RFC1620

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Network Working Group B. Braden Request for Comments: 1620 ISI Category: Informational J. Postel

                                                                 ISI
                                                          Y. Rekhter
                                                        IBM Research
                                                            May 1994
       Internet Architecture Extensions for Shared Media

Status of This Memo

This memo provides information for the Internet community. This memo does not specify an Internet standard of any kind. Distribution of this memo is unlimited.

Abstract

The original Internet architecture assumed that each network is labeled with a single IP network number. This assumption may be violated for shared media, including "large public data networks" (LPDNs). The architecture still works if this assumption is violated, but it does not have a means to prevent multiple host- router and router-router hops through the shared medium. This memo discusses alternative approaches to extending the Internet architecture to eliminate some or all unnecessary hops.

INTRODUCTION

This memo concerns the implications of shared medium networks for the architecture of the TCP/IP protocol suite. General familiarity with the TCP/IP architecture and the IP protocol is assumed.

The Internet architecture is founded upon what was originally called the "Catenet model" [PSC81]. Under this model, the Internet (originally dubbed "the Catenet") is formed using routers (originally called "gateways") to interconnect distinct and perhaps diverse networks. An IP host address (more correctly characterized as a network interface address) is formed of the pair (net#,host#). Here "net#" is a unique IP number assigned to the network (or subnet) to which the host is attached, and "host#" identifies the host on that network (or subnet).

The original Internet model made the implicit assumptions that each network has a single IP network number and that networks with different numbers may interchange packets only through routers. These assumptions may be violated for networks implemented using a common "shared medium" (SM) at the link layer (LL). For example, network managers sometimes configure multiple IP network numbers (usually subnet numbers) on a single broadcast-type LAN such as an Ethernet. The large (switched) public data networks (LPDNs), such as SMDS and B-ISDN, form a potentially more important example of shared medium networks. Any two systems connected to the same shared medium network are capable of communicating directly at the LL, without IP layer switching by routers. This presents an opportunity to optimize performance and perhaps lower cost by eliminating unnecessary LL hops through the medium.

This memo discusses how unnecessary hops can be eliminated in a shared medium, while retaining the coherence of the existing Internet architecture. This issue has arisen in a number of IETF Working Groups concerned with LPDNs, including IPLPDN, IP over ATM, IDRP for IP, and BGP. It is time to take a careful look at the architectural issues to be solved. This memo first summarizes the relevant aspects of the original Internet architecture (Section 2), and then it explains the extra-hop problems created by shared media networks (Section 3). Finally, it discusses some possible solutions (Section 4).

THE ORIGINAL INTERNET ARCHITECTURE

We very briefly review the original architecture, to introduce the terminology and concepts. Figure 1 illustrates a typical set of four networks A, ... D, represented traditionally as clouds, interconnected by routers R2, R3, and R4. Routers R1 and R5 connect

to other parts of the Internet. Ha, ... Hd represent hosts connected to these networks.

It is not necessary to distinguish between network and subnet in this memo. We may assume that there is some address mask associated with each "network" in Figure 1, allowing a host or router to divide the 32 bits of an IP address into an address for the cloud and a host number that is defined uniquely only within that cloud.

          Ha           Hb           Hc           Hd
          |            |            |            |
          |            |            |            |
         _|_          _|_          _|_          _|_
        (   )        (   )        (   )        (   )
        (Net)        (Net)        (Net)        (Net)
        ( A )        ( B )        ( C )        ( D )
 - R1 --(   )-- R2 --(   )-- R3 --(   )-- R4 --(   )-- R5 --
        (   )        (   )        (   )        (   )
        (___)        (___)        (___)        (___)
         Figure 1.  Example Internet Fragment

An Internet router is connected to local network(s) as a special kind of host. Indeed, for network management purposes, a router plays the role of a host by originating and terminating datagrams. However, there is an important difference between a host and a router: the routing function is mostly centralized in the routers, allowing hosts to be "dumb" about routing. Internet hosts are required [RFC-1122] to make only one simple routing decision: is the destination address local to the connected network? If the address is not local, we say it is "foreign" (relative to the connected network or to the host).

