RFC6353

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Internet Engineering Task Force (IETF) W. Hardaker Request for Comments: 6353 SPARTA, Inc. Obsoletes: 5953 July 2011 Category: Standards Track ISSN: 2070-1721

       Transport Layer Security (TLS) Transport Model for
         the Simple Network Management Protocol (SNMP)

Abstract

This document describes a Transport Model for the Simple Network Management Protocol (SNMP), that uses either the Transport Layer Security protocol or the Datagram Transport Layer Security (DTLS) protocol. The TLS and DTLS protocols provide authentication and privacy services for SNMP applications. This document describes how the TLS Transport Model (TLSTM) implements the needed features of an SNMP Transport Subsystem to make this protection possible in an interoperable way.

This Transport Model is designed to meet the security and operational needs of network administrators. It supports the sending of SNMP messages over TLS/TCP and DTLS/UDP. The TLS mode can make use of TCP's improved support for larger packet sizes and the DTLS mode provides potentially superior operation in environments where a connectionless (e.g., UDP) transport is preferred. Both TLS and DTLS integrate well into existing public keying infrastructures.

This document also defines a portion of the Management Information Base (MIB) for use with network management protocols. In particular, it defines objects for managing the TLS Transport Model for SNMP.

Status of This Memo

This is an Internet Standards Track document.

This document is a product of the Internet Engineering Task Force (IETF). It represents the consensus of the IETF community. It has received public review and has been approved for publication by the Internet Engineering Steering Group (IESG). Further information on Internet Standards is available in Section 2 of RFC 5741.

Information about the current status of this document, any errata, and how to provide feedback on it may be obtained at http://www.rfc-editor.org/info/rfc6353.

Copyright Notice

Copyright (c) 2011 IETF Trust and the persons identified as the document authors. All rights reserved.

This document is subject to BCP 78 and the IETF Trust's Legal Provisions Relating to IETF Documents (http://trustee.ietf.org/license-info) in effect on the date of publication of this document. Please review these documents carefully, as they describe your rights and restrictions with respect to this document. Code Components extracted from this document must include Simplified BSD License text as described in Section 4.e of the Trust Legal Provisions and are provided without warranty as described in the Simplified BSD License.

This document may contain material from IETF Documents or IETF Contributions published or made publicly available before November 10, 2008. The person(s) controlling the copyright in some of this material may not have granted the IETF Trust the right to allow modifications of such material outside the IETF Standards Process. Without obtaining an adequate license from the person(s) controlling the copyright in such materials, this document may not be modified outside the IETF Standards Process, and derivative works of it may not be created outside the IETF Standards Process, except to format it for publication as an RFC or to translate it into languages other than English.

   5.1.2.  Transport Processing for Incoming SNMP Messages  . . . 23
 A.2.  Configuring TLSTM to Utilize a Simple Derivation of
 A.3.  Configuring TLSTM to Utilize Table-Driven Certificate

Contents

Introduction

It is important to understand the modular SNMPv3 architecture as defined by RFC3411 and enhanced by the Transport Subsystem RFC5590. It is also important to understand the terminology of the SNMPv3 architecture in order to understand where the Transport Model described in this document fits into the architecture and how it interacts with the other architecture subsystems. For a detailed overview of the documents that describe the current Internet-Standard Management Framework, please refer to Section 7 of RFC3410.

This document describes a Transport Model that makes use of the Transport Layer Security (TLS) RFC5246 and the Datagram Transport Layer Security (DTLS) Protocol RFC4347, within a Transport Subsystem RFC5590. DTLS is the datagram variant of the Transport Layer Security (TLS) protocol RFC5246. The Transport Model in this document is referred to as the Transport Layer Security Transport Model (TLSTM). TLS and DTLS take advantage of the X.509 public keying infrastructure RFC5280. While (D)TLS supports multiple authentication mechanisms, this document only discusses X.509 certificate-based authentication. Although other forms of authentication are possible, they are outside the scope of this specification. This transport model is designed to meet the security and operational needs of network administrators, operating in both environments where a connectionless (e.g., UDP) transport is preferred and in environments where large quantities of data need to be sent (e.g., over a TCP-based stream). Both TLS and DTLS integrate well into existing public keying infrastructures. This document supports sending of SNMP messages over TLS/TCP and DTLS/UDP.

This document also defines a portion of the Management Information Base (MIB) for use with network management protocols. In particular, it defines objects for managing the TLS Transport Model for SNMP.

Managed objects are accessed via a virtual information store, termed the Management Information Base or MIB. MIB objects are generally accessed through the Simple Network Management Protocol (SNMP). Objects in the MIB are defined using the mechanisms defined in the Structure of Management Information (SMI). This memo specifies a MIB module that is compliant to the SMIv2, which is described in STD 58: RFC2578, RFC2579, and RFC2580.

The diagram shown below gives a conceptual overview of two SNMP entities communicating using the TLS Transport Model (shown as "TLSTM"). One entity contains a command responder and notification originator application, and the other a command generator and notification receiver application. It should be understood that this particular mix of application types is an example only and other combinations are equally valid.

Note: this diagram shows the Transport Security Model (TSM) being used as the security model that is defined in RFC5591.

