RFC5698

From RFC-Wiki

Network Working Group T. Kunz Request for Comments: 5698 Fraunhofer SIT Category: Standards Track S. Okunick

                                                pawisda systems GmbH
                                                         U. Pordesch
                                             Fraunhofer Gesellschaft
                                                       November 2009
          Data Structure for the Security Suitability
               of Cryptographic Algorithms (DSSC)

Abstract

Since cryptographic algorithms can become weak over the years, it is necessary to evaluate their security suitability. When signing or verifying data, or when encrypting or decrypting data, these evaluations must be considered. This document specifies a data structure that enables an automated analysis of the security suitability of a given cryptographic algorithm at a given point of time, which may be in the past, the present, or the future.

Status of This Memo

This document specifies an Internet standards track protocol for the Internet community, and requests discussion and suggestions for improvements. Please refer to the current edition of the "Internet Official Protocol Standards" (STD 1) for the standardization state and status of this protocol. Distribution of this memo is unlimited.

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 A.1.  Verification of Evidence Records Using DSSC

Introduction

Motivation

Digital signatures can provide data integrity and authentication. They are based on cryptographic algorithms that are required to have certain security properties. For example, hash algorithms must be resistant to collisions, and in case of public key algorithms, computation of the private key that corresponds to a given public key must be infeasible. If algorithms lack the required properties, signatures could be forged, unless they are protected by a strong cryptographic algorithm.

Cryptographic algorithms that are used in signatures shall be selected to resist such attacks during their period of use. For signature keys included in public key certificates, this period of use is the validity period of the certificate. Cryptographic algorithms that are used for encryption shall resist such attacks during the period it is planned to keep the information confidential.

Only very few algorithms satisfy the security requirements. Besides, because of the increasing performance of computers and progresses in cryptography, algorithms or their parameters become insecure over the years. The hash algorithm MD5, for example, is unsuitable today for many purposes. A digital signature using a "weak" algorithm has no probative value, unless the "weak" algorithm has been protected by a strong algorithm before the time it was considered to be weak. Many kinds of digital signed data (including signed documents, timestamps, certificates, and revocation lists) are affected, particularly in the case of long-term archiving. Over long periods of time, it is assumed that the algorithms used in signatures become insecure.

For this reason, it is important to periodically evaluate an algorithm's fitness and to consider the results of these evaluations when creating and verifying signatures, or when maintaining the validity of signatures made in the past. One result is a projected validity period for the algorithm, i.e., a prediction of the period of time during which the algorithm is fit for use. This prediction can help to detect whether a weak algorithm is used in a signature and whether that signature has been properly protected in due time by another signature made using an algorithm that is suitable at the present point of time. Algorithm evaluations are made by expert committees. In Germany, the Federal Network Agency annually publishes evaluations of cryptographic algorithms [BNetzAg.2008]. Examples of other European and international evaluations are [ETSI-TS102176-1-2005] and [NIST.800-57-Part1.2006].

These evaluations are published in documents intended to be read by humans. Therefore, to enable automated processing, it is necessary to define a data structure that expresses the content of the evaluations. This standardized data structure can be used for publication and can be interpreted by signature generation and verification tools. Algorithm evaluations are pooled in a security suitability policy. In this document, a data structure for a security suitability policy is specified. Therefore, the document provides a framework for expressing evaluations of cryptographic algorithms. This document does not attempt to catalog the security properties of cryptographic algorithms. Furthermore, no guidelines are made about which kind of algorithms shall be evaluated, for example, security suitability policies may be used to evaluate public key and hash algorithms, signature schemes, and encryption schemes.

Terminology

Algorithm: A cryptographic algorithm, i.e., a public key or hash

  algorithm.  For public key algorithms, this is the algorithm with
  its parameters, if any.  Furthermore, the term "algorithm" is used
  for cryptographic schemes and for actually padding functions.

Operator: Instance that uses and interprets a policy, e.g., a

  signature-verification component.

Policy: An abbreviation for security suitability policy.

Publisher: Instance that publishes the policy containing the

  evaluation of algorithms.

Security suitability policy: The evaluation of cryptographic

  algorithms with regard to their security in a specific application
  area, e.g., signing or verifying data.  The evaluation is
  published in an electronic format.

Suitable algorithm: An algorithm that is evaluated against a policy

  and determined to be valid, i.e., resistant against attacks, at a
  particular point of time.

Conventions Used in This Document

The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this document are to be interpreted as described in RFC2119.

Use Cases

Some use cases for a security suitability policy are presented here.

Long-term archiving: The most important use case is long-term

  archiving of signed data.  Algorithms or their parameters become
  insecure over long periods of time.  Therefore, signatures of
  archived data and timestamps have to be periodically renewed.  A
  policy provides information about suitable and threatened
  algorithms.  Additionally, the policy assists in verifying
  archived as well as re-signed documents.

Services: Services may provide information about cryptographic

  algorithms.  On the basis of a policy, a service is able to
  provide the date when an algorithm became insecure or presumably
  will become insecure, as well as information regarding which
  algorithms are presently valid.  Verification tools or long-term
  archiving systems can request such services and therefore do not
  need to deal with the algorithm security by themselves.
  Long-term Archive Services (LTA) as defined in RFC4810 may use
  the policy for signature renewal.

Signing and verifying: When signing documents or certificates, it

  must be assured that the algorithms used for signing or verifying
  are suitable.  Accordingly, when verifying Cryptographic Message
  Syntax (CMS) RFC5652 or XML signatures (RFC3275,
  [ETSI-TS101903]), not only the validity of the certificates but
  also the validity of all involved algorithms may be checked.

Re-encryption: A security suitability policy can also be used to

  decide if encrypted documents must be re-encrypted because the
  encryption algorithm is no longer secure.

Requirements and Assumptions

Section 2.1 describes general requirements for a data structure containing the security suitability of algorithms. In Section 2.2, assumptions are specified concerning both the design and the usage of the data structure.

A policy contains a list of algorithms that have been evaluated by a publisher. An algorithm evaluation is described by its identifier, security constraints, and validity period. By these constraints, the requirements for algorithm properties must be defined, e.g., a public key algorithm is evaluated on the basis of its parameters.

Requirements

Automatic interpretation: The data structure of the policy must

  allow automated evaluation of the security suitability of an
  algorithm.

Flexibility: The data structure must be flexible enough to support

  new algorithms.  Future policy publications may include
  evaluations of algorithms that are currently unknown.  It must be
  possible to add new algorithms with the corresponding security
  constraints in the data structure.  Additionally, the data
  structure must be independent of the intended use, e.g.,
  encryption, signing, verifying, and signature renewing.  Thus, the
  data structure is usable in every use case.

Source authentication: Policies may be published by different

  institutions, e.g., on the national or European Union (EU) level,
  whereas one policy needs not to be in agreement with the other
  one.  Furthermore, organizations may undertake their own
  evaluations for internal purposes.  For this reason a policy must
  be attributable to its publisher.

Integrity and authenticity: It must be possible to assure the

  integrity and authenticity of a published security suitability
  policy.  Additionally, the date of issue must be identifiable.

Assumptions

It is assumed that a policy contains the evaluations of all currently known algorithms, including the expired ones.

An algorithm is suitable at a time of interest if it is contained in the current policy and the time of interest is within the validity period. Additionally, if the algorithm has any parameters, these parameters must meet the requirements defined in the security constraints.