A host sends a datagram directly to a local destination address or (for a foreign destination) to a first-hop router. The host initially uses some "default" router for any new destination address. If the default is the wrong choice, that router returns a Redirect message and forwards the datagram. The Redirect message specifies the preferred first-hop router for the given destination address. The host uses this information, which it maintains in a "routing cache" [RFC-1122], to determine the first-hop address for subsequent datagrams to the same destination.

To actually forward an IP datagram across a network hop, the sender must have the link layer (LL) address of the target. Therefore, each host and router must have some "address resolution" procedure to map IP address to an LL address. ARP, used for networks with broadcast capability, is the most common address resolution procedure

[Plummer82]. If there is no LL broadcast capability (or if it is too expensive), then there are two other approaches to address resolution: local configuration tables, and "address-resolution servers" (AR Servers).

If AR Servers are used for address resolution, hosts must be configured with the LL address(es) of one or more nearby servers. The mapping information provided by AR Servers might itself be collected using a protocol that allows systems to register their LL addresses, or from static configuration tables. The ARP packet format and the overall ARP protocol structure (ARP Request/ARP Reply) may be suitable for the communications between a host and an AR server, even in the absence of the LL broadcast capabilities; this would ease conversion of hosts to using AR Servers.

The examples in this memo use ARP for address resolution. At least some of the LPDN's that are planned will provide sufficient broadcast capability to support ARP. It is important to note that ARP operates at the link layer, while the Redirect and routing cache mechanisms operate at the IP layer of the protocol stack.

THE PROBLEMS INTRODUCED BY SHARED MEDIA

Figure 2 shows the same configuration as Figure 1, but now networks A, B, C, and D are all within the same shared medium (SM), shown by the dashed box enclosing the clouds. Networks A, ... D are now logical IP networks (called LIS's in [Laubach93]) rather than physical networks. Each of these logical networks may (or may not) be administratively distinct. The SM allows direct connectivity between any two hosts or routers connected to it. For example, host Ha can interchange datagrams directly with host Hd or with router R4. A router that has some but not all of its interfaces connected to the shared medium is called a "border router"; R1 and R5 are examples.

Figure 2 illustrates the "classical" model [Laubach93] for use of the Internet architecture within a shared medium, i.e., simply applying the original Internet architecture described earlier. This will provide correct but not optimal operation. For example, in the case of two hosts on the same logical network (not shown in Figure 2), the original rules will clearly work; the source host will forward a datagram directly in a single hop to a host on the same logical network. The original architectural rules will also work for communication between any pair of hosts shown in Figure 2; for example, host Ha would send a datagram to host Hd via the four-hop path Ha -> R2 -> R3 -> R4 -> Hd. However, the classical model does not take advantage of the direct connectivity Ha -> Hd allowed by the shared medium.

       Ha           Hb           Hc           Hd
       |            |            |            |
  ---- | ---------- | ---------- | ---------- | ----
 |   __|__        __|__        __|__        __|__   |
    (     )      (     )      (     )      (     )
 |  (     )      (     )      (     )      (     )  |
    ( Net )      ( Net )      ( Net )      ( Net )
 |  (  A  )      (  B  )      (  C  )      (  D  )  |
    (     )      (     )      (     )      (     )
 |  (     )      (     )      (     )      (     )  |
    (_____)      (_____)      (_____)      ( ____)
 |    | |          | |          | |          | |    |
  --- | | -------- | | -------- | | -------- | | ---
      | |          | |          | |          | |
- R1 -   --- R2 ---   --- R3 ---   --- R4 ---   --- R5 ---
     Figure 2.  Logical IP Networks in Shared Medium

This memo concerns mechanisms to achieve minimal-hop connectivity when it is desired. We should note that is may not always be desirable to achieve minimal-hop connectivity in a shared medium. For example, the "extra" hops may be needed to allow the routers to act as administrative firewalls. On the other hand, when such firewall protection is not required, it should be possible to take advantage of the shared medium to allow this datagram to use shorter paths. In general, it should be possible to choose between firewall security and efficient connectivity. This is discussed further in Section 4.6 below.