+---------------------------------------------------------------------+
|                              Network                                |
+---------------------------------------------------------------------+
 ^                     |            ^               |
 |Notifications        |Commands    |Commands       |Notifications
+---|---------------------|-------+ +--|---------------|--------------+
|   |                     V       | |  |               V              |
| +------------+  +------------+  | | +-----------+   +----------+    |
| |  (D)TLS    |  |  (D)TLS    |  | | | (D)TLS    |   | (D)TLS   |    |
| |  (Client)  |  |  (Server)  |  | | | (Client)  |   | (Server) |    |
| +------------+  +------------+  | | +-----------+   +----------+    |
|       ^             ^           | |       ^              ^          |
|       |             |           | |       |              |          |
|       +-------------+           | |       +--------------+          |
| +-----|------------+            | | +-----|------------+            |
| |     V            |            | | |     V            |            |
| | +--------+       |   +-----+  | | | +--------+       |   +-----+  |
| | | TLS TM |<--------->|Cache|  | | | | TLS TM |<--------->|Cache|  |
| | +--------+       |   +-----+  | | | +--------+       |   +-----+  |
| |Transport Subsys. |      ^     | | |Transport Subsys. |      ^     |
| +------------------+      |     | | +------------------+      |     |
|    ^                      |     | |    ^                      |     |
|    |                      +--+  | |    |                      +--+  |
|    v                         |  | |    V                         |  |
| +-----+ +--------+ +-------+ |  | | +-----+ +--------+ +-------+ |  |
| |     | |Message | |Securi.| |  | | |     | |Message | |Securi.| |  |
| |Disp.| |Proc.   | |Subsys.| |  | | |Disp.| |Proc.   | |Subsys.| |  |
| |     | |Subsys. | |       | |  | | |     | |Subsys. | |       | |  |
| |     | |        | |       | |  | | |     | |        | |       | |  |
| |     | | +----+ | | +---+ | |  | | |     | | +----+ | | +---+ | |  |
| |    <--->|v3MP|<--> |TSM|<--+  | | |    <--->|v3MP|<--->|TSM|<--+  |
| |     | | +----+ | | +---+ |    | | |     | | +----+ | | +---+ |    |
| |     | |        | |       |    | | |     | |        | |       |    |
| +-----+ +--------+ +-------+    | | +-----+ +--------+ +-------+    |
|    ^                            | |    ^                            |
|    |                            | |    |                            |
|    +-+------------+             | |    +-+----------+               |
|      |            |             | |      |          |               |
|      v            v             | |      v          V               |
| +-------------+ +-------------+ | | +-------------+ +-------------+ |
| |   COMMAND   | | NOTIFICAT.  | | | |  COMMAND    | | NOTIFICAT.  | |
| |  RESPONDER  | | ORIGINATOR  | | | | GENERATOR   | | RECEIVER    | |
| | application | | application | | | | application | | application | |
| +-------------+ +-------------+ | | +-------------+ +-------------+ |
|                     SNMP entity | |                     SNMP entity |
+---------------------------------+ +---------------------------------+

Conventions

For consistency with SNMP-related specifications, this document favors terminology as defined in STD 62, rather than favoring terminology that is consistent with non-SNMP specifications. This is consistent with the IESG decision to not require the SNMPv3 terminology be modified to match the usage of other non-SNMP specifications when SNMPv3 was advanced to a Full Standard.

"Authentication" in this document typically refers to the English meaning of "serving to prove the authenticity of" the message, not data source authentication or peer identity authentication.

The terms "manager" and "agent" are not used in this document because, in the RFC3411 architecture, all SNMP entities have the capability of acting as manager, agent, or both depending on the SNMP application types supported in the implementation. Where distinction is required, the application names of command generator, command responder, notification originator, notification receiver, and proxy forwarder are used. See "SNMP Applications" RFC3413 for further information.

Large portions of this document simultaneously refer to both TLS and DTLS when discussing TLSTM components that function equally with either protocol. "(D)TLS" is used in these places to indicate that the statement applies to either or both protocols as appropriate. When a distinction between the protocols is needed, they are referred to independently through the use of "TLS" or "DTLS". The Transport Model, however, is named "TLS Transport Model" and refers not to the TLS or DTLS protocol but to the specification in this document, which includes support for both TLS and DTLS.

Throughout this document, the terms "client" and "server" are used to refer to the two ends of the (D)TLS transport connection. The client actively opens the (D)TLS connection, and the server passively listens for the incoming (D)TLS connection. An SNMP entity may act as a (D)TLS client or server or both, depending on the SNMP applications supported.

The User-Based Security Model (USM) RFC3414 is a mandatory-to- implement Security Model in STD 62. While (D)TLS and USM frequently refer to a user, the terminology preferred in RFC 3411 and in this memo is "principal". A principal is the "who" on whose behalf services are provided or processing takes place. A principal can be, among other things, an individual acting in a particular role; a set of individuals, with each acting in a particular role; an application or a set of applications, or a combination of these within an administrative domain.

Throughout this document, the term "session" is used to refer to a secure association between two TLS Transport Models that permits the transmission of one or more SNMP messages within the lifetime of the session. The (D)TLS protocols also have an internal notion of a session and although these two concepts of a session are related, when the term "session" is used this document is referring to the TLSTM's specific session and not directly to the (D)TLS protocol's session.

The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this document are to be interpreted as described in RFC2119.

Changes Since RFC 5953

This document obsoletes RFC5953.

Since the publication of RFC 5953, a few editorial errata have been noted. These errata are posted on the RFC Editor web site. These errors have been corrected in this document.

This document updates the references to RFC 3490 (IDNA 2003) to RFC5890 (IDNA 2008), because RFC 3490 was obsoleted by RFC 5890.

References to RFC 1033 were replaced with references to RFC1123.

Added informative reference to 5953.

Updated MIB dates and revision date.

