separate purposes: first, to support the routing of the emergency call to the appropriate PSAP and second, to display the caller's location to the call taker to help in dispatching emergency assistance to the appropriate location.

This latter use, the display of location information to the PSAP, is orthogonal to the mapping protocol, and is outside the scope of this document.

Requirements Terminology

The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this document are to be interpreted as described in RFC 2119 RFC2119, with the important qualification that, unless otherwise stated, these terms apply to the design of the mapping protocol, not its implementation or application.

Terminology

Emergency Services

Basic emergency service: Basic emergency service allows a caller to

  reach a PSAP serving its current location, but the PSAP may not be
  able to determine the identity or geographic location of the
  caller, except by the call taker asking the caller.

Enhanced emergency service: In enhanced emergency service, the PSAP

  call taker can determine the caller's current location.

Service Providers

Internet Access Provider (IAP): An organization that provides

  physical and data link (layer 2) network connectivity to its
  customers or users, e.g., through digital subscriber lines, cable
  TV plants, Ethernet, leased lines, or radio frequencies.  Examples
  of such organizations include telecommunication carriers,
  municipal utilities, larger enterprises with their own network
  infrastructure, and government organizations, such as the
  military.

Internet Service Provider (ISP): An organization that provides IP

  network-layer services to its customers or users.  This entity may
  or may not provide the physical-layer and data link (layer-2)
  connectivity, such as fiber or Ethernet, i.e., it may or may not
  play the role of an IAP.

Application Service Provider (ASP): The organization or entity that

  provides application-layer services, which may include voice (see
  "Voice Service Provider").  This entity can be a private
  individual, an enterprise, a government, or a service provider.
  An ASP is more general than a Voice Service Provider, since
  emergency calls may use other media beyond voice, including text
  and video.  For a particular user, the ASP may or may not be the
  same organization as his IAP or ISP.

Voice Service Provider (VSP): A specific type of Application Service

  Provider that provides voice related services based on IP, such as
  call routing, a SIP URI, or PSTN termination.  In this document,
  unless noted otherwise, any reference to "Voice Service Provider"
  or "VSP" may be used interchangeably with "Application/Voice
  Service Provider" or "ASP/VSP".

Actors

(Emergency) caller: The term "caller" or "emergency caller" refers

  to the person placing an emergency call or sending an emergency
  instant message (IM).

User Equipment (UE): User equipment is the device or software

  operated by the caller to place an emergency call.  A SIP user
  agent (UA) is an example of user equipment.

Call taker: A call taker is an agent at the PSAP that accepts calls

  and may dispatch emergency help.  Sometimes the functions of call
  taking and dispatching are handled by different groups of people,
  but these divisions of labor are not generally visible to the
  caller and thus do not concern us here.

Call Routing Entities

Emergency Service Routing Proxy (ESRP): An ESRP is an emergency call

  routing support entity that invokes the location-to-PSAP URI
  mapping function, to return an appropriate PSAP URI, or the URI
  for another ESRP.  Client mapping requests could also be performed
  by a number of entities, including entities that instantiate the
  SIP proxy role and the SIP user agent client role.

Public Safety Answering Point (PSAP): A PSAP is a facility where

  emergency calls are received under the responsibility of a public
  authority.  (This terminology is used by both the European
  Telecommunications Standards Institute (ETSI), in ETSI SR 002 180,
  and the National Emergency Number Association (NENA).)  In the
  United Kingdom, PSAPs are called Operator Assistance Centres; in
  New Zealand, Communications Centres.  Within this document, it is
  assumed, unless stated otherwise, that PSAPs support the receipt
  of emergency calls over IP, using appropriate application layer
  protocols, such as SIP for call signaling and RTP for media.

Location

Location: A geographic identification assigned to a region or

  feature based on a specific coordinate system, or by other precise
  information such as a street number and name.  It can be either a
  civic or geographic location.

Civic location: A described location based on some reference system,

  such as jurisdictional region or postal delivery grid.  A street
  address is a common example of a civic location.

Geographic location: A reference to a point that is able to be

  located, as described by a set of defined coordinates within a
  geographic coordinate system, such as latitude and longitude
  within the WGS-84 datum.  For example, a 2-D geographic location
  is defined as an (x,y) coordinate value pair according to the
  distance north or south of the equator and east or west of the
  prime meridian.