If an algorithm appears in a policy for the first time, it may be assumed that the algorithm has already been suitable in the past. Generally, algorithms are used in practice prior to evaluation.

To avoid inconsistencies, multiple instances of the same algorithm are prohibited. The publisher must take care to prevent conflicts within a policy.

Assertions made in the policy are suitable at least until the next policy is published.

Publishers may extend the lifetime of an algorithm prior to reaching the end of the algorithm's validity period by publishing a revised policy. Publishers should not resurrect algorithms that are expired at the time a revised policy is published.

Data Structures

This section describes the syntax of a security suitability policy defined as an XML schema [W3C.REC-xmlschema-1-20041028]. ASN.1 modules are defined in Appendix C and Appendix D. The schema uses the following XML namespace [W3C.REC-xml-names-20060816]:

  urn:ietf:params:xml:ns:dssc

Within this document, the prefix "dssc" is used for this namespace. The schema starts with the following schema definition:

<?xml version="1.0" encoding="UTF-8"?> <xs:schema xmlns:xs="http://www.w3.org/2001/XMLSchema"

          xmlns:dssc="urn:ietf:params:xml:ns:dssc"
          xmlns:ds="http://www.w3.org/2000/09/xmldsig#"
          targetNamespace="urn:ietf:params:xml:ns:dssc"
          elementFormDefault="qualified"
          attributeFormDefault="unqualified">

<xs:import namespace="http://www.w3.org/XML/1998/namespace"

          schemaLocation="http://www.w3.org/2001/xml.xsd"/>

<xs:import namespace="http://www.w3.org/2000/09/xmldsig#"

          schemaLocation="xmldsig-core-schema.xsd"/>

SecuritySuitabilityPolicy

The SecuritySuitabilityPolicy element is the root element of a policy. It has an optional id attribute, which MUST be used as a reference when signing the policy (Section 3.13). The optional lang attribute defines the language according to RFC5646. The language is applied to all human-readable text within the policy. If the lang attribute is omitted, the default language is English ("en"). The element is defined by the following schema:

<xs:element name="SecuritySuitabilityPolicy"

           type="dssc:SecuritySuitabilityPolicyType"/>

<xs:complexType name="SecuritySuitabilityPolicyType">

 <xs:sequence>
   <xs:element ref="dssc:PolicyName"/>
   <xs:element ref="dssc:Publisher"/>
   <xs:element name="PolicyIssueDate" type="xs:dateTime"/>
   <xs:element name="NextUpdate" type="xs:dateTime" minOccurs="0"/>
   <xs:element name="Usage" type="xs:string" minOccurs="0"/>
   <xs:element ref="dssc:Algorithm" maxOccurs="unbounded"/>
   <xs:element ref="ds:Signature" minOccurs="0"/>
 </xs:sequence>
 <xs:attribute name="version" type="xs:string" default="1"/>
 <xs:attribute name="lang" default="en"/>
 <xs:attribute name="id" type="xs:ID"/>

</xs:complexType>

PolicyName

The PolicyName element contains an arbitrary name for the policy. The optional elements Object Identifier (OID) and Uniform Resource Identifier (URI) MAY be used for the identification of the policy. OIDs MUST be expressed in the dot notation.

<xs:element name="PolicyName" type="dssc:PolicyNameType"/> <xs:complexType name="PolicyNameType">

 <xs:sequence>
   <xs:element ref="dssc:Name"/>
   <xs:element ref="dssc:ObjectIdentifier" minOccurs="0"/>
   <xs:element ref="dssc:URI" minOccurs="0"/>
 </xs:sequence>

</xs:complexType>

<xs:element name="Name" type="xs:string"/> <xs:element name="ObjectIdentifier">

 <xs:simpleType>
   <xs:restriction base="xs:string">
     <xs:pattern value="(\d+\.)+\d+"/>
   </xs:restriction>
 </xs:simpleType>

</xs:element> <xs:element name="URI" type="xs:anyURI"/>

Publisher

The Publisher element contains information about the publisher of the policy. It is composed of the name (e.g., name of institution), an optional address, and an optional URI. The Address element contains arbitrary free-format text not intended for automatic processing.

<xs:element name="Publisher" type="dssc:PublisherType"/> <xs:complexType name="PublisherType">

 <xs:sequence>
   <xs:element ref="dssc:Name"/>
   <xs:element name="Address" type="xs:string" minOccurs="0"/>
   <xs:element ref="dssc:URI" minOccurs="0"/>
 </xs:sequence>

</xs:complexType>

PolicyIssueDate

The PolicyIssueDate element indicates the point of time when the policy was issued.

NextUpdate

The optional NextUpdate element MAY be used to indicate when the next policy will be issued.

Usage

The optional Usage element determines the intended use of the policy (e.g., certificate validation, signing and verifying documents). The element contains free-format text intended only for human readability.

Algorithm

A security suitability policy MUST contain at least one Algorithm element. An algorithm is identified by an AlgorithmIdentifier element. Additionally, the Algorithm element contains all evaluations of the specific cryptographic algorithm. More than one evaluation may be necessary if the evaluation depends on the parameter constraints. The optional Information element MAY be used to provide additional information like references on algorithm specifications. In order to give the option to extend the Algorithm element, it additionally contains a wildcard. The Algorithm element is defined by the following schema:

<xs:element name="Algorithm" type="dssc:AlgorithmType"/> <xs:complexType name="AlgorithmType">

 <xs:sequence>
   <xs:element ref="dssc:AlgorithmIdentifier"/>
   <xs:element ref="dssc:Evaluation" maxOccurs="unbounded"/>
   <xs:element ref="dssc:Information" minOccurs="0"/>
   <xs:any namespace="##other" minOccurs="0"/>
 </xs:sequence>

</xs:complexType>

AlgorithmIdentifier

The AlgorithmIdentifier element is used to identify a cryptographic algorithm. It consists of the algorithm name, at least one OID, and optional URIs. The algorithm name is not intended to be parsed by automatic processes. It is only intended to be read by humans. The OID MUST be expressed in dot notation (e.g., "1.3.14.3.2.26"). The element is defined as follows:

<xs:element name="AlgorithmIdentifier"

           type="dssc:AlgorithmIdentifierType"/>

<xs:complexType name="AlgorithmIdentifierType">

 <xs:sequence>
   <xs:element ref="dssc:Name"/>
   <xs:element ref="dssc:ObjectIdentifier" maxOccurs="unbounded"/>
   <xs:element ref="dssc:URI" minOccurs="0" maxOccurs="unbounded"/>
 </xs:sequence>

</xs:complexType>

Evaluation

The Evaluation element contains the evaluation of one cryptographic algorithm in dependence of its parameter constraints. For example, the suitability of the RSA algorithm depends on the modulus length (RSA with a modulus length of 1024 may have another suitability period as RSA with a modulus length of 2048). Current hash algorithms like SHA-1 or RIPEMD-160 do not have any parameters. Therefore, the Parameter element is optional. The suitability of the algorithm is expressed by a validity period, which is defined by the Validity element. An optional wildcard MAY be used to extend the Evaluation element.

<xs:element name="Evaluation" type="dssc:EvaluationType"/> <xs:complexType name="EvaluationType">

 <xs:sequence>
   <xs:element ref="dssc:Parameter" minOccurs="0"
                                    maxOccurs="unbounded"/>
   <xs:element ref="dssc:Validity"/>
   <xs:any namespace="##other" minOccurs="0"/>
 </xs:sequence>

</xs:complexType>

3.10. Parameter

The Parameter element is used to express constraints on algorithm- specific parameters.