The Transport Layer Security Protocol

(D)TLS provides authentication, data message integrity, and privacy at the transport layer (see RFC4347).

The primary goals of the TLS Transport Model are to provide privacy, peer identity authentication, and data integrity between two communicating SNMP entities. The TLS and DTLS protocols provide a secure transport upon which the TLSTM is based. Please refer to RFC5246 and RFC4347 for complete descriptions of the protocols.

How the TLSTM Fits into the Transport Subsystem

A transport model is a component of the Transport Subsystem. The TLS Transport Model thus fits between the underlying (D)TLS transport layer and the Message Dispatcher RFC3411 component of the SNMP engine.

The TLS Transport Model will establish a session between itself and the TLS Transport Model of another SNMP engine. The sending transport model passes unencrypted and unauthenticated messages from the Dispatcher to (D)TLS to be encrypted and authenticated, and the receiving transport model accepts decrypted and authenticated/ integrity-checked incoming messages from (D)TLS and passes them to the Dispatcher.

After a TLS Transport Model session is established, SNMP messages can conceptually be sent through the session from one SNMP message Dispatcher to another SNMP Message Dispatcher. If multiple SNMP messages are needed to be passed between two SNMP applications they MAY be passed through the same session. A TLSTM implementation engine MAY choose to close the session to conserve resources.

The TLS Transport Model of an SNMP engine will perform the translation between (D)TLS-specific security parameters and SNMP- specific, model-independent parameters.

The diagram below depicts where the TLS Transport Model (shown as "(D)TLS TM") fits into the architecture described in RFC 3411 and the Transport Subsystem:

+------------------------------+ | Network | +------------------------------+

  ^       ^              ^
  |       |              |
  v       v              v

+-------------------------------------------------------------------+ | +--------------------------------------------------+ | | | Transport Subsystem | +--------+ | | | +-----+ +-----+ +-------+ +-------+ | | | | | | | UDP | | SSH | |(D)TLS | . . . | other |<--->| Cache | | | | | | | TM | | TM | | | | | | | | | +-----+ +-----+ +-------+ +-------+ | +--------+ | | +--------------------------------------------------+ ^ | | ^ | | | | | | | Dispatcher v | | | +--------------+ +---------------------+ +----------------+ | | | | Transport | | Message Processing | | Security | | | | | Dispatch | | Subsystem | | Subsystem | | | | | | | +------------+ | | +------------+ | | | | | | | +->| v1MP |<--->| | USM | | | | | | | | | +------------+ | | +------------+ | | | | | | | | +------------+ | | +------------+ | | | | | | | +->| v2cMP |<--->| | Transport | | | | | | Message | | | +------------+ | | | Security |<--+ | | | Dispatch <---->| +------------+ | | | Model | | | | | | | +->| v3MP |<--->| +------------+ | | | | | | | +------------+ | | +------------+ | | | | PDU Dispatch | | | +------------+ | | | Other | | | | +--------------+ | +->| otherMP |<--->| | Model(s) | | | | ^ | +------------+ | | +------------+ | | | | +---------------------+ +----------------+ | | v | | +-------+-------------------------+---------------+ | | ^ ^ ^ | | | | | | | v v v |

| +-------------+ +---------+ +--------------+ +-------------+ | | | COMMAND | | ACCESS | | NOTIFICATION | | PROXY | | | | RESPONDER |<->| CONTROL |<->| ORIGINATOR | | FORWARDER | | | | application | | | | applications | | application | | | +-------------+ +---------+ +--------------+ +-------------+ | | ^ ^ | | | | | | v v | | +----------------------------------------------+ | | | MIB instrumentation | SNMP entity | +-------------------------------------------------------------------+

Security Capabilities of This Model

Threats

The TLS Transport Model provides protection against the threats identified by the RFC 3411 architecture RFC3411:

1. Modification of Information - The modification threat is the

   danger that an unauthorized entity may alter in-transit SNMP
   messages generated on behalf of an authorized principal in such a
   way as to effect unauthorized management operations, including
   falsifying the value of an object.
   (D)TLS provides verification that the content of each received
   message has not been modified during its transmission through the
   network, data has not been altered or destroyed in an
   unauthorized manner, and data sequences have not been altered to
   an extent greater than can occur non-maliciously.

2. Masquerade - The masquerade threat is the danger that management

   operations unauthorized for a given principal may be attempted by
   assuming the identity of another principal that has the
   appropriate authorizations.
   The TLSTM verifies the identity of the (D)TLS server through the
   use of the (D)TLS protocol and X.509 certificates.  A TLS
   Transport Model implementation MUST support the authentication of
   both the server and the client.

3. Message stream modification - The re-ordering, delay, or replay

   of messages can and does occur through the natural operation of
   many connectionless transport services.  The message stream
   modification threat is the danger that messages may be
   maliciously re-ordered, delayed, or replayed to an extent that is
   greater than can occur through the natural operation of
   connectionless transport services, in order to effect
   unauthorized management operations.
   (D)TLS provides replay protection with a Message Authentication
   Code (MAC) that includes a sequence number.  Since UDP provides
   no sequencing ability, DTLS uses a sliding window protocol with
   the sequence number used for replay protection (see RFC4347).

4. Disclosure - The disclosure threat is the danger of eavesdropping

   on the exchanges between SNMP engines.
   (D)TLS provides protection against the disclosure of information
   to unauthorized recipients or eavesdroppers by allowing for
   encryption of all traffic between SNMP engines.  A TLS Transport
   Model implementation MUST support message encryption to protect
   sensitive data from eavesdropping attacks.