Location validation: A caller location is considered valid if the

  civic or geographic location is recognizable within an acceptable
  location reference system (e.g., United States Postal Address or
  the WGS-84 datum) and can be mapped to one or more PSAPs.  While
  it is desirable to determine that a location exists, validation
  may not ensure that such a location exists, but rather may only
  ensure that the location falls within some range of known values.
  Location validation ensures that a location is able to be
  referenced for mapping, but makes no assumption about the
  association between the caller and the caller's location.

Identifiers, Numbers, and Dial Strings

(Emergency) service number: The (emergency) service number is a

  string of digits used to reach the (emergency) service.  The
  emergency service number is often just called the emergency
  number.  It is the number typically dialed on devices directly
  connected to the PSTN and the number reserved for emergency calls
  by national or regional numbering authorities.  It only contains
  the digits 0 through 9, #, and *.  The service number may depend
  on the location of the caller.  For example, the general emergency
  service number in the United States is 911 and the poison control
  service number is 18002221222.  In most cases, the service number
  and dial string are the same; they may differ in some private
  phone networks.  A service number may be carried in tel URLs
  RFC3966, along with a context identifier.  In the North American
  numbering plan, some service numbers are three-digit N11 or
  service codes, but not all emergency numbers have three digits.  A
  caller may have to dial a service dial string (below) that differs
  from the service number when using a PBX.

(Emergency) service dial string: The service dial string identifies

  the string of digits that a caller must dial to reach a particular
  (emergency) service.  In devices directly connected to the PSTN,
  the service dial string is the same as the service number and may
  thus depend on the location of the caller.  However, in private
  phone networks, such as in PBXs, the service dial string consists
  of a dialing prefix to reach an outside line, followed by the
  emergency number.  For example, in a hotel, the dial string for
  emergency services in the United States might be 9911.  Dial
  strings may contain indications of pauses or wait-for-secondary-
  dial-tone indications.  Service dial strings are outside the scope
  of this document.

(Emergency) service identifier: The (emergency) service identifier

  describes the emergency service, independent of the user interface
  mechanism, the signaling protocol that is used to reach the
  service, or the caller's geographic location.  It is a protocol
  constant and used within the mapping and signaling protocols.  An
  example is the service URN RFC5031.

(Emergency) service URL: The service URL is a protocol-specific

  (e.g., SIP) or protocol-agnostic (e.g., im: RFC3860) identifier
  that contains the address of the PSAP or other emergency service.
  It depends on the specific signaling or data transport protocol
  used to reach the emergency service.

Service URN: A service URN is an implementation of a service

  identifier, which can be applied to both emergency and non-
  emergency contexts, e.g., urn:service:sos or
  urn:service:counseling.  Within this document, service URNs are
  referred to as 'emergency service URNs' RFC5031.

Home emergency number: A home emergency number is the emergency

  number valid at the caller's customary home location, e.g., his
  permanent residence.  The home location may or may not coincide
  with the service area of the caller's VSP.

Home emergency dial string: A home dial string is the dial string

  valid at the caller's customary home location, e.g., his permanent
  residence.

Visited emergency number: A visited emergency number is the

  emergency number valid at the caller's current physical location.
  We distinguish the visited emergency number if the caller is
  traveling outside his home region.

Visited emergency dial string: A visited emergency dial string is

  the dial string number valid at the caller's current physical
  location.

Mapping

Mapping: Mapping is the process of resolving a location to one or

  more PSAP URIs that directly identify a PSAP, or point to an
  intermediary that knows about a PSAP and that is designated as
  responsible for serving that location.

Mapping client: A mapping client interacts with the mapping server

  to learn one or more PSAP URIs for a given location.

Mapping protocol: A protocol used to convey the mapping request and

  response.

Mapping server: The mapping server holds information about the

  location-to-PSAP URI mapping.

Mapping service: A network service that uses a distributed mapping

  protocol to perform a mapping between a location and a PSAP, or
  intermediary that knows about the PSAP, and is used to assist in
  routing an emergency call.