The Parameter element has a name attribute, which holds the name of the parameter (e.g., "moduluslength" for RSA RFC3447). Section 5 defines parameter names for currently known public key algorithms; these parameter names SHOULD be used. For the actual parameter, a range of values or an exact value may be defined. These constraints are expressed by the following elements:

Min: The Min element defines the minimum value of the parameter.

  That means values equal or greater than the given value meet the
  requirements.

Max: The Max element defines the maximum value the parameter may

  take.

At least one of both elements MUST be set to define a range of values. A range MAY also be specified by a combination of both elements, whereas the value of the Min element MUST be less than or equal to the value of the Max element. The parameter may have any value within the defined range, including the minimum and maximum values. An exact value is expressed by using the same value in both the Min and the Max element.

These constraints are sufficient for all current algorithms. If future algorithms need constraints that cannot be expressed by the elements above, an arbitrary XML structure MAY be inserted that meets the new constraints. For this reason, the Parameter element contains a wildcard. A parameter MUST contain at least one constraint. The schema for the Parameter element is as follows:

<xs:element name="Parameter" type="dssc:ParameterType"/> <xs:complexType name="ParameterType">

 <xs:sequence>
   <xs:element name="Min" type="xs:int" minOccurs="0"/>
   <xs:element name="Max" type="xs:int" minOccurs="0"/>
   <xs:any namespace="##other" minOccurs="0"/>
 </xs:sequence>
 <xs:attribute name="name" type="xs:string" use="required"/>

</xs:complexType>

3.11. Validity

The Validity element is used to define the period of the (predicted) suitability of the algorithm. It is composed of an optional start date and an optional end date. Defining no end date means the algorithm has an open-end validity. Of course, this may be restricted by a future policy that sets an end date for the algorithm. If the end of the validity period is in the past, the algorithm was suitable until that end date. The element is defined by the following schema:

<xs:element name="Validity" type="dssc:ValidityType"/> <xs:complexType name="ValidityType">

 <xs:sequence>
   <xs:element name="Start" type="xs:date" minOccurs="0"/>
   <xs:element name="End" type="xs:date" minOccurs="0"/>
 </xs:sequence>

</xs:complexType>

3.12. Information

The Information element MAY be used to give additional textual information about the algorithm or the evaluation, e.g., references on algorithm specifications. The element is defined as follows:

<xs:element name="Information" type="dssc:InformationType"/> <xs:complexType name="InformationType">

 <xs:sequence>
   <xs:element name="Text" type="xs:string" maxOccurs="unbounded"/>
 </xs:sequence>

</xs:complexType>

3.13. Signature

The optional Signature element MAY be used to guarantee the integrity and authenticity of the policy. It is an XML signature specified in RFC3275. The signature MUST relate to the SecuritySuitabilityPolicy element. If the Signature element is set, the SecuritySuitabilityPolicy element MUST have the optional id attribute. This attribute MUST be used to reference the SecuritySuitabilityPolicy element within the Signature element. Since it is an enveloped signature, the signature MUST use the transformation algorithm identified by the following URI:

  http://www.w3.org/2000/09/xmldsig#enveloped-signature

DSSC Policies

DSSC policies MUST be expressed either in XML or ASN.1. However, in order to reach interoperability, DSSC policies SHOULD be published in both XML and ASN.1.

In the case of XML, a DSSC policy is an XML document that MUST be well-formed and SHOULD be valid. XML-encoded DSSC policies MUST be based on XML 1.0 [W3C.REC-xml-20081126] and MUST be encoded using UTF-8 RFC3629. This specification makes use of XML namespaces [W3C.REC-xml-names-20060816] for identifying DSSC policies. The namespace URI for elements defined by this specification is a URN RFC2141 using the namespace prefix "dssc". This URN is:

  urn:ietf:params:xml:ns:dssc

XML-encoded DSSC policies are identified with the MIME type "application/dssc+xml" and are instances of the XML schema [W3C.REC-xmlschema-1-20041028] defined in Appendix B.

A file containing a DSSC policy in ASN.1 representation (for specification of ASN.1 refer to [CCITT.x208.1988], [CCITT.x209.1988], [CCITT.x680.2002] and [CCITT.x690.2002]) MUST contain only the DER encoding of one DSSC policy, i.e., there MUST NOT be extraneous header or trailer information in the file. ASN.1-based DSSC policies are identified with the MIME type "application/dssc+der". Appropriate ASN.1 modules are defined in Appendices C (1988-ASN.1 syntax) and D (1997-ASN.1 syntax).

Definition of Parameters

This section defines the parameter names for the currently known public key algorithms. The following parameters also refer to cryptographic schemes based on these public key algorithms (e.g., the PKCS#1 v1.5 signature scheme SHA-256 with RSA RFC3447).

  The parameter of RSA RFC3447 SHOULD be named "moduluslength".
  The parameters for the Digital Signature Algorithm (DSA)
  [FIPS186-2] SHOULD be "plength" and "qlength".

These parameter names have been registered by IANA (see Section 8). It may be necessary to register further algorithms not given in this section (in particular, future algorithms). The process for registering parameter names of further algorithms is described in Section 8. Publishers of policies SHOULD use these parameter names so that the correct interpretation is guaranteed.

Processing

Evaluation of an algorithm's security suitability is described in three parts: verification of the policy, determination of algorithm validity, and evaluation of algorithm parameters, if any.

In the following sections, a process is described

o to determine if an algorithm was suitable at a particular point of

  time, and

o to determine until what time an algorithm was or will be suitable.

Inputs

To determine the security suitability of an algorithm, the following information is required:

o Policy

o Current time

o Algorithm identifier and parameter constraints (if associated)

o Time of interest (optional). Providing no time of interest means

  determination of the validity end date of the algorithm.

Verify Policy

The signature on the policy SHOULD be verified and a certification path from the policy signer's certificate to a current trust anchor SHOULD be constructed and validated RFC5280. The algorithms used to verify the digital signature and validate the certification path MUST be suitable per the contents of the policy being verified. If signature verification fails, certification path validation fails or an unsuitable algorithm is required to perform these checks, then the policy MUST be rejected.

The nextUpdate time in the policy MUST be either greater than the current time or absent. If the nextUpdate time is less than the current time, the policy MUST be rejected.

Algorithm Evaluation

To determine the validity period of an algorithm, locate the Algorithm element in the policy that corresponds to the algorithm identifier provided as input. The Algorithm element is located by comparing the OID in the element to the OID included in the algorithm identifier provided as input.

If no matching Algorithm element is found, then the algorithm is unknown.

If the time of interest was provided as input, the validity of each Evaluation element MUST be checked in order to determine if the algorithm was suitable at the time of interest. For each Evaluation element:

o Confirm the Start time is either less than the time of interest or

  absent.  Discard the entry if the Start time is present and
  greater than the time of interest.

o Confirm the End time is either greater than the time of interest

  or absent.  Discard the entry if the End time is present and less
  than the time of interest.

If all Evaluation elements were rejected, the algorithm is not suitable according to the policy.

Any entries not rejected will be used for the evaluation of the parameters, if any.

Evaluation of Parameters

Any necessary parameters of the entries not rejected MUST be evaluated within the context of the type and usage of the algorithm. Details of parameter evaluation are defined on a per-algorithm basis.