5. Denial of Service - The RFC 3411 architecture RFC3411 states

   that denial-of-service (DoS) attacks need not be addressed by an
   SNMP security protocol.  However, connectionless transports (like
   DTLS over UDP) are susceptible to a variety of DoS attacks
   because they are more vulnerable to spoofed IP addresses.  See
   Section 4.2 for details on how the cookie mechanism is used.
   Note, however, that this mechanism does not provide any defense
   against DoS attacks mounted from valid IP addresses.

See Section 9 for more detail on the security considerations associated with the TLSTM and these security threats.

Message Protection

The RFC 3411 architecture recognizes three levels of security:

o without authentication and without privacy (noAuthNoPriv)

o with authentication but without privacy (authNoPriv)

o with authentication and with privacy (authPriv)

The TLS Transport Model determines from (D)TLS the identity of the authenticated principal, the transport type, and the transport address associated with an incoming message. The TLS Transport Model provides the identity and destination type and address to (D)TLS for outgoing messages.

When an application requests a session for a message, it also requests a security level for that session. The TLS Transport Model MUST ensure that the (D)TLS connection provides security at least as

high as the requested level of security. How the security level is translated into the algorithms used to provide data integrity and privacy is implementation dependent. However, the NULL integrity and encryption algorithms MUST NOT be used to fulfill security level requests for authentication or privacy. Implementations MAY choose to force (D)TLS to only allow cipher_suites that provide both authentication and privacy to guarantee this assertion.

If a suitable interface between the TLS Transport Model and the (D)TLS Handshake Protocol is implemented to allow the selection of security-level-dependent algorithms (for example, a security level to cipher_suites mapping table), then different security levels may be utilized by the application.

The authentication, integrity, and privacy algorithms used by the (D)TLS Protocols may vary over time as the science of cryptography continues to evolve and the development of (D)TLS continues over time. Implementers are encouraged to plan for changes in operator trust of particular algorithms. Implementations SHOULD offer configuration settings for mapping algorithms to SNMPv3 security levels.

(D)TLS Connections

(D)TLS connections are opened by the TLS Transport Model during the elements of procedure for an outgoing SNMP message. Since the sender of a message initiates the creation of a (D)TLS connection if needed, the (D)TLS connection will already exist for an incoming message.

Implementations MAY choose to instantiate (D)TLS connections in anticipation of outgoing messages. This approach might be useful to ensure that a (D)TLS connection to a given target can be established before it becomes important to send a message over the (D)TLS connection. Of course, there is no guarantee that a pre-established session will still be valid when needed.

DTLS connections, when used over UDP, are uniquely identified within the TLS Transport Model by the combination of transportDomain, transportAddress, tmSecurityName, and requestedSecurityLevel associated with each session. Each unique combination of these parameters MUST have a locally chosen unique tlstmSessionID for each active session. For further information, see Section 5. TLS over TCP sessions, on the other hand, do not require a unique pairing of address and port attributes since their lower-layer protocols (TCP) already provide adequate session framing. But they must still provide a unique tlstmSessionID for referencing the session.

The tlstmSessionID MUST NOT change during the entire duration of the session from the TLSTM's perspective, and MUST uniquely identify a single session. As an implementation hint: note that the (D)TLS internal SessionID does not meet these requirements, since it can change over the life of the connection as seen by the TLSTM (for example, during renegotiation), and does not necessarily uniquely identify a TLSTM session (there can be multiple TLSTM sessions sharing the same D(TLS) internal SessionID).

Security Parameter Passing

For the (D)TLS server-side, (D)TLS-specific security parameters (i.e., cipher_suites, X.509 certificate fields, IP addresses, and ports) are translated by the TLS Transport Model into security parameters for the TLS Transport Model and security model (e.g., tmSecurityLevel, tmSecurityName, transportDomain, transportAddress). The transport-related and (D)TLS-security-related information, including the authenticated identity, are stored in a cache referenced by tmStateReference.

For the (D)TLS client side, the TLS Transport Model takes input provided by the Dispatcher in the sendMessage() Abstract Service Interface (ASI) and input from the tmStateReference cache. The (D)TLS Transport Model converts that information into suitable security parameters for (D)TLS and establishes sessions as needed.

The elements of procedure in Section 5 discuss these concepts in much greater detail.

Notifications and Proxy

(D)TLS connections may be initiated by (D)TLS clients on behalf of SNMP applications that initiate communications, such as command generators, notification originators, proxy forwarders. Command generators are frequently operated by a human, but notification originators and proxy forwarders are usually unmanned automated processes. The targets to whom notifications and proxied requests should be sent are typically determined and configured by a network administrator.

The SNMP-TARGET-MIB module RFC3413 contains objects for defining management targets, including transportDomain, transportAddress, securityName, securityModel, and securityLevel parameters, for notification originator, proxy forwarder, and SNMP-controllable command generator applications. Transport domains and transport addresses are configured in the snmpTargetAddrTable, and the securityModel, securityName, and securityLevel parameters are configured in the snmpTargetParamsTable. This document defines a MIB

module that extends the SNMP-TARGET-MIB's snmpTargetParamsTable to specify a (D)TLS client-side certificate to use for the connection.