Basic Actors

In order to support emergency services covering a large physical area, various infrastructure elements are necessary, including Internet Access Providers (IAPs), Application/Voice Service Providers (ASP/VSPs), Emergency Service Routing Proxy (ESRP) providers, mapping service providers, and PSAPs.

This section outlines which entities will be considered in the routing scenarios discussed.

  Location
  Information     +-----------------+
      |(1)        |Internet         |   +-----------+
      v           |Access           |   |           |
 +-----------+    |Provider         |   | Mapping   |
 |           |    | (3)             |   | Service   |
 | Emergency |<---+-----------------+-->|           |
 | Caller    |    | (2)             |   +-----------+
 |           |<---+-------+         |          ^
 +-----------+    |  +----|---------+------+   |
      ^           |  |   Location   |      |   |
      |           |  |   Information<-+    |   |
      |           +--+--------------+ |(5) |   | (6)
      |              |                |    |   |
      |              |    +-----------v+   |   |
      |   (4)        |    |            |   |   |
      +--------------+--->|    ESRP    |<--+---+
      |              |    |            |   |
      |              |    +------------+   |
      |              |          ^          |
      |              |      (7) |          |  +----+--+
      |    (8)       |          +------------>|       |
      +--------------+----------------------->| PSAP  |
                     |                     |  |       |
                     |Application/         |  +----+--+
                     |Voice                |
                     |Service              |
                     |Provider             |
                     +---------------------+
          Figure 1: Framework for Emergency Call Routing

Figure 1 shows the interaction between the entities involved in the call. There are a number of different deployment choices, as can be easily seen from the figure.

Is the Internet Access Provider also the Application/Voice Service Provider? In the Internet today, the roles of Internet access provider and application/voice service provider are typically provided by different entities. As a consequence, the Application/ Voice Service Provider is typically not able to directly determine the physical location of the emergency caller.

The overlapping squares in the figure indicate that some functions can be collapsed into a single entity. As an example, the Application/Voice Service Provider might be the same entity as the Internet Access Provider. There is, however, no requirement that this must be the case. Additionally, we consider that end systems might act as their own ASP/VSP, e.g., either for enterprises or for residential users.

Various potential interactions between the entities depicted in Figure 1 are described below:

1. Location information might be available to the end host itself.

2. Location information might, however, also be obtained from the

   Internet Access Provider.

3. The emergency caller might need to consult a mapping service to

   determine the PSAP (or other relevant information) that is
   appropriate for the physical location of the emergency caller,
   possibly considering other attributes, such as appropriate
   language support by the emergency call taker.

4. The emergency caller might get assistance for emergency call

   routing by infrastructure elements that are emergency call
   routing support entities, such as an Emergency Service Routing
   Proxy (ESRP) in SIP.

5. Location information is used by emergency call routing support

   entities for subsequent mapping requests.

6. Emergency call routing support entities might need to consult a

   mapping service to determine where to route the emergency call.

7. For infrastructure-based emergency call routing (in contrast to

   UE-based emergency call routing), the emergency call routing
   support entity needs to forward the call to the PSAP.

8. The emergency caller may interact directly with the PSAP, where

   the UE invokes mapping, and initiates a connection, without
   relying on any intermediary emergency call routing support
   entities.

High-Level Requirements

Below, we summarize high-level architectural requirements that guide some of the component requirements detailed later in the document.

Re1. Application/Voice service provider existence: The initiation

  of an IP-based emergency call SHOULD NOT assume the existence of
  an Application/Voice Service Provider (ASP/VSP).
  Motivation: The caller may not have an application/voice service
  provider.  For example, a residence may have its own DNS domain
  and run its own SIP proxy server for that domain.  On a larger
  scale, a university might provide voice services to its students
  and staff, but might not be a telecommunication provider.

Re2. International applicability: Regional, political, and

  organizational aspects MUST be considered during the design of
  protocols and protocol extensions that support IP-based emergency
  calls.
  Motivation: It must be possible for a device or software developed
  or purchased in one country to place emergency calls in another
  country.  System components should not be biased towards a
  particular set of emergency numbers or languages.  Also, different
  countries have evolved different ways of organizing emergency
  services, e.g., either centralizing them or having smaller
  regional subdivisions, such as the United States or
  municipalities, handle emergency calls within their jurisdiction.