To evaluate the parameters, the Parameter elements of each Evaluation element that has not been rejected in the process described in Section 6.3 MUST be checked. For each Parameter element:

o Confirm that the parameter was provided as input. Discard the

  Evaluation element if the parameter does not match to any of the
  parameters provided as input.

o If the Parameter element has a Min element, confirm that the

  parameter value is less than or equal to the corresponding
  parameter provided as input.  Discard the Evaluation element if
  the parameter value does not meet the constraint.

o If the Parameter element has a Max element, confirm that the

  parameter value is greater than or equal to the corresponding
  parameter provided as input.  Discard the Evaluation element if
  the parameter value does not meet the constraint.

o If the Parameter has another constraint, confirm that the value of

  the corresponding parameter provided as input meets this
  constraint.  If it does not or if the constraint is unrecognized,
  discard the Evaluation element.

If all Evaluation elements were rejected, the algorithm is not suitable according to the policy.

Any entries not rejected will be provided as output.

Output

If the algorithm is not in the policy, return an error "algorithm unknown".

If no time of interest was provided as input, return the maximum End time of the Evaluation elements that were not discarded. If at least one End time of these Evaluation elements is absent, return "algorithm has an indefinite End time".

Otherwise, if the algorithm is not suitable relative to the time of interest, return an error "algorithm unsuitable".

If the algorithm is suitable relative to the time of interest, return the Evaluation elements that were not discarded.

Security Considerations

The policy for an algorithm's security suitability has a great impact on the quality of the results of signature generation and verification operations. If an algorithm is incorrectly evaluated against a policy, signatures with a low probative force could be created or verification results could be incorrect. The following security considerations have been identified:

1. Publishers MUST ensure unauthorized manipulation of any security

   suitability is not possible prior to a policy being signed and
   published.  There is no mechanism provided to revoke a policy
   after publication.  Since the algorithm evaluations change
   infrequently, the lifespan of a policy should be carefully
   considered prior to publication.

2. Operators SHOULD only accept policies issued by a trusted

   publisher.  Furthermore, the validity of the certificate used to
   sign the policy SHOULD be verifiable by Certificate Revocation
   List (CRL) RFC5280 or Online Certificate Status Protocol (OCSP)
   RFC2560.  The certificate used to sign the policy SHOULD be
   revoked if the algorithms used in this certificate are no longer
   suitable.  It MUST NOT be possible to alter or replace a policy
   once accepted by an operator.

3. Operators SHOULD periodically check to see if a new policy has

   been published to avoid using obsolete policy information.  For
   publishers, it is suggested not to omit the NextUpdate element in
   order to give operators a hint regarding when the next policy
   will be published.

4. When signing a policy, algorithms that are suitable according to

   this policy SHOULD be used.

5. The processing rule described in Section 6 is about one

   cryptographic algorithm independent of the use case.  Depending
   upon the use case, an algorithm that is no longer suitable at the
   time of interest, does not necessarily mean that the data
   structure where it is used is no longer secure.  For example, a
   signature has been made with an RSA signer's key of 1024 bits.
   This signature is timestamped with a timestamp token that uses an
   RSA key of 2048 bits, before an RSA key size of 1024 bits will be
   broken.  The fact that the signature key of 1024 bits is no
   longer suitable at the time of interest does not mean that the
   whole data structure is no longer secure, if an RSA key size of
   2048 bits is still suitable at the time of interest.

6. In addition to the key size considerations, other considerations

   must be applied, like whether a timestamp token has been provided
   by a trusted authority.  This means that the simple use of a
   suitability policy is not the single element to consider when
   evaluating the security of a complex data structure that uses
   several cryptographic algorithms.

7. The policies described in this document are suitable to evaluate

   basic cryptographic algorithms, like public key or hash
   algorithms, as well as cryptographic schemes (e.g., the PKCS#1
   v1.5 signature schemes RFC3447).  But it MUST be kept in mind
   that a basic cryptographic algorithm that is suitable according
   to the policy does not necessarily mean that any cryptographic
   schemes based on this algorithm are also secure.  For example, a
   signature scheme based on RSA must not necessarily be secure if
   RSA is suitable.  In case of a complete signature verification,
   including validation of the certificate path, various algorithms
   have to be checked against the policy (i.e., signature schemes of
   signed data objects and revocation information, public key
   algorithms of the involved certificates, etc.).  Thus, a policy
   SHOULD contain evaluations of public key and hash algorithms as
   well as of signature schemes.

8. Re-encrypting documents that were originally encrypted using an

   algorithm that is no longer suitable will not protect the
   semantics of the document if the document has been intercepted.
   However, for documents stored in an encrypted form, re-encryption
   must be considered, unless the document has lost its original
   value.

IANA Considerations

This document defines the XML namespace "urn:ietf:params:xml:ns:dssc" according to the guidelines in RFC3688. This namespace has been registered in the IANA XML Registry.

This document defines an XML schema (see Appendix B) according to the guidelines in RFC3688. This XML schema has been registered in the IANA XML Registry and can be identified with the URN "urn:ietf:params:xml:schema:dssc".

This document defines the MIME type "application/dssc+xml". This MIME type has been registered by IANA under "MIME Media Types" according to the procedures of RFC4288.

  Type name: application
  Subtype name: dssc+xml
  Required parameters: none
  Optional parameters: "charset" as specified for "application/xml"
  in RFC3023.
  Encoding considerations: Same as specified for "application/xml"
  in RFC3023.
  Security considerations: Same as specified for "application/xml"
  in Section 10 of RFC3023.  For further security considerations,
  see Section 7 of this document.
  Interoperability considerations: Same as specified for
  "application/xml" in RFC3023.
  Published specification: This document.
  Applications that use this media: Applications for long-term
  archiving of signed data, applications for signing data /
  verifying signed data, and applications for encrypting /
  decrypting data.
  Additional information:
     Magic number(s): none
     File extension(s): .xdssc
     Macintosh file type code: "TEXT"
     Object Identifiers: none
  Person to contact for further information: Thomas Kunz
  ([email protected])
  Intended usage: COMMON
  Restrictions on usage: none
  Author/Change controller: IETF

This document defines the MIME type "application/dssc+der". This MIME type has been registered by IANA under "MIME Media Types" according to the procedures of RFC4288.

  Type name: application
  Subtype name: dssc+der
  Required parameters: none
  Optional parameters: none
  Encoding considerations: binary
  Security considerations: See Section 7 of this document.
  Interoperability considerations: none
  Published specification: This document.
  Applications that use this media: Applications for long-term
  archiving of signed data, applications for signing data /
  verifying signed data, and applications for encrypting /
  decrypting data.
  Additional information:
     Magic number(s): none
     File extension(s): .dssc
     Macintosh file type code: none
     Object Identifiers: none
  Person to contact for further information: Thomas Kunz
  ([email protected])
  Intended usage: COMMON
  Restrictions on usage: none
  Author/Change controller: IETF

This specification creates a new IANA registry entitled "Data Structure for the Security Suitability of Cryptographic Algorithms (DSSC)". This registry contains two sub-registries entitled "Parameter Definitions" and "Cryptographic Algorithms". The policy for future assignments to the sub-registry "Parameter Definitions" is "RFC Required".