When configuring a (D)TLS target, the snmpTargetAddrTDomain and snmpTargetAddrTAddress parameters in snmpTargetAddrTable SHOULD be set to the snmpTLSTCPDomain or snmpDTLSUDPDomain object and an appropriate snmpTLSAddress value. When used with the SNMPv3 message processing model, the snmpTargetParamsMPModel column of the snmpTargetParamsTable SHOULD be set to a value of 3. The snmpTargetParamsSecurityName SHOULD be set to an appropriate securityName value, and the snmpTlstmParamsClientFingerprint parameter of the snmpTlstmParamsTable SHOULD be set to a value that refers to a locally held certificate (and the corresponding private key) to be used. Other parameters, for example, cryptographic configuration such as which cipher_suites to use, must come from configuration mechanisms not defined in this document.

The securityName defined in the snmpTargetParamsSecurityName column will be used by the access control model to authorize any notifications that need to be sent.

Elements of the Model

This section contains definitions required to realize the (D)TLS Transport Model defined by this document.

X.509 Certificates

(D)TLS can make use of X.509 certificates for authentication of both sides of the transport. This section discusses the use of X.509 certificates in the TLSTM.

While (D)TLS supports multiple authentication mechanisms, this document only discusses X.509-certificate-based authentication; other forms of authentication are outside the scope of this specification. TLSTM implementations are REQUIRED to support X.509 certificates.

Provisioning for the Certificate

Authentication using (D)TLS will require that SNMP entities have certificates, either signed by trusted Certification Authorities (CAs), or self signed. Furthermore, SNMP entities will most commonly need to be provisioned with root certificates that represent the list of trusted CAs that an SNMP entity can use for certificate verification. SNMP entities SHOULD also be provisioned with an X.509 certificate revocation mechanism which can be used to verify that a certificate has not been revoked. Trusted public keys from either CA certificates and/or self-signed certificates MUST be installed into

the server through a trusted out-of-band mechanism and their authenticity MUST be verified before access is granted.

Having received a certificate from a connecting TLSTM client, the authenticated tmSecurityName of the principal is derived using the snmpTlstmCertToTSNTable. This table allows mapping of incoming connections to tmSecurityNames through defined transformations. The transformations defined in the SNMP-TLS-TM-MIB include:

o Mapping a certificate's subjectAltName or CommonName components to

  a tmSecurityName, or

o Mapping a certificate's fingerprint value to a directly specified

  tmSecurityName

As an implementation hint: implementations may choose to discard any connections for which no potential snmpTlstmCertToTSNTable mapping exists before performing certificate verification to avoid expending computational resources associated with certificate verification.

Deployments SHOULD map the "subjectAltName" component of X.509 certificates to the TLSTM specific tmSecurityNames. The authenticated identity can be obtained by the TLS Transport Model by extracting the subjectAltName(s) from the peer's certificate. The receiving application will then have an appropriate tmSecurityName for use by other SNMPv3 components like an access control model.

An example of this type of mapping setup can be found in Appendix A.

This tmSecurityName may be later translated from a TLSTM specific tmSecurityName to an SNMP engine securityName by the security model. A security model, like the TSM security model RFC5591, may perform an identity mapping or a more complex mapping to derive the securityName from the tmSecurityName offered by the TLS Transport Model.

The standard View-Based Access Control Model (VACM) access control model constrains securityNames to be 32 octets or less in length. A TLSTM generated tmSecurityName, possibly in combination with a messaging or security model that increases the length of the securityName, might cause the securityName length to exceed 32 octets. For example, a 32-octet tmSecurityName derived from an IPv6 address, paired with a TSM prefix, will generate a 36-octet securityName. Such a securityName will not be able to be used with standard VACM or TARGET MIB modules. Operators should be careful to select algorithms and subjectAltNames to avoid this situation.

A pictorial view of the complete transformation process (using the TSM security model for the example) is shown below:

+-------------+     +-------+                   +-----+
| Certificate |     |       |                   |     |
|    Path     |     | TLSTM |  tmSecurityName   | TSM |
| Validation  | --> |       | ----------------->|     |
+-------------+     +-------+                   +-----+
                                                    |
                                                    | securityName
                                                    V
                                                +-------------+
                                                | application |
                                                +-------------+

(D)TLS Usage

(D)TLS MUST negotiate a cipher_suite that uses X.509 certificates for authentication, and MUST authenticate both the client and the server. The mandatory-to-implement cipher_suite is specified in the TLS specification RFC5246.

TLSTM verifies the certificates when the connection is opened (see Section 5.3). For this reason, TLS renegotiation with different certificates MUST NOT be done. That is, implementations MUST either disable renegotiation completely (RECOMMENDED), or they MUST present the same certificate during renegotiation (and MUST verify that the other end presented the same certificate).

For DTLS over UDP, each SNMP message MUST be placed in a single UDP datagram; it MAY be split to multiple DTLS records. In other words, if a single datagram contains multiple DTLS application_data records, they are concatenated when received. The TLSTM implementation SHOULD return an error if the SNMP message does not fit in the UDP datagram, and thus cannot be sent.

For DTLS over UDP, the DTLS server implementation MUST support DTLS cookies (RFC4347 already requires that clients support DTLS cookies). Implementations are not required to perform the cookie exchange for every DTLS handshake; however, enabling it by default is RECOMMENDED.

For DTLS, replay protection MUST be used.

SNMP Services

This section describes the services provided by the TLS Transport Model with their inputs and outputs. The services are between the Transport Model and the Dispatcher.

The services are described as primitives of an abstract service interface (ASI) and the inputs and outputs are described as abstract data elements as they are passed in these abstract service primitives.