Re3. Distributed administration: Deployment of IP-based emergency

  services MUST NOT depend on a single central administrative
  authority.
  Motivation: The design of the mapping protocol must make it
  possible to deploy and administer emergency calling features on a
  regional or national basis without requiring coordination with
  other regions or nations.  The system cannot assume, for example,
  that there is a single global entity issuing certificates for
  PSAPs, ASP/VSPs, IAPs, or other participants.

Re4. Multi-mode communication: IP-based emergency calls MUST

  support multiple communication modes, including, for example,
  audio, video, and text.
  Motivation: Within the PSTN, voice and text telephony (often
  called TTY or text-phone in North America) are the only commonly
  supported media.  Emergency calling must support a variety of
  media.  Such media should include voice, conversational text (RFC
  4103 RFC4103), instant messaging, and video.

Re5. Mapping result usability: The mapping protocol MUST return one

  or more URIs that are usable within a standard signaling protocol
  (i.e., without special emergency extensions).
  Motivation: For example, a SIP URI that is returned by the mapping
  protocol needs to be usable by any SIP-capable phone within a SIP-
  initiated emergency call.  This is in contrast to a "special
  purpose" URI, which may not be recognizable by a legacy SIP
  device.

Re6. PSAP URI accessibility: The mapping protocol MUST support

  interaction between the client and server where no enrollment to a
  mapping service exists or is required.
  Motivation: The mapping server may well be operated by a service
  provider, but access to the server offering the mapping must not
  require use of a specific ISP or ASP/VSP.

Re7. Common data structures and formats: The mapping protocol

  SHOULD support common formats (e.g., PIDF-LO) for location data.
  Motivation: Location databases should not need to be transformed
  or modified in any unusual or unreasonable way in order for the
  mapping protocol to use the data.  For example, a database that
  contains civic addresses used by location servers may be used for
  multiple purposes and applications beyond emergency service
  location-to-PSAP URI mapping.

Re8. Anonymous mapping: The mapping protocol MUST NOT require the

  true identity of the target for which the location information is
  attributed.
  Motivation: Ideally, no identity information is provided via the
  mapping protocol.  Where identity information is provided, it may
  be in the form of an unlinked pseudonym (RFC 3693 RFC3693).

Identifying the Caller's Location

Location can either be provided directly (by value), or via a pointer (by reference), and represents either a civic location, or a geographic location. An important question is how and when to attach location information to the VoIP emergency signaling messages. In general, we can distinguish three modes of operation of how a location is associated with an emergency call:

UA-inserted: The caller's user agent inserts the location

  information into the call-signaling message.

UA-referenced: The caller's user agent provides a pointer (i.e., a

  location reference), via a permanent or temporary identifier, to
  the location information, which is stored by a location server
  somewhere else and then retrieved by the PSAP, ESRP, or other
  authorized entity.

Proxy-inserted: A proxy along the call path inserts the location or

  location reference.

The following requirements apply:

Lo1. Reference datum: The mapping protocol MUST support the WGS-84

  coordinate reference system and MAY support other coordinate
  reference systems.
  Motivation: Though many different datums exist around the world,
  this document recommends the WGS-84 datum since it is designed to
  describe the whole earth, rather than a single continent or other
  region, and is commonly used to represent Global Positioning
  System coordinates.

Lo2. Location delivery by-value: The mapping protocol MUST support

  the delivery of location information using a by-value method,
  though it MAY also support de-referencing a URL that references a
  location object.
  Motivation: The mapping protocol is not required to support the
  ability to de-reference specific location references.

Lo3. Alternate community names: The mapping protocol MUST support

  both the jurisdictional community name and the postal community
  name fields within the PIDF-LO RFC4119 data.
  Motivation: The mapping protocol must accept queries with either a
  postal or jurisdictional community name field, or both, and
  provide appropriate responses.  If a mapping query contains only
  one community name and the database contains both jurisdictional
  and postal community names, the mapping protocol response SHOULD
  return both community names.

Lo4. Validation of civic location: The mapping protocol MUST be

  able to report the results of validating civic locations (street
  addresses).
  Motivation: Location validation provides an opportunity to help
  ascertain ahead of time whether or not a successful mapping to the
  appropriate PSAP will likely occur when it is required.
  Validation may also help to avoid delays during emergency call
  setup due to invalid location data.