The initial values for the "Parameter Definitions" sub-registry are:

Value Description Reference


------------------------------- ------------------

moduluslength Parameter for RSA RFC 5698

                  (integer value)

plength Parameter for DSA RFC 5698

                  (integer value, used together
                  with parameter "qlength")

qlength Parameter for DSA RFC 5698

                  (integer value, used together
                  with parameter "plength")

The sub-registry "Cryptographic Algorithms" contains textual names as well as Object Identifiers (OIDs) and Uniform Resource Identifiers (URIs) of cryptographic algorithms. It serves as assistance when creating a new policy. The policy for future assignments is "First Come First Served". When registering a new algorithm, the following information MUST be provided:

o The textual name of the algorithm.

o The OID of the algorithm.

o A reference to a publicly available specification that defines the

  algorithm and its identifiers.

Optionally, a URI MAY be provided if possible.

The initial values for the "Cryptographic Algorithms" sub-registry are:

 Name                      OID / URI                         Reference
 -----------------------   --------------------------------- ----------
 rsaEncryption             1.2.840.113549.1.1.1              RFC3447
 dsa                       1.2.840.10040.4.1                 RFC3279
 md2                       1.2.840.113549.2.2                RFC3279
 md5                       1.2.840.113549.2.5                RFC3279
        http://www.w3.org/2001/04/xmldsig-more#md5        RFC4051
 sha-1                     1.3.14.3.2.26                     RFC3279
        http://www.w3.org/2000/09/xmldsig#sha1            RFC3275
 sha-224                   2.16.840.1.101.3.4.2.4            RFC4055
        http://www.w3.org/2001/04/xmldsig-more#sha224     RFC4051
 sha-256                   2.16.840.1.101.3.4.2.1            RFC4055
 sha-384                   2.16.840.1.101.3.4.2.2            RFC4055
        http://www.w3.org/2001/04/xmldsig-more#sha384     RFC4051
 sha-512                   2.16.840.1.101.3.4.2.3            RFC4055
 md2WithRSAEncryption      1.2.840.113549.1.1.2              RFC3443
 md5WithRSAEncryption      1.2.840.113549.1.1.4              RFC3443
        http://www.w3.org/2001/04/xmldsig-more#rsa-md5    RFC4051
 sha1WithRSAEncryption     1.2.840.113549.1.1.5              RFC3443
        http://www.w3.org/2000/09/xmldsig#rsa-sha1        RFC3275
 sha256WithRSAEncryption   1.2.840.113549.1.1.11             RFC3443
        http://www.w3.org/2001/04/xmldsig-more#rsa-sha256 RFC4051
 sha384WithRSAEncryption   1.2.840.113549.1.1.12             RFC3443
        http://www.w3.org/2001/04/xmldsig-more#rsa-sha384 RFC4051
 sha512WithRSAEncryption   1.2.840.113549.1.1.13             RFC3443
        http://www.w3.org/2001/04/xmldsig-more#rsa-sha512 RFC4051
 sha1WithDSA               1.2.840.10040.4.3                 RFC3279
        http://www.w3.org/2000/09/xmldsig#dsa-sha1        RFC3275

References

Normative References

[CCITT.x680.2002]

          International Telephone and Telegraph Consultative
          Committee, "Abstract Syntax Notation One (ASN.1):
          Specification of basic notation", CCITT Recommendation
          X.680, July 2002.

[CCITT.x690.2002]

          International Telephone and Telegraph Consultative
          Committee, "AASN.1 encoding rules:  Specification of basic
          encoding Rules (BER), Canonical encoding rules (CER) and
          Distinguished encoding rules (DER)", CCITT Recommendation
          X.690, July 2002.

RFC2119 Bradner, S., "Key words for use in RFCs to Indicate

          Requirement Levels", BCP 14, RFC 2119, March 1997.

RFC2141 Moats, R., "URN Syntax", RFC 2141, May 1997.

RFC2560 Myers, M., Ankney, R., Malpani, A., Galperin, S., and C.

          Adams, "X.509 Internet Public Key Infrastructure Online
          Certificate Status Protocol - OCSP", RFC 2560, June 1999.

RFC3023 Murata, M., St. Laurent, S., and D. Kohn, "XML Media

          Types", RFC 3023, January 2001.

RFC3275 Eastlake, D., Reagle, J., and D. Solo, "(Extensible Markup

          Language) XML-Signature Syntax and Processing", RFC 3275,
          March 2002.

RFC3629 Yergeau, F., "UTF-8, a transformation format of ISO

          10646", STD 63, RFC 3629, November 2003.

RFC3688 Mealling, M., "The IETF XML Registry", BCP 81, RFC 3688,

          January 2004.

RFC4288 Freed, N. and J. Klensin, "Media Type Specifications and

          Registration Procedures", BCP 13, RFC 4288, December 2005.

RFC4998 Gondrom, T., Brandner, R., and U. Pordesch, "Evidence

          Record Syntax (ERS)", RFC 4998, August 2007.

RFC5280 Cooper, D., Santesson, S., Farrell, S., Boeyen, S.,

          Housley, R., and W. Polk, "Internet X.509 Public Key
          Infrastructure Certificate and Certificate Revocation List
          (CRL) Profile", RFC 5280, May 2008.

RFC5646 Phillips, A. and M. Davis, "Tags for Identifying

          Languages", BCP 47, RFC 5646, September 2009.

RFC5652 Housley, R., "Cryptographic Message Syntax (CMS)",

          RFC 5652, September 2009.

[W3C.REC-xml-20081126]

          Yergeau, F., Maler, E., Paoli, J., Sperberg-McQueen, C.,
          and T. Bray, "Extensible Markup Language (XML) 1.0 (Fifth
          Edition)", World Wide Web Consortium Recommendation REC-
          xml-20081126, November 2008,
          <http://www.w3.org/TR/2008/REC-xml-20081126>.

[W3C.REC-xml-names-20060816]

          Layman, A., Hollander, D., Tobin, R., and T. Bray,
          "Namespaces in XML 1.0 (Second Edition)", World Wide Web
          Consortium Recommendation REC-xml-names-20060816,
          August 2006,
          <http://www.w3.org/TR/2006/REC-xml-names-20060816>.

[W3C.REC-xmlschema-1-20041028]

          Thompson, H., Beech, D., Mendelsohn, N., and M. Maloney,
          "XML Schema Part 1: Structures Second Edition", World Wide
          Web Consortium Recommendation REC-xmlschema-1-20041028,
          October 2004,
          <http://www.w3.org/TR/2004/REC-xmlschema-1-20041028>.

Informative References

[BNetzAg.2008]

          Federal Network Agency for Electricity, Gas,
          Telecommunications, Post and Railway, "Bekanntmachung zur
          elektronischen Signatur nach dem Signaturgesetz und der
          Signaturverordnung (Uebersicht ueber geeignete
          Algorithmen)", December 2007,
          <http://www.bundesnetzagentur.de/media/archive/12198.pdf>.

[CCITT.x208.1988]

          International Telephone and Telegraph Consultative
          Committee, "Specification of Abstract Syntax Notation One
          (ASN.1)", CCITT Recommendation X.208, November 1988.

[CCITT.x209.1988]

          International Telephone and Telegraph Consultative
          Committee, "Specification of Basic Encoding Rules for
          Abstract Syntax Notation One (ASN.1)",
          CCITT Recommendation X.209, November 1988.

[ETSI-TS101903]

          European Telecommunication Standards Institute (ETSI),
          "XML Advanced Electronic Signatures (XAdES)", ETSI TS 101
          903 V1.3.2, March 2006.

[ETSI-TS102176-1-2005]

          European Telecommunication Standards Institute (ETSI),
          "Electronic Signatures and Infrastructures (ESI);
          "Algorithms and Parameters for Secure Electronic
          Signatures; Part 1: Hash functions and asymmetric
          algorithms"", ETSI TS 102 176-1 V2.0.0, November 2007.