SNMP Services for an Outgoing Message

The Dispatcher passes the information to the TLS Transport Model using the ASI defined in the Transport Subsystem:

  statusInformation =
  sendMessage(
  IN   destTransportDomain           -- transport domain to be used
  IN   destTransportAddress          -- transport address to be used
  IN   outgoingMessage               -- the message to send
  IN   outgoingMessageLength         -- its length
  IN   tmStateReference              -- reference to transport state
   )

The abstract data elements returned from or passed as parameters into the abstract service primitives are as follows:

statusInformation: An indication of whether the sending of the

  message was successful.  If not, it is an indication of the
  problem.

destTransportDomain: The transport domain for the associated

  destTransportAddress.  The Transport Model uses this parameter to
  determine the transport type of the associated
  destTransportAddress.  This document specifies the
  snmpTLSTCPDomain and the snmpDTLSUDPDomain transport domains.

destTransportAddress: The transport address of the destination TLS

  Transport Model in a format specified by the SnmpTLSAddress
  TEXTUAL-CONVENTION.

outgoingMessage: The outgoing message to send to (D)TLS for

  encapsulation and transmission.

outgoingMessageLength: The length of the outgoingMessage.

tmStateReference: A reference used to pass model-specific and

  mechanism-specific parameters between the Transport Subsystem and
  transport-aware Security Models.

SNMP Services for an Incoming Message

The TLS Transport Model processes the received message from the network using the (D)TLS service and then passes it to the Dispatcher using the following ASI:

  statusInformation =
  receiveMessage(
  IN   transportDomain               -- origin transport domain
  IN   transportAddress              -- origin transport address
  IN   incomingMessage               -- the message received
  IN   incomingMessageLength         -- its length
  IN   tmStateReference              -- reference to transport state
   )

The abstract data elements returned from or passed as parameters into the abstract service primitives are as follows:

statusInformation: An indication of whether the passing of the

  message was successful.  If not, it is an indication of the
  problem.

transportDomain: The transport domain for the associated

  transportAddress.  This document specifies the snmpTLSTCPDomain
  and the snmpDTLSUDPDomain transport domains.

transportAddress: The transport address of the source of the

  received message in a format specified by the SnmpTLSAddress
  TEXTUAL-CONVENTION.

incomingMessage: The whole SNMP message after being processed by

  (D)TLS.

incomingMessageLength: The length of the incomingMessage.

tmStateReference: A reference used to pass model-specific and

  mechanism-specific parameters between the Transport Subsystem and
  transport-aware Security Models.

Cached Information and References

When performing SNMP processing, there are two levels of state information that may need to be retained: the immediate state linking a request-response pair, and potentially longer-term state relating to transport and security. "Transport Subsystem for the Simple Network Management Protocol (SNMP)" RFC5590 defines general requirements for caches and references.

TLS Transport Model Cached Information

The TLS Transport Model has specific responsibilities regarding the cached information. See the Elements of Procedure in Section 5 for detailed processing instructions on the use of the tmStateReference fields by the TLS Transport Model.

tmSecurityName

The tmSecurityName MUST be a human-readable name (in snmpAdminString format) representing the identity that has been set according to the procedures in Section 5. The tmSecurityName MUST be constant for all traffic passing through a single TLSTM session. Messages MUST NOT be sent through an existing (D)TLS connection that was established using a different tmSecurityName.

On the (D)TLS server side of a connection, the tmSecurityName is derived using the procedures described in Section 5.3.2 and the SNMP- TLS-TM-MIB's snmpTlstmCertToTSNTable DESCRIPTION clause.

On the (D)TLS client side of a connection, the tmSecurityName is presented to the TLS Transport Model by the security model through the tmStateReference. This tmSecurityName is typically a copy of or is derived from the securityName that was passed by application (possibly because of configuration specified in the SNMP-TARGET-MIB). The Security Model likely derived the tmSecurityName from the securityName presented to the Security Model by the application (possibly because of configuration specified in the SNMP-TARGET-MIB).

Transport-Model-aware security models derive tmSecurityName from a securityName, possibly configured in MIB modules for notifications and access controls. Transport Models SHOULD use predictable tmSecurityNames so operators will know what to use when configuring MIB modules that use securityNames derived from tmSecurityNames. The TLSTM generates predictable tmSecurityNames based on the configuration found in the SNMP-TLS-TM-MIB's snmpTlstmCertToTSNTable and relies on the network operators to have configured this table appropriately.

tmSessionID

The tmSessionID MUST be recorded per message at the time of receipt. When tmSameSecurity is set, the recorded tmSessionID can be used to determine whether the (D)TLS connection available for sending a corresponding outgoing message is the same (D)TLS connection as was used when receiving the incoming message (e.g., a response to a request).

Session State

The per-session state that is referenced by tmStateReference may be saved across multiple messages in a Local Configuration Datastore. Additional session/connection state information might also be stored in a Local Configuration Datastore.

Elements of Procedure

Abstract service interfaces have been defined by RFC3411 and further augmented by RFC5590 to describe the conceptual data flows between the various subsystems within an SNMP entity. The TLSTM uses some of these conceptual data flows when communicating between subsystems.

To simplify the elements of procedure, the release of state information is not always explicitly specified. As a general rule, if state information is available when a message gets discarded, the message-state information should also be released. If state information is available when a session is closed, the session state information should also be released. Sensitive information, like cryptographic keys, should be overwritten appropriately prior to being released.

An error indication in statusInformation will typically include the Object Identifier (OID) and value for an incremented error counter. This may be accompanied by the requested securityLevel and the tmStateReference. Per-message context information is not accessible to Transport Models, so for the returned counter OID and value, contextEngine would be set to the local value of snmpEngineID and contextName to the default context for error counters.

