RFC6935

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Internet Engineering Task Force (IETF) M. Eubanks Request for Comments: 6935 AmericaFree.TV LLC Updates: 2460 P. Chimento Category: Standards Track Johns Hopkins University Applied ISSN: 2070-1721 Physics Laboratory

                                                       M. Westerlund
                                                            Ericsson
                                                          April 2013
          IPv6 and UDP Checksums for Tunneled Packets

Abstract

This document updates the IPv6 specification (RFC 2460) to improve performance when a tunnel protocol uses UDP with IPv6 to tunnel packets. The performance improvement is obtained by relaxing the IPv6 UDP checksum requirement for tunnel protocols whose header information is protected on the "inner" packet being carried. Relaxing this requirement removes the overhead associated with the computation of UDP checksums on IPv6 packets that carry the tunnel protocol packets. This specification describes how the IPv6 UDP checksum requirement can be relaxed when the encapsulated packet itself contains a checksum. It also describes the limitations and risks of this approach and discusses the restrictions on the use of this method.

Status of This Memo

This is an Internet Standards Track document.

This document is a product of the Internet Engineering Task Force (IETF). It represents the consensus of the IETF community. It has received public review and has been approved for publication by the Internet Engineering Steering Group (IESG). Further information on Internet Standards is available in Section 2 of RFC 5741.

Information about the current status of this document, any errata, and how to provide feedback on it may be obtained at http://www.rfc-editor.org/info/rfc6935.

Copyright Notice

Copyright (c) 2013 IETF Trust and the persons identified as the document authors. All rights reserved.

This document is subject to BCP 78 and the IETF Trust's Legal Provisions Relating to IETF Documents (http://trustee.ietf.org/license-info) in effect on the date of publication of this document. Please review these documents carefully, as they describe your rights and restrictions with respect to this document. Code Components extracted from this document must include Simplified BSD License text as described in Section 4.e of the Trust Legal Provisions and are provided without warranty as described in the Simplified BSD License.

Introduction

This document constitutes an update of the IPv6 specification RFC2460 for cases where a tunnel protocol uses UDP with IPv6 to tunnel packets. With the rapid growth of the Internet, tunnel protocols have become increasingly important to enable the deployment of new protocols. Tunnel protocols can be deployed rapidly, while the time to upgrade and deploy a new protocol on a critical mass of routers, middleboxes, and hosts on the global Internet is now measured in decades. At the same time, the increasing use of firewalls and other security-related middleboxes means that truly new tunnel protocols, with new protocol numbers, are also unlikely to be deployable in a reasonable time frame. The result is an increasing interest in and use of UDP-based tunnel protocols. In such protocols, there is an encapsulated "inner" packet, and the "outer" packet carrying the tunneled inner packet is a UDP packet, which can pass through firewalls and other middleboxes that perform the filtering that is a fact of life on the current Internet.

Tunnel endpoints may be routers or middleboxes aggregating traffic from a number of tunnel users. Therefore, the computation of an additional checksum on the outer UDP packet may be seen as an unwarranted burden on nodes that implement a tunnel protocol, especially if the inner packets are already protected by a checksum. IPv4 has a checksum over the IP packet header, and the checksum on the outer UDP packet may be set to zero. However, IPv6 has no checksum in the IP header, and RFC 2460 RFC2460 explicitly states that IPv6 receivers MUST discard UDP packets with a zero checksum. So, while sending a UDP datagram with a zero checksum is permitted in IPv4 packets, it is explicitly forbidden in IPv6 packets. To improve support for IPv6 UDP tunnels, this document updates RFC 2460 to allow endpoints to use a zero UDP checksum under constrained situations (primarily for IPv6 tunnel transports that carry checksum-protected packets), following the applicability statements and constraints in RFC6936.

When reading this document, the advice in "Unicast UDP Usage Guidelines for Application Designers" RFC5405 is applicable. It discusses both UDP tunnels (Section 3.1.3) and the usage of checksums (Section 3.4).