We also note that the mechanisms described here can only optimize the path within the local SM. When the SM is only one segment of the path between source and receiver, removing hops locally may limit the ability to switch to globally more optimal paths that may become available as the result of routing changes. Thus, consider Ha- >...Hx, where host Hx is outside the SM to which host Ha is attached. Suppose that the shortest global path to Hx is via some border router Rb1. Local optimization using the techniques described below will remove extra hops in the SM and allow Ha->Rb1->...Hx. Now suppose that a later route change outside the SM makes the path Ha->Rb2- >...Hx more globally optimum, where Rb2 is another border router. Since Ha does not participate in the routing protocol, it does not know that it should switch to Rb2. It is possible that Rb2 may not realize it either; this is the situation:

 GC(Ha->Rb2->...Hx) < GC(Ha->Rb1->Rb2->...Hx) < GC(Ha->Rb1->...Hx)

where GC() represents some global cost function of the specified path.

Note that ARP requires LL broadcast. Even if the SM supports broadcast, it is likely that administrators will erect firewalls to keep broadcasts local to their LIS.

There are three cases to be optimized. Suppose H and H' are hosts and Rb and Rb' are border routers connected to the same same SM. Then the following one-hop paths should be possible:

     H -> H':  Host to host within the SM
     H -> Rb: Host to exit router
     Rb -> Rb': Entry border router to exit border router,
                 for transit traffic.

We may or not be able to remove the extra hop implicit in Rb -> R -> H, where Rb, R, and H are within the same SM, but the ultimate source is outside the SM. To remove this hop would require distribution of host routes, not just network routes, between the two routers R and Rb; this would adversely impact routing scalability.

There are a number of important requirements for any architectural solution to these problems.

  • Interoperability
    Modified hosts and routers must interoperate with unmodified
    nodes.
  • Practicality
    Minimal software changes should be required.
  • Robustness
    The new scheme must be at least as robust against errors in
    software, configuration, or transmission as the existing
    architecture.
  • Security
    The new scheme must be at least as securable against subversion
    as the existing architecture.

The distinction between host and router is very significant from an engineering viewpoint. It is considered to be much harder to make a global change in host software than to change router software, because there are many more hosts and host vendors than routers and router vendors, and because hosts are less centrally administered than routers. If it is necessary to change the specification of what a host does (and it is), then we must minimize the extent of this change.

SOME SOLUTIONS TO THE SM PROBLEMS

Four different approaches have been suggested for solving these SM problems.

(1) Hop-by-Hop Redirection

    In this approach, the host Redirect mechanism is extended to
    collapse multiple-hop paths within the same shared medium, hop-
    by-hop.  A router is to be allowed to send, and a host allowed
    to accept, a Redirect message that specifies a foreign IP
    address within the same SM.  We refer to this as a "foreign
    Redirect".  Section 4.1 analyzes this approach in some detail.

(2) Extended Routing

    Routing protocols can be modified to know about the SM and to
    provide LL addresses.

(3) Extended Proxy ARP

    This is a form of the proxy ARP approach, in which the routing
    problem is solved implicitly by an extended address resolution
    mechanism at the LL.  This approach has been described by
    Heinanen [Heinanen93] and by Garrett et al [Garratt93].

(4) Route Query Messages

    This approach has been suggested by Halpern [Halpern93].  Rather
    than adding additional information to routing, this approach
    would add a new IP-layer mechanism using end-to-end query and
    reply datagrams.

These four are discussed in the following four subsections.