Procedures for an Incoming Message

This section describes the procedures followed by the (D)TLS Transport Model when it receives a (D)TLS protected packet. The required functionality is broken into two different sections.

Section 5.1.1 describes the processing required for de-multiplexing multiple DTLS connections, which is specifically needed for DTLS over UDP sessions. It is assumed that TLS protocol implementations already provide appropriate message demultiplexing.

Section 5.1.2 describes the transport processing required once the (D)TLS processing has been completed. This will be needed for all (D)TLS-based connections.

DTLS over UDP Processing for Incoming Messages

Demultiplexing of incoming packets into separate DTLS sessions MUST be implemented. For connection-oriented transport protocols, such as TCP, the transport protocol takes care of demultiplexing incoming packets to the right connection. For DTLS over UDP, this demultiplexing will either need to be done within the DTLS implementation, if supported, or by the TLSTM implementation.

Like TCP, DTLS over UDP uses the four-tuple <source IP, destination IP, source port, destination port> for identifying the connection (and relevant DTLS connection state). This means that when establishing a new session, implementations MUST use a different UDP source port number for each active connection to a remote destination IP-address/port-number combination to ensure the remote entity can disambiguate between multiple connections.

If demultiplexing received UDP datagrams to DTLS connection state is done by the TLSTM implementation (instead of the DTLS implementation), the steps below describe one possible method to accomplish this.

The important output results from the steps in this process are the remote transport address, incomingMessage, incomingMessageLength, and the tlstmSessionID.

1) The TLS Transport Model examines the raw UDP message, in an

   implementation-dependent manner.

2) The TLS Transport Model queries the Local Configuration Datastore

   (LCD) (see RFC3411, Section 3.4.2) using the transport
   parameters (source and destination IP addresses and ports) to
   determine if a session already exists.
   2a)  If a matching entry in the LCD does not exist, then the UDP
        packet is passed to the DTLS implementation for processing.
        If the DTLS implementation decides to continue with the
        connection and allocate state for it, it returns a new DTLS
        connection handle (an implementation dependent detail).  In
        this case, TLSTM selects a new tlstmSessionId, and caches
        this and the DTLS connection handle as a new entry in the
        LCD (indexed by the transport parameters).  If the DTLS
        implementation returns an error or does not allocate
        connection state (which can happen with the stateless cookie
        exchange), processing stops.
   2b)  If a session does exist in the LCD, then its DTLS connection
        handle (an implementation dependent detail) and its
        tlstmSessionId is extracted from the LCD.  The UDP packet
        and the connection handle are passed to the DTLS
        implementation.  If the DTLS implementation returns success
        but does not return an incomingMessage and an
        incomingMessageLength, then processing stops (this is the
        case when the UDP datagram contained DTLS handshake
        messages, for example).  If the DTLS implementation returns
        an error, then processing stops.

3) Retrieve the incomingMessage and an incomingMessageLength from

   DTLS.  These results and the tlstmSessionID are used below in
   Section 5.1.2 to complete the processing of the incoming message.

Transport Processing for Incoming SNMP Messages

The procedures in this section describe how the TLS Transport Model should process messages that have already been properly extracted from the (D)TLS stream. Note that care must be taken when processing messages originating from either TLS or DTLS to ensure they're complete and single. For example, multiple SNMP messages can be passed through a single DTLS message and partial SNMP messages may be received from a TLS stream. These steps describe the processing of a singular SNMP message after it has been delivered from the (D)TLS stream.

1) Determine the tlstmSessionID for the incoming message. The

   tlstmSessionID MUST be a unique session identifier for this
   (D)TLS connection.  The contents and format of this identifier
   are implementation dependent as long as it is unique to the
   session.  A session identifier MUST NOT be reused until all
   references to it are no longer in use.  The tmSessionID is equal
   to the tlstmSessionID discussed in Section 5.1.1. tmSessionID
   refers to the session identifier when stored in the
   tmStateReference and tlstmSessionID refers to the session
   identifier when stored in the LCD.  They MUST always be equal
   when processing a given session's traffic.
   If this is the first message received through this session, and
   the session does not have an assigned tlstmSessionID yet, then
   the snmpTlstmSessionAccepts counter is incremented and a
   tlstmSessionID for the session is created.  This will only happen
   on the server side of a connection because a client would have
   already assigned a tlstmSessionID during the openSession()
   invocation.  Implementations may have performed the procedures
   described in Section 5.3.2 prior to this point or they may
   perform them now, but the procedures described in Section 5.3.2
   MUST be performed before continuing beyond this point.

2) Create a tmStateReference cache for the subsequent reference and

   assign the following values within it:
   tmTransportDomain  = snmpTLSTCPDomain or snmpDTLSUDPDomain as
      appropriate.
   tmTransportAddress  = The address from which the message
      originated.
   tmSecurityLevel  = The derived tmSecurityLevel for the session,
      as discussed in Sections 3.1.2 and 5.3.
   tmSecurityName  = The derived tmSecurityName for the session as
      discussed in Section 5.3.  This value MUST be constant during
      the lifetime of the session.
   tmSessionID  = The tlstmSessionID described in step 1 above.

3) The incomingMessage and incomingMessageLength are assigned values

   from the (D)TLS processing.