[FIPS186-2]

          National Institute of Standards and Technology, "Digital
          Signature Standard (DSS)", FIPS PUB 186-2 with Change
          Notice, January 2000.

[NIST.800-57-Part1.2006]

          National Institute of Standards and Technology,
          "Recommendation for Key Management - Part 1: General
          (Revised)", NIST 800-57 Part 1, May 2006.

RFC3279 Bassham, L., Polk, W., and R. Housley, "Algorithms and

          Identifiers for the Internet X.509 Public Key
          Infrastructure Certificate and Certificate Revocation List
          (CRL) Profile", RFC 3279, April 2002.

RFC3443 Agarwal, P. and B. Akyol, "Time To Live (TTL) Processing

          in Multi-Protocol Label Switching (MPLS) Networks", RFC
          3443, January 2003.

RFC3447 Jonsson, J. and B. Kaliski, "Public-Key Cryptography

          Standards (PKCS) #1: RSA Cryptography Specifications
          Version 2.1", RFC 3447, February 2003.

RFC4051 Eastlake, D., "Additional XML Security Uniform Resource

          Identifiers (URIs)", RFC 4051, April 2005.

RFC4055 Schaad, J., Kaliski, B., and R. Housley, "Additional

          Algorithms and Identifiers for RSA Cryptography for use in
          the Internet X.509 Public Key Infrastructure Certificate
          and Certificate Revocation List (CRL) Profile", RFC 4055,
          June 2005.

RFC4810 Wallace, C., Pordesch, U., and R. Brandner, "Long-Term

          Archive Service Requirements", RFC 4810, March 2007.

Appendix A. DSSC and ERS

A.1. Verification of Evidence Records Using DSSC (Informative)

This section describes the verification of an Evidence Record according to the Evidence Record Syntax (ERS, RFC4998), using the presented data structure.

An Evidence Record contains a sequence of ArchiveTimeStampChains, which consist of ArchiveTimeStamps. For each ArchiveTimeStamp the hash algorithm used for the hash tree (digestAlgorithm) as well as the public key algorithm and hash algorithm in the timestamp signature have to be examined. The relevant date is the time information in the timestamp (date of issue). Starting with the first ArchiveTimeStamp, it has to be assured that:

1. The timestamp uses public key and hash algorithms that were

   suitable at the date of issue.

2. The hashtree was built with a hash algorithm that was suitable at

   the date of issue as well.

3. Algorithms for timestamp and hashtree in the preceding

   ArchiveTimeStamp must have been suitable at the issuing date of
   considered ArchiveTimeStamp.

4. Algorithms in the last ArchiveTimeStamp have to be suitable now.

If the check of one of these items fails, this will lead to a failure of the verification.

A.2. Storing DSSC Policies in Evidence Records (Normative)

This section describes how to store a policy in an Evidence Record. ERS provides the field cryptoInfos for the storage of additional verification data. For the integration of a security suitability policy in an Evidence Record, the following content types are defined for both ASN.1 and XML representation:

DSSC_ASN1 {iso(1) identified-organization(3) dod(6)

       internet(1) security(5) mechanisms(5)
       ltans(11) id-ct(1) id-ct-dssc-asn1(2) }

DSSC_XML {iso(1) identified-organization(3) dod(6)

       internet(1) security(5) mechanisms(5)
       ltans(11) id-ct(1) id-ct-dssc-xml(3) }

Appendix B. XML Schema (Normative)

 <?xml version="1.0" encoding="UTF-8"?>
 <xs:schema xmlns:xs="http://www.w3.org/2001/XMLSchema"
         xmlns:dssc="urn:ietf:params:xml:ns:dssc"
         xmlns:ds="http://www.w3.org/2000/09/xmldsig#"
         targetNamespace="urn:ietf:params:xml:ns:dssc"
         elementFormDefault="qualified"
         attributeFormDefault="unqualified">
<xs:import namespace="http://www.w3.org/XML/1998/namespace"
           schemaLocation="http://www.w3.org/2001/xml.xsd"/>
<xs:import namespace="http://www.w3.org/2000/09/xmldsig#"
           schemaLocation="xmldsig-core-schema.xsd"/>
<xs:element name="SecuritySuitabilityPolicy"
            type="dssc:SecuritySuitabilityPolicyType"/>
<xs:complexType name="SecuritySuitabilityPolicyType">
  <xs:sequence>
    <xs:element ref="dssc:PolicyName"/>
    <xs:element ref="dssc:Publisher"/>
    <xs:element name="PolicyIssueDate" type="xs:dateTime"/>
    <xs:element name="NextUpdate" type="xs:dateTime" minOccurs="0"/>
    <xs:element name="Usage" type="xs:string" minOccurs="0"/>
    <xs:element ref="dssc:Algorithm" maxOccurs="unbounded"/>
    <xs:element ref="ds:Signature" minOccurs="0"/>
  </xs:sequence>
  <xs:attribute name="version" type="xs:string" default="1"/>
  <xs:attribute name="lang" default="en"/>
  <xs:attribute name="id" type="xs:ID"/>
</xs:complexType>
<xs:element name="PolicyName" type="dssc:PolicyNameType"/>
<xs:complexType name="PolicyNameType">
  <xs:sequence>
    <xs:element ref="dssc:Name"/>
    <xs:element ref="dssc:ObjectIdentifier" minOccurs="0"/>
    <xs:element ref="dssc:URI" minOccurs="0"/>
  </xs:sequence>
</xs:complexType>
<xs:element name="Publisher" type="dssc:PublisherType"/>
<xs:complexType name="PublisherType">
  <xs:sequence>
    <xs:element ref="dssc:Name"/>
    <xs:element name="Address" type="xs:string" minOccurs="0"/>
    <xs:element ref="dssc:URI" minOccurs="0"/>
  </xs:sequence>
</xs:complexType>
<xs:element name="Name" type="xs:string"/>
<xs:element name="ObjectIdentifier">
  <xs:simpleType>
    <xs:restriction base="xs:string">
      <xs:pattern value="(\d+\.)+\d+"/>
    </xs:restriction>
  </xs:simpleType>
</xs:element>
<xs:element name="URI" type="xs:anyURI"/>
<xs:element name="Algorithm" type="dssc:AlgorithmType"/>
<xs:complexType name="AlgorithmType">
  <xs:sequence>
    <xs:element ref="dssc:AlgorithmIdentifier"/>
    <xs:element ref="dssc:Evaluation" maxOccurs="unbounded"/>
    <xs:element ref="dssc:Information" minOccurs="0"/>
    <xs:any namespace="##other" minOccurs="0"/>
  </xs:sequence>
</xs:complexType>
<xs:element name="AlgorithmIdentifier"
            type="dssc:AlgorithmIdentifierType"/>
<xs:complexType name="AlgorithmIdentifierType">
  <xs:sequence>
    <xs:element ref="dssc:Name"/>
    <xs:element ref="dssc:ObjectIdentifier" maxOccurs="unbounded"/>
    <xs:element ref="dssc:URI" minOccurs="0" maxOccurs="unbounded"/>
  </xs:sequence>
</xs:complexType>
<xs:element name="Validity" type="dssc:ValidityType"/>
<xs:complexType name="ValidityType">
  <xs:sequence>
    <xs:element name="Start" type="xs:date" minOccurs="0"/>
    <xs:element name="End" type="xs:date" minOccurs="0"/>
  </xs:sequence>
</xs:complexType>
<xs:element name="Information" type="dssc:InformationType"/>
<xs:complexType name="InformationType">
  <xs:sequence>
    <xs:element name="Text" type="xs:string" maxOccurs="unbounded"/>
  </xs:sequence>
</xs:complexType>
<xs:element name="Evaluation" type="dssc:EvaluationType"/>
<xs:complexType name="EvaluationType">
  <xs:sequence>
    <xs:element ref="dssc:Parameter" minOccurs="0"
                                     maxOccurs="unbounded"/>
    <xs:element ref="dssc:Validity"/>
    <xs:any namespace="##other" minOccurs="0"/>
  </xs:sequence>
</xs:complexType>
<xs:element name="Parameter" type="dssc:ParameterType"/>
<xs:complexType name="ParameterType">
  <xs:sequence>
    <xs:element name="Min" type="xs:int" minOccurs="0"/>
    <xs:element name="Max" type="xs:int" minOccurs="0"/>
    <xs:any namespace="##other" minOccurs="0"/>
  </xs:sequence>
  <xs:attribute name="name" type="xs:string" use="required"/>
</xs:complexType>
 </xs:schema>