4.1 Hop-by-Hop Redirection

  The first scheme we consider would operate at the IP layer.  It
  would cut out extra hops one by one, with each router in the path
  operating on local information only.  This approach requires both
  host and router changes but no routing protocol changes.
  The basic idea is that the first-hop router, upon observing that
  the next hop is within the same SM, sends a foreign Redirect to
  the source, redirecting it to the next hop.  Successive
  application of this algorithm at each intermediate router will
  eventually result in a direct path from source host to destination
  host, if both are within the same SM.
  Suppose that Ha wants to send a datagram to Hd.  We use the
  notation IP.a for the IP address of entity a, and LL.a for the
  corresponding LL address.  Each line in the following shows an IP
  datagram and the path that datagram will follow, separated by a
  colon.  The notation "Redirect( h, IP.a)" means a Redirect
  specifying IP.a as the best next hop to reach host h.
     (1)  Datagram 1: Ha -> R2 -> R3 -> R4 -> Hd
     (2)  Redirect(Hd, IP.R3): R2 -> Ha
     (3)  Datagram 2: Ha -> R3 -> R4 -> Hd
     (4)  Redirect(Hd, IP.R4): R3 -> Ha
     (5)  Datagram 3: Ha -> R4 -> Hd
     (6)  Redirect(Hd, IP.Hd): R4 -> Ha
     (7)  Datagram 4: Ha -> Hd
  There are three problems to be solved to make hop-by-hop
  redirection work; we label them HH1, HH2, and HH3.
  HH1: Each router must be able to resolve the LL address of the
       source Ha, to send a (foreign) Redirect.
       Let us assume that the link layer provides the source LL
       address when an IP datagram arrives.  If the router
       determines that a Redirect should be sent, then it will be
       sent to the source LL address of the received datagram.
  HH2: A source host must be able to perform address resolution to
       obtain the LL address of each router to which it is
       redirected.
       It would be possible for each router R, upon sending a
       Redirect to Ha, to also send an unsolicited ARP Reply point-
       to-point to LL.Ha, updating Ha's ARP cache with LL.R.
       However, there is not guarantee that this unsolicited ARP
       Reply would be delivered.  If it was lost, there would be a
       forwarding black hole.  The host could recover by starting
       over from the original default router; however, this may be
       too inefficient a solution.
       A much more direct and efficient solution would introduce an
       extended ICMP Redirect message (call it XRedirect) that
       carries the LL address as well as the IP address of the
       target.  This would remove the issue of reliable delivery of
       the unsolicited ARP described earlier, because the fate of
       the LL address would be shared with the IP target address;
       both would be delivered or neither would.  (An XRedirect is
       essentially the same as a Redirect in the OSI ES-IS
       protocol).
       Using XRedirect, the previous example becomes:
          (1)  Datagram 1: Ha -> R2 -> R3 -> R4 -> Hd
          (2)  XRedirect(Hd, IP.R3, LL.R3): R2 -> Ha
          (3)  Datagram 2: Ha -> R3 -> R4 -> Hd
          (4)  XRedirect(Hd, IP.R4, LL.R4): R3 -> Ha
          (5)  Datagram 3: Ha -> R4 -> Hd
          (6)  XRedirect(Hd, IP.Hd, LL.Hd): R4 -> Ha
          (7)  Datagram 4: Ha -> Hd
  HH3: Each router should be able to recognize when it is the first
       hop in the path, since a Redirect should be sent only by the
       first hop router.  Unfortunately this will be possible only
       if the LL address corresponding to the IP source address has
       been cached from an earlier event; a router in this chain
       determines the LL address of the source from the arriving
       datagram (see HH1 above).  If it cannot determine whether it
       is the first hop, a router must always send an [X]Redirect,
       which will be spurious if the router is not the first hop.
       Such spurious [X]Redirects will be sent to the IP address of
       the source host, but using the LL address of the previous-hop
       router.  The propagation scope of [X]Redirects can be limited
       to a single IP hop (see below), so they will go no further
       than the previous-hop router, where they will be discarded.
       However, there will be some router overhead to process these
       useless [X]Redirects
  Next, we discuss the changes in hosts and in routers required for
  hop-by-hop redirection.
  o    Host Changes
       The Host Requirements RFC [RFC-1122] specifies the host
       mechanism for routing an outbound datagram in terms of
       sending the datagram directly to a local destination or else
       to the first hop router (to reach a foreign destination)
       [RFC-1122 3.3.1].  Although this mechanism assumes a local
       address, a foreign address for a first-hop router should work
       equally well.
       The target address contained in the routing cache is updated
       by Redirect messages.  There is currently a restriction on
       what target addresses may be accepted in Redirect messages
       [RFC-1122 3.2.2.2], which would prevent foreign Redirects
       from working:
            A Redirect message SHOULD be silently discarded if the
            new router address it specifies is not on the same
            connected (sub-) net through which the Redirect arrived,
            or if the source of the Redirect is not the current
            first-hop router for the specified destination.
       To support foreign Redirects requires simply removing the
       first validity check.  The second check, which requires an
       acceptable Redirect to come from the node to which the
       datagram that triggered the Redirect was sent, is retained.
       The same validity check would be used for XRedirects.
       In order to send a datagram to the target address found in
       the routing cache, a host must resolve the IP address into a
       LL address.  No change should be necessary in the host's IP-
       to-LL resolution mechanism to handle a foreign rather than a
       local address.
       The Hop-by-Hop redirection requires changes to the semantics
       of the IP address that an ICMP Redirect is allowed to carry.
       Under the present definition [Postel81b], an ICMP Redirect
       message is only allowed to carry an IP address of a router.
       In order for the hop-by-hop redirection mechanism to
       eliminate all router hops, allowing two hosts connected to
       the same SM to communicate directly, a [X]Redirect message
       must be able to carry the IP address of the destination host.
  o    Router Changes
       The router changes required for hop-by-hop redirection are
       much more extensive than the host changes.  The examples
       given earlier showed the additional router functions that
       would be needed.
       Consider a router that is connected to an SM.  When it
       receives a datagram from the SM, it tests whether the next
       hop is on the same SM, and if so, it sends a foreign
       XRedirect to the source host, using the link layer address
       with which the datagram arrived.
       A router should avoid sending more than a limited number of
       successive foreign Redirects to the same host.  This is
       necessary because an unmodified host may legitimately ignore
       a Redirect to a foreign network and continue to forward
       datagrams to the same router.  A router can accomplish this
       limitation by keeping a cache of foreign Redirects sent.
       Note that foreign Redirects generated by routers according to
       these rules, like the current local Redirects, may travel
       exactly one link-layer hop.  It is therefore reasonable and
       desirable to set their TTL to 1, to ensure they cannot stray
       outside the SM.
       The extra check needed to determine whether to generate a
       Redirect may incur additional processing and thus result in a
       performance degradation; to avoid this, a router may not
       perform the check at all but just forward the packet. The
       scheme with [X]Redirects is not applicable to such a router.
       Finally, note that the hop-by-hop redirection scheme is only
       applicable when the source host is connected to an SM, since
       routers do not listen to Redirects.  To optimize the
       forwarding of transit traffic between entry and exit border
       routers, an extension to routing is required, as discussed in
       the following section.  Conversely, an extension to the
       routing protocol cannot be used to optimize forwarding
       traffic from a host connected to the SM, since a host should
       not listen to routing protocols.