While the origin of this specification is the problem raised by the draft titled "Automatic Multicast Tunnels", also known as "AMT" [AMT], we expect it to have wide applicability. Since the first draft of this RFC was written, the need for an efficient UDP tunneling mechanism has increased. Other IETF Working Groups, notably LISP RFC6830 and Softwires RFC5619, have expressed a need

to update the UDP checksum processing in RFC 2460. We therefore expect this update to be applicable in the future to other tunnel protocols specified by these and other IETF Working Groups.

Terminology

This document discusses only IPv6, because the problem being addressed does not exist for IPv4. Therefore, all references to "IP" should be understood as references to IPv6.

The document uses the terms "tunneling" and "tunneled" as adjectives when describing packets. When we refer to "tunneling packets", we refer to the outer packet header that provides the tunneling function. When we refer to "tunneled packets", we refer to the inner packet, i.e., the packet being carried in the tunnel.

Requirements Language

The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this document are to be interpreted as described in RFC 2119 RFC2119.

Problem Statement

When using tunnel protocols based on UDP, there can be both a benefit and a cost to computing and checking the UDP checksum of the outer (encapsulating) UDP transport header. In certain cases, where reducing the forwarding cost is important, the cost of the computation may outweigh the benefit of the checksum. This document provides an update for usage of the UDP checksum with IPv6. The update is specified for use by a tunnel protocol that transports packets that are themselves protected by a checksum.

Discussion

"Applicability Statement for the Use of IPv6 UDP Datagrams with Zero Checksums" RFC6936 describes issues related to allowing UDP over IPv6 to have a valid zero UDP checksum and is the starting point for this discussion. Sections 4 and 5 of RFC6936, respectively, identify node implementation and usage requirements for datagrams sent and received with a zero UDP checksum. These sections introduce constraints on the usage of a zero checksum for UDP over IPv6. The remainder of this section analyzes the use of general tunnels and explains the motivations for why tunnel protocols are being permitted to use the method described in this update. It also discusses issues with middleboxes.

Analysis of Corruption in Tunnel Context

This section analyzes the impact of the different corruption modes in the context of a tunnel protocol. It specifies what needs to be considered by the designer and user of a tunnel protocol for the protocol to be robust. It also summarizes why use of a zero UDP checksum is thought to be safe for deployment.

o Context (i.e., tunneling state) should be established by

  exchanging application Protocol Data Units (PDUs) carried in
  checksummed UDP datagrams or by using other protocols that provide
  integrity protection against corruption.  These control packets
  should also carry any negotiation required to enable the tunnel
  endpoint to accept UDP datagrams with a zero checksum and identify
  the set of ports that are used.  It is important that the control
  traffic is robust against corruption, because undetected errors
  can lead to long-lived and significant failures that may affect
  much more than the single packet that was corrupted.

o Keepalive datagrams with a zero UDP checksum should be sent to

  validate the network path, because the path between tunnel
  endpoints can change, and therefore, the set of middleboxes along
  the path may change during the life of an association.  Paths with
  middleboxes that drop datagrams with a zero UDP checksum will drop
  these keepalives.  To enable the tunnel endpoints to discover and
  react to this behavior in a timely way, the keepalive traffic
  should include datagrams with a non-zero checksum and datagrams
  with a zero checksum.

o Receivers should attempt to detect corruption of the address

  information in an encapsulating packet.  A robust tunnel protocol
  should track tunnel context based on the 5-tuple (tunneled
  protocol number, IPv6 source address, IPv6 destination address,
  UDP source port, UDP destination port).  A corrupted datagram that
  arrives at a destination may be filtered based on this check.
  *  If the datagram header matches the 5-tuple and the node has
     enabled the zero checksum for this port, the payload is matched
     to the wrong context.  The tunneled packet will then be
     decapsulated and forwarded by the tunnel egress.
  *  If a corrupted datagram matches a different 5-tuple and the
     node has enabled zero checksum for the port, the datagram
     payload is matched to the wrong context and may be processed by
     the wrong tunnel protocol, provided that it also passes the
     verification of that protocol.
  *  If a corrupted datagram matches a 5-tuple and node has not
     enabled the zero checksum for this port, the datagram will be
     discarded.
  When only the source information is corrupted, the datagram could
  arrive at the intended applications or protocol, which will
  process the datagram and try to match it against an existing
  tunnel context.  The likelihood that a corrupted packet enters a
  valid context is reduced when the protocol restricts processing to
  only the source addresses with established contexts.  When both
  source and destination fields are corrupted, this also decreases
  the likelihood of matching a context.  However, the exception is
  when errors replace one packet header with another, so both
  packets could be tunneled, and therefore the corrupted packet
  could match a previously defined context.