Lo5. Information about location data used for mapping: The mapping

  protocol MUST support the ability to provide ancillary information
  about the resolution of location data used to retrieve a PSAP URI.
  Motivation: The mapping server may not use all the data elements
  in the provided location information to determine a match, or may
  be able to find a match based on all of the information except for
  some specific data elements.  The uniqueness of this information
  set may be used to differentiate among emergency jurisdictions.
  Precision or resolution in the context of this requirement might
  mean, for example, explicit identification of the data elements
  that were used successfully in the mapping.

Lo6. Contact for location problems: The mapping protocol MUST

  support a mechanism to contact an appropriate authority to resolve
  mapping-related issues for the queried location.  For example, the
  querier may want to report problems with the response values or
  indicate that the mapping database is mistaken on declaring a
  civic location as non-existent.
  Motivation: Initially, authorities may provide URLs where a human
  user can report problems with an address or location.  In
  addition, web services may be defined to automate such reporting.
  For example, the querier may wish to report that the mapping
  database may be missing a newly built or renamed street or house
  number.

Lo7. Limits to validation: Successful validation of a civic

  location MUST NOT be required to place an emergency call.
  Motivation: In some cases, a civic location may not be considered
  valid.  This fact should not result in the call being dropped or
  rejected by any entity along the call setup signaling path to the
  PSAP.

Lo8. 3D sensitive mapping: The mapping protocol MUST implement

  support for both 2D and 3D location information, and MAY accept
  either a 2D or 3D mapping request as input.
  Motivation: It is expected that queriers may provide either 2D or
  3D data.  When a 3D request is presented within an area only
  defined by 2D data within the mapping server, the mapping result
  would be the same as if the height or altitude coordinate had been
  omitted from the mapping request.

Lo9. Database type indicator: The mapping protocol MAY support a

  mechanism that provides an indication describing a specific type
  of location database used.
  Motivation: It is useful to know the source of the data stored in
  the database used for location validation, either for civic or
  geographic location matching.  In the United States, sources of
  data could include the United States Postal Service, the Master
  Street Address Guide (MSAG), or commercial map data providers.

Emergency Service Identifier

Emergency service identifiers are protocol constants that allow protocol entities, such as SIP proxy servers, to distinguish emergency calls from non-emergency calls and to identify the specific emergency service desired. Emergency service identifiers are a subclass of service identifiers that more generally identify services reachable by callers. An example of a service identifier is the service URN RFC5031, but other identifiers, such as tel URIs RFC3966, may also serve this role during a transition period.

Since this document only addresses emergency services, we use the terms "emergency service identifier" and "service identifier" interchangeably. Requirements for these identifiers include:

Id1. Multiple emergency services: The mapping protocol MUST be able

  to support different emergency services distinguished by different
  service identifiers.
  Motivation: Some jurisdictions may offer multiple types of
  emergency services that operate independently and can be contacted
  directly; for example, fire, police, and ambulance services.

Id2. Extensible emergency service identifiers: The mapping protocol

  MUST support an extensible list of emergency identifiers, though
  it is not required to provide mappings for every possible service.
  Motivation: Extensibility is required since new emergency services
  may be introduced over time, either globally or in some
  jurisdictions.  The availability of emergency services depends on
  the locations.  For example, the Netherlands are unlikely to offer
  a mountain rescue service.

Id3. Discovery of emergency number: The mapping protocol MUST be

  able to return the location-dependent emergency number for the
  location indicated in the query.
  Motivation: Users are trained to dial the appropriate emergency
  number to reach emergency services.  There needs to be a way to
  figure out the emergency number at the current location of the
  caller.

Id4. Home emergency number recognition: User equipment MUST be able

  to translate a home emergency number into an emergency service
  identifier.
  Motivation: The UE could be pre-provisioned with the appropriate
  information in order to perform such a translation or could
  discover the emergency number by querying the mapping protocol
  with its home location.