4.2 Extended Routing

  The routing protocols may be modified to carry additional
  information that is specific to the SM.  The router could use the
  attribute "SameSM" for a route to deduce the shortest path to be
  reported to its neighbors.  It could also carry the LL addresses
  with each router IP address.
  For example, the extended routing protocol would allow R2 to know
  that R4 is the best next-hop to reach the destination network in
  the same SM, and to know both IP.R4 and LL.R4, leading to the path
  Ha->R2->R4->Hb.  Further optimization cannot be done with extended
  routing alone, since the host does not participate in routing, and
  because we want the routing protocol to handle only per-network
  information, not per-host information.  Hop-by-hop redirection
  could then be used to eliminate all router hops, as in the
  following sequence:
      (1) Datagram 1: Ha -> R2 -> R4 -> Hd
      (2) XRedirect(Hd, IP.R4, LL.R4): R2 -> Ha
      (3) Datagram 2: Ha -> R4 -> Hd
      (4) XRedirect(Hd, IP.Hd, LL.Hd): R4 -> Ha
      (5) Datagram 3: Ha -> Hd
  There are three aspects to the routing protocol extension:
  (1)  the ability to pass "third-party" information -- a router
       should be able to specify the address (IP address and perhaps
       LL address) of some other router as the next-hop;
  (2)  knowledge of the "SameSM" attribute for routes; and
  (3)  knowledge of LL addresses corresponding to IP addresses of
       routers within the same SM.
  A router must be able to determine that a particular IP address
  (e.g., the source address) is in the same SM.  There are several
  possible ways to make this information available to a router in
  the SM.
  (1)  A router may use a single physical interface to an SM; this
       implies that all its logical interfaces lie within the same
       SM.
  (3)  There might be some administrative structure in the IP
       addresses, e.g., all IP addresses within a particular
       national SM might have a common prefix string.
  (3)  There might be configuration information, either local to the
       router or available from some centralized server (e.g, the
       DNS).  Note that a router could consult this server in the
       background while continuing to forward datagrams without
       delay.  The only consequence of a delay in obtaining the
       "SameSM" information would be some unnecessary (but
       temporary) hops.