o Receivers should attempt to detect corruption of source-fragmented

  encapsulating packets.  A tunnel protocol may reassemble fragments
  associated with the wrong context at the right tunnel endpoint, it
  may reassemble fragments associated with a context at the wrong
  tunnel endpoint, or corrupted fragments may be reassembled at the
  right context at the right tunnel endpoint.  In each of these
  cases, the IPv6 length of the encapsulating header may be checked
  (although RFC6936 points out the weakness in this check).  In
  addition, if the encapsulated packet is protected by a transport
  (or other) checksum, these errors can be detected (with some
  probability).

o Compared to other applications, tunnel protocols using UDP have

  some advantages that reduce the risk for a corrupted tunnel packet
  reaching a destination that will receive it.  These advantages
  result from processing by the network of the inner (tunneled)
  packet after it is forwarded from the tunnel egress using a wrong
  context:
  *  A tunneled packet may be forwarded to the wrong address domain,
     for example, to a private address domain where the inner
     packet's address is not routable, or it may fail a source
     address check, such as Unicast Reverse Path Forwarding
     RFC2827, resulting in the packet being dropped.
  *  The destination address of a tunneled packet may not be
     reachable at all from the delivered domain.  An example is an
     Ethernet frame where the destination MAC address is not present
     on the LAN segment that was reached.
  *  The type of the tunneled packet may prevent delivery.  For
     example, an attempt to interpret an IP packet payload as an
     Ethernet frame would likely to result in the packet being
     dropped as invalid.
  *  The tunneled packet checksum or integrity mechanism may detect
     corruption of the inner packet caused at the same time as
     corruption to the outer packet header.  The resulting packet
     would likely be dropped as invalid.

Each of these checks significantly reduces the likelihood that a corrupted inner tunneled packet is finally delivered to a protocol listener that can be affected by the packet. While the methods do not guarantee correctness, they can reduce the risks of relaxing the UDP checksum requirement for a tunnel application using IPv6.

Limitation to Tunnel Protocols

This document describes the applicability of using a zero UDP checksum to support tunnel protocols. There are good motivations behind this, and the arguments are provided here.

o Tunnels carry inner packets that have their own semantics, which

  may make any corruption less likely to reach the indicated
  destination and be accepted as a valid packet.  This is true for
  IP packets with the addition of verification that can be made by
  the tunnel protocol, the network processing of the inner packet
  headers as discussed above, and verification of the inner packet
  checksums.  Non-IP inner packets are likely to be subject to
  similar effects that may reduce the likelihood of a misdelivered
  packet being delivered to a protocol listener that can be affected
  by the packet.

o Protocols that directly consume the payload must have sufficient

  robustness against misdelivered packets (from any context),
  including ones that are corrupted in tunnels or corrupted by other
  usage of the zero checksum.  This will require an integrity
  mechanism.  Using a standard UDP checksum reduces the
  computational load in the receiver that is necessary to verify
  this mechanism.

o The design for stateful protocols or protocols where corruption

  causes cascade effects requires extra care.  In tunnel usage, each
  encapsulating packet provides no functions other than a transport
  from tunnel ingress to tunnel egress.  A corruption will commonly
  affect only the single tunneled packet, not the established
  protocol state.  One common effect is that the inner packet flow
  will see only a corruption and a misdelivery of the outer packet
  as a lost packet.

o Some non-tunnel protocols operate with general servers that do not

  know the source from which they will receive a packet.  In such
  applications, a zero UDP checksum is unsuitable, because it is
  necessary to provide the first level of verification that the
  packet was intended for the receiving server.  A verification
  prevents the server from processing the datagram payload; without
  this, the server may spend significant resources processing the
  packet, including sending replies or error messages.