Appendix C. ASN.1 Module in 1988 Syntax (Informative)

ASN.1-Module

DSSC {iso(1) identified-organization(3) dod(6)

        internet(1) security(5) mechanisms(5)
        ltans(11) id-mod(0) id-mod-dssc88(6) id-mod-dssc88-v1(1) }

DEFINITIONS IMPLICIT TAGS ::= BEGIN

-- EXPORT ALL --

IMPORTS

-- Import from RFC 5280 RFC5280 -- Delete following import statement -- if "new" types are supported

UTF8String FROM PKIX1Explicit88

           { iso(1) identified-organization(3) dod(6)
           internet(1) security(5) mechanisms(5) pkix(7)
           mod(0) pkix1-explicit(18) }

-- Import from RFC 5652 RFC5652

ContentInfo FROM CryptographicMessageSyntax2004

           { iso(1) member-body(2) us(840)
           rsadsi(113549) pkcs(1) pkcs-9(9)
           smime(16) modules(0) cms-2004(24)}

SecuritySuitabilityPolicy ::= ContentInfo

-- contentType is id-signedData as defined in RFC5652 -- content is SignedData as defined in RFC5652 -- eContentType within SignedData is id-ct-dssc -- eContent within SignedData is TBSPolicy

id-ct-dssc OBJECT IDENTIFIER ::= {

           iso(1) identified-organization(3) dod(6)
           internet(1) security(5) mechanisms(5)
           ltans(11) id-ct(1) id-ct-dssc-tbsPolicy(6) }

TBSPolicy ::= SEQUENCE {

    version          INTEGER               DEFAULT   {v1(1)},
    language         UTF8String            DEFAULT   "en",
    policyName       PolicyName,
    publisher        Publisher,
    policyIssueDate  GeneralizedTime,
    nextUpdate       GeneralizedTime       OPTIONAL,
    usage            UTF8String            OPTIONAL,
    algorithms       SEQUENCE OF Algorithm

}

PolicyName ::= SEQUENCE {

    name  UTF8String,
    oid   OBJECT IDENTIFIER OPTIONAL,
    uri   IA5String         OPTIONAL

}

Publisher ::= SEQUENCE {

    name        UTF8String,
    address [0] UTF8String  OPTIONAL,
    uri     [1] IA5String   OPTIONAL

}

Algorithm ::= SEQUENCE {

    algorithmIdentifier     AlgID,
    evaluations             SEQUENCE OF Evaluation,
    information         [0] SEQUENCE OF UTF8String  OPTIONAL,
    other               [1] Extension               OPTIONAL

}

Extension ::= SEQUENCE {

    extensionType           OBJECT IDENTIFIER,
    extension               ANY DEFINED BY extensionType

}

AlgID ::= SEQUENCE {

    name      UTF8String,
    oid   [0] SEQUENCE OF OBJECT IDENTIFIER,
    uri   [1] SEQUENCE OF IA5String          OPTIONAL

}

Evaluation ::= SEQUENCE {

    parameters           [0] SEQUENCE OF Parameter OPTIONAL,
    validity             [1] Validity,
    other                [2] Extension             OPTIONAL

}

Parameter ::= SEQUENCE {

    name       UTF8String,
    min    [0] INTEGER     OPTIONAL,
    max    [1] INTEGER     OPTIONAL,
    other  [2] Extension   OPTIONAL

}

Validity ::= SEQUENCE {

    start  [0] GeneralizedTime OPTIONAL,
    end    [1] GeneralizedTime OPTIONAL

}

END

Appendix D. ASN.1 Module in 1997 Syntax (Normative)

ASN.1-Module

DSSC {iso(1) identified-organization(3) dod(6)

        internet(1) security(5) mechanisms(5)
        ltans(11) id-mod(0) id-mod-dssc(7) id-mod-dssc-v1(1) }

DEFINITIONS IMPLICIT TAGS ::= BEGIN

-- EXPORT ALL --

IMPORTS

-- Import from RFC 5280 RFC5280 -- Delete following import statement -- if "new" types are supported

UTF8String FROM PKIX1Explicit88

           { iso(1) identified-organization(3) dod(6)
           internet(1) security(5) mechanisms(5) pkix(7)
           mod(0) pkix1-explicit(18) }

-- Import from RFC 5652 RFC5652

ContentInfo FROM CryptographicMessageSyntax2004

           { iso(1) member-body(2) us(840)
           rsadsi(113549) pkcs(1) pkcs-9(9)
           smime(16) modules(0) cms-2004(24)}

SecuritySuitabilityPolicy ::= ContentInfo

-- contentType is id-signedData as defined in RFC5652 -- content is SignedData as defined in RFC5652 -- eContentType within SignedData is id-ct-dssc -- eContent within SignedData is TBSPolicy

id-ct-dssc OBJECT IDENTIFIER ::= {

           iso(1) identified-organization(3) dod(6)
           internet(1) security(5) mechanisms(5)
           ltans(11) id-ct(1) id-ct-dssc-tbsPolicy(6) }

TBSPolicy ::= SEQUENCE {

    version          INTEGER               DEFAULT   {v1(1)},
    language         UTF8String            DEFAULT   "en",
    policyName       PolicyName,
    publisher        Publisher,
    policyIssueDate  GeneralizedTime,
    nextUpdate       GeneralizedTime       OPTIONAL,
    usage            UTF8String            OPTIONAL,
    algorithms       SEQUENCE OF Algorithm

}

PolicyName ::= SEQUENCE {

    name  UTF8String,
    oid   OBJECT IDENTIFIER OPTIONAL,
    uri   IA5String         OPTIONAL

}

Publisher ::= SEQUENCE {

    name         UTF8String,
    address  [0] UTF8String  OPTIONAL,
    uri      [1] IA5String   OPTIONAL

}

Algorithm ::= SEQUENCE {

    algorithmIdentifier     AlgID,
    evaluations             SEQUENCE OF Evaluation,
    information         [0] SEQUENCE OF UTF8String  OPTIONAL,
    other               [1] Extension               OPTIONAL

}

Extension ::= SEQUENCE {

    extensionType  EXTENSION-TYPE.&id ({SupportedExtensions}),
    extension      EXTENSION-TYPE.&Type
                        ({SupportedExtensions}{@extensionType})

}

EXTENSION-TYPE ::= TYPE-IDENTIFIER

SupportedExtensions EXTENSION-TYPE ::= {...}

AlgID ::= SEQUENCE {

    name      UTF8String,
    oid   [0] SEQUENCE OF OBJECT IDENTIFIER,
    uri   [1] SEQUENCE OF IA5String          OPTIONAL

}

Evaluation ::= SEQUENCE {

    parameters           [0] SEQUENCE OF Parameter OPTIONAL,
    validity             [1] Validity,
    other                [2] Extension             OPTIONAL

}

Parameter ::= SEQUENCE {

    name       UTF8String,
    min    [0] INTEGER     OPTIONAL,
    max    [1] INTEGER     OPTIONAL,
    other  [2] Extension   OPTIONAL

}

Validity ::= SEQUENCE {

    start  [0] GeneralizedTime OPTIONAL,
    end    [1] GeneralizedTime OPTIONAL

}

END

Appendix E. Example

The following example shows a policy that may be used for signature verification. It contains hash algorithms, public key algorithms, and signature schemes. SHA-1 as well as RSA with modulus length of 1024 are examples for expired algorithms.