4.3 Extended Proxy ARP

  The approach of Heinanen [Heinanen93] was intended to solve the
  problem of address resolution in a shared medium with no broadcast
  mechanism ("Non-Broadcast, MultiAccess" or NBMA).  Imagine that
  the shared medium has a single IP network number, i.e., it is one
  network "cloud".  Heinanen envisions a set of AR Servers within
  this medium.  These AR Servers run some routing protocol among
  themselves.  A source host issues an ARP Request (via a point-to-
  point LL transmission) to an AR Server with which it is
  associated.  This ARP Request is forwarded hop-by-hop at the link
  layer through the AR Servers, towards the AR Server that is
  associated with the destination host.  That AR Server resolves the
  address (using information learned from either host advertisement
  or a configuration file), and returns an ARP Reply back through
  the AR Servers to the source host.
          Ha           Hb           Hc           Hd
          |            |            |            |
     ---- | ---------- | ---------- | ---------- | ----
    (                                                  )
    (        Shared Medium (One Logical Network)       )
    (                                                  )
     ----|--|---------|------------|----------|----|---
         |  |         |            |          |    |
   - R1 -   |         |            |          |    --- R5 ---
        ____|__     __|____      __|____     _|_____
       | AR Sa |   | AR Sb |    | AR Sc |   | AR Sd |
       |_______|   |_______|    |_______|   |_______|
        Figure 3.  Single-Cloud Shared Medium
  Figure 3 suggests that each of the hosts Ha, ... Hd is associated
  with a corresponding AR Server "AR Sa", ..."AR Sd".
  This same scheme could be applied to the LIS model of Figure 2.
  The AR Servers would be implemented in the routers, and if the
  medium supports broadcast then the hosts would be configured for
  proxy ARP.  That is, the host would be told that all destinations
  are local, so it will always issue an ARP request for the final
  destination.  The set of AR Servers would resolve this request.
  Since routing loops are a constant possibility, Heinanen's
  proposal includes the addition of a hop count to ARP requests and
  replies.
  Like all proxy ARP schemes, this one has a seductive simplicity.
  However, solving the SM problem at the LL has several costs.  It
  requires a complete round-trip time before the first datagram can
  flow.  It requires a hop count in the ARP packet.  This seems like
  a tip-off that the link layer may not be the most appropriate
  place to solve the SM problem.

4.4 Routing Query Messages

  This scheme [Halpern93] introduces a new IP level mechanism: SM
  routing query and reply messages.  These messages are forwarded as
  IP datagrams hop-by-hop in the direction of the destination
  address.  The exit router can return a reply, again hop-by-hop,
  that finally reaches the source host as an XRedirect.  It would
  also be possible (but not necessary) to modify hosts to initiate
  these queries.
  The query/reply pair is supplying the same information that we
  would add to routing protocols under Extended Routing.  However,
  the Query/Reply messages would allow us to keep the current
  routing protocols unchanged, and would also provide the extra
  information only for the routes that are actually needed, thus
  reducing the routing overhead.  Note that the Query/Reply sequence
  can happen in parallel with forwarding the initial datagram hop-
  by-hop, so it does not add an extra round-trip delay.