Id5. Emergency number replacement: There SHOULD be support for

  replacement of the emergency number with the appropriate emergency
  service identifier for each signaling protocol used for an
  emergency call, based on local conventions, regulations, or
  preference (e.g., as in the case of an enterprise).
  Motivation: Any signaling protocol requires the use of some
  identifier to indicate the called party, and the user equipment
  may lack the capability to determine the actual service URL (PSAP
  URI).  The use of local conventions may be required as a
  transition mechanism.  Since relying on recognizing local
  numbering conventions makes it difficult for devices to be used
  outside their home context and for external devices to be
  introduced into a network, protocols should use standardized
  emergency service identifiers.

Id6. Emergency service identifier marking: Signaling protocols MUST

  support emergency service identifiers to mark a call as an
  emergency call.
  Motivation: Marking ensures proper handling as an emergency call
  by downstream elements that may not recognize, for example, a
  local variant of a logical emergency address.  This marking
  mechanism is related to, but independent of, marking calls for
  prioritized call handling RFC4412.

Id7. Handling unrecognized emergency service identifiers: There

  MUST be support for calls that are initiated as emergency calls
  even if the specific emergency service requested is not recognized
  by the ESRP.  Such calls will then be routed to a generic
  emergency service.
  Motivation: Fallback routing allows new emergency services to be
  introduced incrementally, while avoiding non-routable emergency
  calls.  For example, a call for marine rescue services would be
  routed to a general PSAP if the caller's location does not offer
  marine rescue services yet.

Id8. Return fallback service identifier: The mapping protocol MUST

  be able to report back the actual service mapped if the mapping
  protocol substitutes another service for the one requested.
  Motivation: A mapping server may be configured to automatically
  look up the PSAP for another service if the user-requested service
  is not available for that location.  For example, if there is no
  marine rescue service, the mapping protocol might return the PSAP
  URL for general emergencies and include the "urn:service.sos"
  identifier in the response to alert the querier to that fact.

Id9. Discovery of visited emergency numbers: The mapping protocol

  MUST support a mechanism to allow the end device to learn visited
  emergency numbers.
  Motivation: Travelers visiting a foreign country may observe the
  local emergency number, e.g., seeing it painted on the side of a
  fire truck, and then rightfully expect to be able to dial that
  emergency number.  Similarly, a local "good Samaritan" may use a
  tourist's cell phone to summon help.

Mapping Protocol

There are two basic approaches to invoke the mapping protocol. We refer to these as caller-based and mediated. In each case, the mapping client initiates a request to a mapping server via a mapping protocol. A proposed mapping protocol, LoST, is outlined in [lost].

For caller-based resolution, the caller's user agent invokes the mapping protocol to determine the appropriate PSAP based on the

location provided. The resolution may take place well before the actual emergency call is placed, or at the time of the call.

For mediated resolution, an emergency call routing support entity, such as a SIP (outbound) proxy or redirect server, invokes the mapping service.

Since servers may be used as outbound proxy servers by clients that are not in the same geographic area as the proxy server, any proxy server has to be able to translate any caller location to the appropriate PSAP. (A traveler may, for example, accidentally or intentionally configure its home proxy server as its outbound proxy server, even while far away from home.)

Ma1. Baseline query protocol: A mandatory-to-implement protocol

  MUST be specified.
  Motivation: An over-abundance of similarly capable choices appears
  undesirable for interoperability.

Ma2. Extensible protocol: The mapping protocol MUST be designed to

  support the extensibility of location data elements, both for new
  and existing fields.
  Motivation: This is needed, for example, to accommodate future
  extensions-to-location information that might be included in the
  PIDF-LO (RFC4119).

Ma3. Incrementally deployable: The mapping protocol MUST be

  designed to support its incremental deployment.
  Motivation: It must not be necessary, for example, to have a
  global street level database before deploying the system.  It is
  acceptable to have some misrouting of calls when the database does
  not (yet) contain accurate PSAP service area information.

Ma4. Any time mapping: The mapping protocol MUST support the

  ability of the mapping function to be invoked at any time,
  including while an emergency call is in process and before an
  emergency call is initiated.
  Motivation: If the mapping query fails at call time, it may be
  advantageous to be able to fall back to the result of an earlier
  mapping query.  This prior knowledge would be obtained by
  performing a mapping query at any time prior to an emergency call.