<SecuritySuitabilityPolicy xmlns="urn:ietf:params:xml:ns:dssc"

 xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance">
<PolicyName>
 <Name>Evaluation of cryptographic algorithms</Name>
</PolicyName>
<Publisher>
 <Name>Some Evaluation Authority</Name>
</Publisher>
<PolicyIssueDate>2009-01-01T00:00:00</PolicyIssueDate>
<Usage>Digital signature verification</Usage>
<Algorithm>
 <AlgorithmIdentifier>
  <Name>SHA-1</Name>
  <ObjectIdentifier>1.3.14.3.2.26</ObjectIdentifier>
 </AlgorithmIdentifier>
 <Evaluation>
  <Validity>
   <End>2008-06-30</End>
  </Validity>
 </Evaluation>
</Algorithm>
<Algorithm>
 <AlgorithmIdentifier>
  <Name>SHA-256</Name>
  <ObjectIdentifier>2.16.840.1.101.3.4.2.1</ObjectIdentifier>
 </AlgorithmIdentifier>
 <Evaluation>
  <Validity>
   <End>2014-12-31</End>
  </Validity>
 </Evaluation>
</Algorithm>
<Algorithm>
 <AlgorithmIdentifier>
  <Name>SHA-512</Name>
  <ObjectIdentifier>2.16.840.1.101.3.4.2.3</ObjectIdentifier>
 </AlgorithmIdentifier>
 <Evaluation>
  <Validity>
   <End>2014-12-31</End>
  </Validity>
 </Evaluation>
</Algorithm>
<Algorithm>
 <AlgorithmIdentifier>
  <Name>RSA</Name>
  <ObjectIdentifier>1.2.840.113549.1.1.1</ObjectIdentifier>
 </AlgorithmIdentifier>
 <Evaluation>
  <Parameter name="moduluslength">
   <Min>1024</Min>
  </Parameter>
  <Validity>
   <End>2008-03-31</End>
  </Validity>
 </Evaluation>
 <Evaluation>
  <Parameter name="moduluslength">
   <Min>2048</Min>
  </Parameter>
  <Validity>
   <End>2014-12-31</End>
  </Validity>
 </Evaluation>
</Algorithm>
<Algorithm>
 <AlgorithmIdentifier>
  <Name>DSA</Name>
  <ObjectIdentifier>1.2.840.10040.4.1</ObjectIdentifier>
 </AlgorithmIdentifier>
 <Evaluation>
  <Parameter name="plength">
   <Min>1024</Min>
  </Parameter>
  <Parameter name="qlength">
   <Min>160</Min>
  </Parameter>
  <Validity>
   <End>2007-12-31</End>
  </Validity>
 </Evaluation>
 <Evaluation>
  <Parameter name="plength">
   <Min>2048</Min>
  </Parameter>
  <Parameter name="qlength">
   <Min>224</Min>
  </Parameter>
  <Validity>
   <End>2014-12-31</End>
  </Validity>
 </Evaluation>
</Algorithm>
<Algorithm>
 <AlgorithmIdentifier>
  <Name>PKCS#1 v1.5 SHA-1 with RSA</Name>
  <ObjectIdentifier>1.2.840.113549.1.1.5</ObjectIdentifier>
 </AlgorithmIdentifier>
 <Evaluation>
  <Parameter name="moduluslength">
   <Min>1024</Min>
  </Parameter>
  <Validity>
   <End>2008-03-31</End>
  </Validity>
 </Evaluation>
 <Evaluation>
  <Parameter name="moduluslength">
   <Min>2048</Min>
  </Parameter>
  <Validity>
   <End>2008-06-30</End>
  </Validity>
 </Evaluation>
</Algorithm>
<Algorithm>
 <AlgorithmIdentifier>
  <Name>PKCS#1 v1.5 SHA-256 with RSA</Name>
  <ObjectIdentifier>1.2.840.113549.1.1.11</ObjectIdentifier>
 </AlgorithmIdentifier>
 <Evaluation>
  <Parameter name="moduluslength">
   <Min>1024</Min>
  </Parameter>
  <Validity>
   <End>2008-03-31</End>
  </Validity>
 </Evaluation>
 <Evaluation>
  <Parameter name="moduluslength">
   <Min>2048</Min>
  </Parameter>
  <Validity>
   <End>2014-12-31</End>
  </Validity>
 </Evaluation>
</Algorithm>
<Algorithm>
 <AlgorithmIdentifier>
  <Name>PKCS#1 v1.5 SHA-512 with RSA</Name>
  <ObjectIdentifier>1.2.840.113549.1.1.13</ObjectIdentifier>
 </AlgorithmIdentifier>
 <Evaluation>
  <Parameter name="moduluslength">
   <Min>1024</Min>
  </Parameter>
  <Validity>
   <End>2008-03-31</End>
  </Validity>
 </Evaluation>
 <Evaluation>
  <Parameter name="moduluslength">
   <Min>2048</Min>
  </Parameter>
  <Validity>
   <End>2014-12-31</End>
  </Validity>
 </Evaluation>
</Algorithm>
<Algorithm>
 <AlgorithmIdentifier>
  <Name>SHA-1 with DSA</Name>
  <ObjectIdentifier>1.2.840.10040.4.3</ObjectIdentifier>
 </AlgorithmIdentifier>
 <Evaluation>
  <Parameter name="plength">
   <Min>1024</Min>
  </Parameter>
  <Parameter name="qlength">
   <Min>160</Min>
  </Parameter>
  <Validity>
   <End>2007-12-31</End>
  </Validity>
 </Evaluation>
 <Evaluation>
  <Parameter name="plength">
   <Min>2048</Min>
  </Parameter>
  <Parameter name="qlength">
   <Min>224</Min>
  </Parameter>
  <Validity>
   <End>2008-06-30</End>
  </Validity>
 </Evaluation>
</Algorithm>

</SecuritySuitabilityPolicy>

Authors' Addresses

Thomas Kunz Fraunhofer Institute for Secure Information Technology Rheinstrasse 75 Darmstadt D-64295 Germany

EMail: [email protected]

Susanne Okunick pawisda systems GmbH Robert-Koch-Strasse 9 Weiterstadt D-64331 Germany

EMail: [email protected]

Ulrich Pordesch Fraunhofer Gesellschaft Rheinstrasse 75 Darmstadt D-64295 Germany

EMail: [email protected]