4.5 Stale Routing Information

  We must consider what happens when the network topology changes.
  The technique of extended routing (Section 4.2) is capable of
  providing sufficient assurances that stale information will be
  purged from the system within the convergence time associated with
  a particular routing protocol being used.
  However, the three other techniques (hop-by-hop redirection,
  extended Proxy ARP, and routing query messages) may be expected to
  provide minimal-hop forwarding only as long as the network
  topology remains unchanged since the time such information was
  acquired.  Changes in the topology may result in a change in the
  minimal-hop path, so that the first-hop router may no longer be
  the correct choice.  If the host that is using this first-hop
  router is not aware of the changes, then instead of a minimal-hop
  path the host could be using a path that is now suboptimal,
  perhaps highly sub-optimal, with respect to the number of hops.
  Futhermore, use of the information acquired via either extended
  Proxy ARP or routing query messages to optimize routing between
  routers attached to the same SM is highly problematic, because
  presence of stale information on routers could result in
  forwarding loops that might persist as long as the information
  isn't purged; neither approach provides suitable handling of stale
  information.

4.6 Implications of Filtering (Firewalls)

  For a variety of reasons an administrator of a LIS may erect IP
  Layer firewalls (perform IP-layer filtering) to constrain LL
  connectivity between the hosts/routers within the LIS and
  hosts/routers in other LISs within the same SM.  To avoid
  disruption in forwarding, the mechanisms described in this
  document need to take into account such firewalls.
  Using [X]Redirects requires a router that generates an [X]Redirect
  to be cognizant of possible Link Layer connectivity constraints
  between the router that is specified as the Next Hop in the
  Redirect and the host that is the target of the Redirect.
  Using extended routing requires a router that originates and/or
  propagates "third-party" information be cognizant of the possible
  Link Layer connectivity constraints. Specifically, a router should
  not propagate "third-party" information when there is a lack of
  Link Layer connectivity between the router depicted by the
  information and the router which is the immediate recipient of
  that information.
  Using extended proxy ARP requires an ARP Server not to propagate
  an ARP Request to another ARP server if there are Link Layer
  connectivity constraints between the originator of the ARP Request
  and the other ARP server.
  Using SM routing query and reply messages requires the routers
  that pass the messages to be aware of the possible Link Layer
  connectivity constraints.  The flow of messages need to reflect
  these constraints.

SECURITY CONSIDERATIONS

We should discuss the security issues raised by our suggested changes. We should note that we are not talking about "real" security here; real Internet security will require cryptographic techniques on an end-to-end basis. However, it should not be easy to subvert the basic delivery mechanism of IP to cause datagrams to flow to unexpected places.

With this understanding, the security problems arise in two places: the ICMP Redirect messages and the ARP replies.

  • ICMP Redirect Security
    We may reasonably require that the routers be secure.  They are
    generally under centralized administrative control, and we may
    assume that the routing protocols will contain sufficient
    authentication mechanisms (even if it is not currently true).
    Therefore, a host will reasonably be able to trust a Redirect
    that comes from a router.
    However, it will NOT be reasonable for a host to trust another
    host.  Suppose that the target host in the examples of Section
    4.1 is untrustworthy; there is no way to prevent its issuing a
    new Redirect to some other destination, anywhere in the
    Internet.  On the other hand, this exposure is no worse than it
    was; the target host, once subverted, could always act as a
    hidden router to forward traffic elsewhere.
  • ARP Security
    Currently, an ARP Reply can come only from the local network,
    and a physically isolated network can be administrative secured
    from subversion of ARP.  However, an ARP Reply can come from
    anywhere within the SM, and an evil-doer can use this fact to
    divert the traffic flow from any host within the SM
    [Bellovin89].
    The XRedirect closes this security hole.  Validating the
    XRedirect (as coming from the node to which the last datagram
    was sent) will also validate the LL address.
    Another approach is to validate the source address from which
    the ARP Reply was received (assuming the link layer protocol
    carries the source address and the driver supplies it).  An
    acceptable ARP reply for destination IP address D can only come
    from LL address x, where the routing cache maps D -> E and the
    ARP cache gives x as the translation of E.  This validation,
    involving both routing and ARP caches, might be ugly to
    implement in a strictly-layered implementation.  It would be
    natural if layering were already violated by combining the ARP
    cache and routing cache.