Ma5. Anywhere mapping: The mapping protocol MUST support the

  ability to provide mapping information in response to an
  individual query from any (earthly) location, regardless of where
  the mapping client is located, either geographically or by network
  location.
  Motivation: The mapping client, such as an ESRP, may not
  necessarily be anywhere close to the caller or the appropriate
  PSAP, but must still be able to obtain mapping information.

Ma6. Appropriate PSAP: The mapping protocol MUST support the

  routing of an emergency call to the PSAP responsible for a
  particular geographic area.
  Motivation: Routing to the wrong PSAP will result in delays in
  handling emergencies as calls are redirected, and therefore will
  also result in inefficient use of PSAP resources at the initial
  point of contact.  It is important that the location determination
  mechanism not be fooled by the location of IP telephony gateways
  or dial-in lines into a corporate LAN (and dispatch emergency help
  to the gateway or campus, rather than the caller), multi-site LANs
  and similar arrangements.

Ma7. Multiple PSAP URIs: The mapping protocol MUST support a method

  to return multiple PSAP URIs, which cover the same geographic
  area.
  Motivation: Different contact protocols (e.g., PSTN via tel URIs
  and IP via SIP URIs) may be routed to different PSAPs.  Less
  likely, two PSAPs may overlap in their coverage region.

Ma8. Single primary URI per contact protocol: Though the mapping

  protocol may be able to include multiple URIs in the response, it
  SHOULD return only one primary URI per contact protocol used, so
  that clients are not required to select among different targets
  for the same contact protocol.
  Motivation: There may be two or more URIs returned when multiple
  contact protocols are available (e.g., SIP and SMS).  The client
  may select among multiple contact protocols based on its
  capabilities, preference settings, or availability.

Ma9. Non-preferred URI schemes: The mapping protocol MAY support

  the return of a less-preferred URI scheme, such as a tel URI.
  Motivation: In order to provide incremental support to non-IP
  PSAPs, it may be necessary to be able to complete an emergency
  call via the PSTN.

Ma10. URI properties: The mapping protocol MUST support the ability

  to provide ancillary information about a contact that allows the
  mapping client to determine relevant properties of the PSAP URI.
  Motivation: In some cases, the same geographic area is served by
  several PSAPs; for example, a corporate campus might be served by
  both a corporate security department and the municipal PSAP.  The
  mapping protocol should then return URIs for both, with
  information allowing the querying entity to choose one or the
  other.  This determination could be made by either an ESRP, based
  on local policy, or by direct user choice, in the case of caller-
  based methods.

Ma11. Mapping referral: The mapping protocol MUST support a

  mechanism for the mapping client to contact any mapping server and
  be referred to another mapping server that is more qualified to
  answer the query.
  Motivation: Referrals help mitigate the impact of incorrect
  configuration that directs a client to the wrong initial mapping
  server.

Ma12. Split responsibility: The mapping protocol MUST support the

  division of data subset handling between multiple mapping servers
  within a single level of a civic location hierarchy.
  Motivation: For example, two mapping servers for the same city or
  county may handle different streets within that city or county.

Ma13. URL for error reporting: The mapping protocol MUST support

  the ability to return a URL that can be used to report a suspected
  or known error within the mapping database.
  Motivation: If an error is returned, for example, there needs to
  be a URL that points to a resource that can explain or potentially
  help resolve the error.

Ma14. Resilience to mapping server failure: The mapping protocol

  MUST support a mechanism that enables the client to fail over to
  different (replica) mapping server.
  Motivation: The failure of a mapping server should not preclude
  the mapping client from receiving an answer to its query.

Ma15. Traceable resolution: The mapping protocol SHOULD support the

  ability of the mapping client to be able to determine the entity
  or entities that provided the emergency address resolution
  information.
  Motivation: To improve reliability and performance, it is
  important to be able to trace which servers contributed to the
  resolution of a query.

Ma16. Minimal additional delay: Mapping protocol execution SHOULD

  minimize the amount of delay within the overall call-setup time.
  Motivation: Since outbound proxies will likely be asked to resolve
  the same geographic coordinates repeatedly, a suitable time-
  limited caching mechanism should be supported.