Tunnel protocols that encapsulate IP will generally be safe for deployment, because all IPv4 and IPv6 packets include at least one checksum at either the network or transport layer. The network delivery of the inner packet will then further reduce the effects of corruption. Tunnel protocols carrying non-IP packets may offer equivalent protection when the non-IP networks reduce the risk of misdelivery to applications. However, further analysis is necessary to understand the implications of misdelivery of corrupted packets for each non-IP protocol. The analysis above suggests that non- tunnel protocols can be expected to have significantly more cases where a zero checksum would result in misdelivery or negative side effects.

One unfortunate side effect of increased use of a zero checksum is that it also increases the likelihood of acceptance when a datagram with a zero UDP checksum is misdelivered. This requires all tunnel protocols using this method to be designed to be robust in the face of misdelivery.

Middleboxes

"Applicability Statement for the Use of IPv6 UDP Datagrams with Zero Checksums" RFC6936 specifies requirements for middleboxes and tunnels that need to traverse middleboxes. Tunnel protocols intending to use a zero UDP checksum need to ensure that they have defined a method for handling cases when a middlebox prevents the path between the tunnel ingress and egress from supporting transmission of datagrams with a zero UDP checksum. This is especially important as middleboxes that conform to RFC 2460 are likely to discard datagrams with a zero UDP checksum.

The Zero UDP Checksum Update

This specification updates IPv6 to allow a zero UDP checksum in the outer encapsulating datagram of a tunnel protocol. UDP endpoints that implement this update MUST follow the node requirements in "Applicability Statement for the Use of IPv6 UDP Datagrams with Zero Checksums" RFC6936.

The following text in RFC2460, Section 8.1, fourth bullet should be deleted:

  Unlike IPv4, when UDP packets are originated by an IPv6 node, the
  UDP checksum is not optional.  That is, whenever originating a UDP
  packet, an IPv6 node must compute a UDP checksum over the packet
  and the pseudo-header, and, if that computation yields a result of
  zero, it must be changed to hex FFFF for placement in the UDP
  header.  IPv6 receivers must discard UDP packets containing a zero
  checksum, and should log the error.

This text should be replaced by:

  An IPv6 node associates a mode with each used UDP port (for
  sending and/or receiving packets).
  Whenever originating a UDP packet for a port in the default mode,
  an IPv6 node MUST compute a UDP checksum over the packet and the
  pseudo-header, and, if that computation yields a result of zero,
  the checksum MUST be changed to hex FFFF for placement in the UDP
  header, as specified in RFC2460.  IPv6 receivers MUST by default
  discard UDP packets containing a zero checksum and SHOULD log the
  error.
  As an alternative, certain protocols that use UDP as a tunnel
  encapsulation MAY enable zero-checksum mode for a specific port
  (or set of ports) for sending and/or receiving.  Any node
  implementing zero-checksum mode MUST follow the node requirements
  specified in Section 4 of "Applicability Statement for the use of
  IPv6 UDP Datagrams with Zero Checksums" RFC6936.
  Any protocol that enables zero-checksum mode for a specific port
  or ports MUST follow the usage requirements specified in Section 5
  of "Applicability Statement for the Use of IPv6 UDP Datagrams with
  Zero Checksums" RFC6936.
  Middleboxes supporting IPv6 MUST follow requirements 9, 10, and 11
  of the usage requirements specified in Section 5 of "Applicability
  Statement for the Use of IPv6 UDP Datagrams with Zero Checksums"
  RFC6936.

Additional Observations

This update was motivated by the existence of a number of protocols being developed in the IETF that are expected to benefit from the change. The following observations are made:

o An empirically based analysis of the probabilities of packet

  corruption (with or without checksums) has not, to our knowledge,
  been conducted since about 2000.  At the time of publication, it
  is now 2013.  We strongly suggest that a new empirical study be
  performed, along with extensive analysis of the corruption
  probabilities of the IPv6 header.  This could potentially allow
  revising the recommendations in this document.

o A key motivation for the increase in use of UDP in tunneling is a

  lack of protocol support in middleboxes.  Specifically, new
  protocols, such as LISP RFC6830, may prefer to use UDP tunnels
  to traverse an end-to-end path successfully and avoid having their
  packets dropped by middleboxes.  If middleboxes were updated to
  support UDP-Lite RFC3828, UDP-Lite would provide better
  protection than offered by this update.  UDP-Lite may be suited to
  a variety of applications and would be expected to be preferred
  over this method for many tunnel protocols.

o Another issue is that the UDP checksum is overloaded with the task

  of protecting the IPv6 header for UDP flows (as is the TCP
  checksum for TCP flows).  Protocols that do not use a pseudo-
  header approach to computing a checksum or CRC have essentially no
  protection from misdelivered packets.