It is possible for the link layer to have security mechanisms that could interfere with IP-layer connectivity. In particular, there could possible be non-transitivity of logical interconnection within a shared medium. In particular, some large public data networks may include configuration options that could allow Net A to talk to Net B and Net B to talk to Net C, but prevent A from talking directly to C. In this case, the routing protocols have to be sophisticated enough to handle such anomalies.

CONCLUSIONS

We have discussed four possible extensions to the Internet architecture to allow hop-efficient forwarding of IP datagrams within shared media, when this optimization is allowed by IP-layer firewalls. We do not draw any conclusions in this paper about the best mechanisms.

Our suggested extensions are evolutionary, leaving intact the basic ideas of the current Internet architecture. It would be possible to make (and some have suggested) much more radical changes to accommodate shared media. In the extreme, one could entirely abolish the inner clouds in Figure 2, so that there would be no logical network structure within the SM. The IP addresses would then be logical, and some mechanism of distributed servers would be needed to find routes within this random haze. We think this approach ignores all the requirements for management and security in today's Internet. It might make a good research paper, but it would not be good Internet design strategy.

ACKNOWLEDGMENTS

We are grateful to Keith McGloghrie, Joel Halpern, and others who rubbed our noses in this problem. We also acknowledge Tony Li (cisco), Greg Minshall (Novell), and John Garrett (AT&T) for their review and constructive comments. We are also grateful to Gerri Gilliland who supplied the paper tablecloth, colored crayons, and fine food that allowed these ideas to be assembled initially.

REFERENCES

[Bellovin89]  Bellovin, S., "Security Problems in the TCP/IP Protocol
 Suite", ACM CCR, v. 19. no. 2, April 1989.
[Garrett93]  Garrett, J., Hagan, J. and J. Wong, "Directed ARP", RFC
 1433, AT&T Bell Laboratories, University of Pennsylvania, March
 1993.
[Plummer82]  Plummer, D., "An Ethernet Address Resolution Protocol",
 STD 37, RFC 826, MIT, November 1982.
[Halpern93]  Halpern, J., Private Communication, July 1993.
[Heinanen93]  Heinanen, J., "NBMA Address Resolution Protocol (NBMA
 ARP)", Work in Progress, June 1993.
[Laubach93]  Laubach, M., "Classical IP and ARP over ATM", RFC 1577,
 Hewlett-Packard Laboratories, January 1994.
[Postel81a]  Postel, J., "Internet Protocol - DARPA Internet Program
 Protocol Specification", STD 5, RFC 791, DARPA, September 1981.
[Postel81b]  Postel, J., "Internet Control Message Protocol- DARPA
 Internet Program Protocol Specification", STD 5, RFC 792, ISI,
 September 1981.
[PSC81]  Postel, J., Sunshine, C., and D. Cohen, "The ARPA Internet
 Protocol", Computer Networks 5, pp. 261-271, 1983.
[RFC-1122]  Braden, R., Editor, "Requirements for Internet Hosts --
 Communication Layers", STD 3, RFC 1122, USC/Information Sciences
 Institutue, October 1989.

Authors' Addresses

 Bob Braden
 Information Sciences Institute
 University of Southern California
 4676 Admiralty Way
 Marina del Rey, CA 90292
 Phone: (310) 822-1511
 EMail: [email protected]
 Jon Postel
 Information Sciences Institute
 University of Southern California
 4676 Admiralty Way
 Marina del Rey, CA 90292
 Phone: (310) 822-1511
 EMail: [email protected]
 Yakov Rekhter
 Office 32-017
 T.J. Watson Research Center, IBM Corp.
 P.O. Box 218,
 Yorktown Heights, NY 10598
 Phone: (914) 945-3896
 EMail: [email protected]