Ma17. Freshness indication: The mapping protocol SHOULD support an

  indicator describing how current the information provided by the
  mapping source is.
  Motivation: This is especially useful when an alternate mapping is
  requested, and alternative sources of mapping data may not have
  been created or updated with the same set of information or within
  the same time frame.  Differences in currency between mapping data
  contained within mapping sources should be minimized.

Security Considerations

Threats and security requirements are discussed in a separate document RFC5069.

10. Contributors

The information in this document is partially derived from text written by the following contributors:

Nadine Abbott [email protected]

Hideki Arai [email protected]

Martin Dawson [email protected]

Motoharu Kawanishi [email protected]

Brian Rosen [email protected]

Richard Stastny [email protected]

Martin Thomson [email protected]

James Winterbottom [email protected]

11. Acknowledgments

In addition to thanking those listed above, we would like to also thank Guy Caron, Barry Dingle, Keith Drage, Tim Dunn, Patrik Faltstrom, Clive D.W. Feather, Raymond Forbes, Randall Gellens, Michael Haberler, Michael Hammer, Ted Hardie, Gunnar Hellstrom, Cullen Jennings, Marc Linsner, Rohan Mahy, Patti McCalmont, Don Mitchell, John Morris, Andrew Newton, Steve Norreys, Jon Peterson, James Polk, Benny Rodrig, John Rosenberg, Jonathan Rosenberg, John Schnizlein, Shida Schubert, James Seng, Byron Smith, Barbara Stark, Richard Stastny, Tom Taylor, Hannes Tschofenig, and Nate Wilcox for their helpful input.

12. References

12.1. Normative References

RFC2119 Bradner, S., "Key words for use in RFCs to Indicate

          Requirement Levels", BCP 14, RFC 2119, March 1997.

12.2. Informative References

RFC3261 Rosenberg, J., Schulzrinne, H., Camarillo, G., Johnston,

          A., Peterson, J., Sparks, R., Handley, M., and E.
          Schooler, "SIP: Session Initiation Protocol", RFC 3261,
          June 2002.

RFC3351 Charlton, N., Gasson, M., Gybels, G., Spanner, M., and A.

          van Wijk, "User Requirements for the Session Initiation
          Protocol (SIP) in Support of Deaf, Hard of Hearing and
          Speech-impaired Individuals", RFC 3351, August 2002.

RFC3693 Cuellar, J., Morris, J., Mulligan, D., Peterson, J., and

          J. Polk, "Geopriv Requirements", RFC 3693, February 2004.

RFC3860 Peterson, J., "Common Profile for Instant Messaging

          (CPIM)", RFC 3860, August 2004.

RFC3966 Schulzrinne, H., "The tel URI for Telephone Numbers",

          RFC 3966, December 2004.

RFC4103 Hellstrom, G. and P. Jones, "RTP Payload for Text

          Conversation", RFC 4103, June 2005.

RFC4119 Peterson, J., "A Presence-based GEOPRIV Location Object

          Format", RFC 4119, December 2005.

RFC4412 Schulzrinne, H. and J. Polk, "Communications Resource

          Priority for the Session Initiation Protocol (SIP)",
          RFC 4412, February 2006.

RFC5031 Schulzrinne, H., "A Uniform Resource Name (URN) for

          Emergency and Other Well-Known Services", RFC 5031,
          January 2008.

RFC5069 Taylor, T., Ed., Tschofenig, H., Schulzrinne, H., and M.

          Shanmugam, "Security Threats and Requirements for
          Emergency Call Marking and Mapping", RFC 5069,
          January 2008.

[lost] Hardie, T., "LoST: A Location-to-Service Translation

          Protocol", Work in Progress, August 2007.

[toip] Wijk, A. and G. Gybels, "Framework for real-time text over

          IP using the Session Initiation Protocol  (SIP)", Work
          in Progress, August 2006.

Authors' Addresses

Henning Schulzrinne Columbia University Department of Computer Science 450 Computer Science Building New York, NY 10027 US

Phone: +1 212 939 7004 EMail: [email protected] URI: http://www.cs.columbia.edu

Roger Marshall (editor) TeleCommunication Systems, Inc. 2401 Elliott Avenue 2nd Floor Seattle, WA 98121 US

Phone: +1 206 792 2424 EMail: [email protected] URI: http://www.telecomsys.com

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