Security Considerations

Less work is required to generate an attack using a zero UDP checksum than one using a standard full UDP checksum. However, this does not lead to significant new vulnerabilities, because checksums are not a security measure and can be easily generated by any attacker.

In general, any user of zero UDP checksums should apply the checks and context verification that are possible to minimize the risk of unintended traffic to reach a particular context. This will, however, not protect against an intentional attack that creates packets with the correct information. Source address validation can help prevent injection of traffic into contexts by an attacker.

Depending on the hardware design, the processing requirements may differ for tunnels that have a zero UDP checksum and those that calculate a checksum. This processing overhead may need to be considered when deciding whether to enable a tunnel and to determine

an acceptable rate for transmission. This processing overhead can become a security risk for designs that can handle a significantly larger number of packets with zero UDP checksums compared to datagrams with a non-zero checksum, such as a tunnel egress. An attacker could attempt to inject non-zero checksummed UDP packets into a tunnel forwarding zero checksum UDP packets and cause overload in the processing of the non-zero checksums, e.g., if this happens in a router's slow path. Therefore, protection mechanisms should be employed when this threat exists. Protection may include source- address filtering to prevent an attacker from injecting traffic, as well as throttling the amount of non-zero checksum traffic. The latter may impact the functioning of the tunnel protocol.

Acknowledgments

We would like to thank Brian Haberman, Dan Wing, Joel Halpern, David Waltermire, J.W. Atwood, Peter Yee, Joe Touch, and the IESG of 2012 for discussions and reviews. Gorry Fairhurst has been very diligent in reviewing and helping to ensure alignment between this document and RFC6936.

References

Normative References

RFC2119 Bradner, S., "Key words for use in RFCs to Indicate

          Requirement Levels", BCP 14, RFC 2119, March 1997.

RFC2460 Deering, S. and R. Hinden, "Internet Protocol, Version 6

          (IPv6) Specification", RFC 2460, December 1998.

RFC6936 Fairhurst, G. and M. Westerlund, "Applicability Statement

          for the Use of IPv6 UDP Datagrams with Zero Checksums",
          RFC 6936, April 2013.

Informative References

[AMT] Bumgardner, G., "Automatic Multicast Tunneling", Work

          in Progress, June 2012.

RFC2827 Ferguson, P. and D. Senie, "Network Ingress Filtering:

          Defeating Denial of Service Attacks which employ IP Source
          Address Spoofing", BCP 38, RFC 2827, May 2000.

RFC3828 Larzon, L-A., Degermark, M., Pink, S., Jonsson, L-E., and

          G. Fairhurst, "The Lightweight User Datagram Protocol
          (UDP-Lite)", RFC 3828, July 2004.

RFC5405 Eggert, L. and G. Fairhurst, "Unicast UDP Usage Guidelines

          for Application Designers", BCP 145, RFC 5405,
          November 2008.

RFC5619 Yamamoto, S., Williams, C., Yokota, H., and F. Parent,

          "Softwire Security Analysis and Requirements", RFC 5619,
          August 2009.

RFC6830 Farinacci, D., Fuller, V., Meyer, D., and D. Lewis, "The

          Locator/ID Separation Protocol (LISP)", RFC 6830,
          January 2013.

Authors' Addresses

Marshall Eubanks AmericaFree.TV LLC P.O. Box 141 Clifton, Virginia 20124 USA

Phone: +1-703-501-4376 EMail: [email protected]

P.F. Chimento Johns Hopkins University Applied Physics Laboratory 11100 Johns Hopkins Road Laurel, Maryland 20723 USA

Phone: +1-443-778-1743 EMail: [email protected]

Magnus Westerlund Ericsson Farogatan 6 SE-164 80 Kista Sweden

Phone: +46 10 719 00 00 EMail: [email protected]