4) The TLS Transport Model passes the transportDomain,

   transportAddress, incomingMessage, and incomingMessageLength to
   the Dispatcher using the receiveMessage ASI:
  statusInformation =
  receiveMessage(
  IN   transportDomain     -- snmpTLSTCPDomain or snmpDTLSUDPDomain,
  IN   transportAddress    -- address for the received message
  IN   incomingMessage        -- the whole SNMP message from (D)TLS
  IN   incomingMessageLength  -- the length of the SNMP message
  IN   tmStateReference    -- transport info
   )

Procedures for an Outgoing SNMP Message

The Dispatcher sends a message to the TLS Transport Model using the following ASI:

  statusInformation =
  sendMessage(
  IN   destTransportDomain           -- transport domain to be used
  IN   destTransportAddress          -- transport address to be used
  IN   outgoingMessage               -- the message to send
  IN   outgoingMessageLength         -- its length
  IN   tmStateReference              -- transport info
  )

This section describes the procedure followed by the TLS Transport Model whenever it is requested through this ASI to send a message.

1) If tmStateReference does not refer to a cache containing values

   for tmTransportDomain, tmTransportAddress, tmSecurityName,
   tmRequestedSecurityLevel, and tmSameSecurity, then increment the
   snmpTlstmSessionInvalidCaches counter, discard the message, and
   return the error indication in the statusInformation.  Processing
   of this message stops.

2) Extract the tmSessionID, tmTransportDomain, tmTransportAddress,

   tmSecurityName, tmRequestedSecurityLevel, and tmSameSecurity
   values from the tmStateReference.  Note: the tmSessionID value
   may be undefined if no session exists yet over which the message
   can be sent.

3) If tmSameSecurity is true and tmSessionID is either undefined or

   refers to a session that is no longer open, then increment the
   snmpTlstmSessionNoSessions counter, discard the message, and
   return the error indication in the statusInformation.  Processing
   of this message stops.

4) If tmSameSecurity is false and tmSessionID refers to a session

   that is no longer available, then an implementation SHOULD open a
   new session, using the openSession() ASI (described in greater
   detail in step 5b).  Instead of opening a new session an
   implementation MAY return an snmpTlstmSessionNoSessions error to
   the calling module and stop the processing of the message.

5) If tmSessionID is undefined, then use tmTransportDomain,

   tmTransportAddress, tmSecurityName, and tmRequestedSecurityLevel
   to see if there is a corresponding entry in the LCD suitable to
   send the message over.
   5a)  If there is a corresponding LCD entry, then this session
        will be used to send the message.
   5b)  If there is no corresponding LCD entry, then open a session
        using the openSession() ASI (discussed further in
        Section 5.3.1).  Implementations MAY wish to offer message
        buffering to prevent redundant openSession() calls for the
        same cache entry.  If an error is returned from
        openSession(), then discard the message, discard the
        tmStateReference, increment the snmpTlstmSessionOpenErrors,
        return an error indication to the calling module, and stop
        the processing of the message.

6) Using either the session indicated by the tmSessionID (if there

   was one) or the session resulting from a previous step (4 or 5),
   pass the outgoingMessage to (D)TLS for encapsulation and
   transmission.

Establishing or Accepting a Session

Establishing a (D)TLS connection as either a client or a server requires slightly different processing. The following two sections describe the necessary processing steps.

Establishing a Session as a Client

The TLS Transport Model provides the following primitive for use by a client to establish a new (D)TLS connection:

statusInformation = -- errorIndication or success openSession( IN tmStateReference -- transport information to be used OUT tmStateReference -- transport information to be used IN maxMessageSize -- of the sending SNMP entity )

The following describes the procedure to follow when establishing an SNMP over a (D)TLS connection between SNMP engines for exchanging SNMP messages. This process is followed by any SNMP client's engine when establishing a session for subsequent use.

This procedure MAY be done automatically for an SNMP application that initiates a transaction, such as a command generator, a notification originator, or a proxy forwarder.

1) The snmpTlstmSessionOpens counter is incremented.

2) The client selects the appropriate certificate and cipher_suites

   for the key agreement based on the tmSecurityName and the
   tmRequestedSecurityLevel for the session.  For sessions being
   established as a result of an SNMP-TARGET-MIB based operation,
   the certificate will potentially have been identified via the
   snmpTlstmParamsTable mapping and the cipher_suites will have to
   be taken from a system-wide or implementation-specific
   configuration.  If no row in the snmpTlstmParamsTable exists,
   then implementations MAY choose to establish the connection using
   a default client certificate available to the application.
   Otherwise, the certificate and appropriate cipher_suites will
   need to be passed to the openSession() ASI as supplemental
   information or configured through an implementation-dependent
   mechanism.  It is also implementation-dependent and possibly
   policy-dependent how tmRequestedSecurityLevel will be used to
   influence the security capabilities provided by the (D)TLS
   connection.  However this is done, the security capabilities
   provided by (D)TLS MUST be at least as high as the level of
   security indicated by the tmRequestedSecurityLevel parameter.
   The actual security level of the session is reported in the
   tmStateReference cache as tmSecurityLevel.  For (D)TLS to provide
   strong authentication, each principal acting as a command
   generator SHOULD have its own certificate.

3) Using the destTransportDomain and destTransportAddress values,

   the client will initiate the (D)TLS handshake protocol to
   establish session keys for message integrity and encryption.
   If the attempt to establish a session is unsuccessful, then
   snmpTlstmSessionOpenErrors is incremented, an error indication is
   returned, and processing stops.  If the session failed to open
   because the presented server certificate was unknown or invalid,
   then the snmpTlstmSessionUnknownServerCertificate or
   snmpTlstmSessionInvalidServerCertificates MUST be incremented and
   an snmpTlstmServerCertificateUnknown or
   snmpTlstmServerInvalidCertificate notification SHOULD be sent as
   appropriate.  Reasons for server certificate invalidation
   include, but are not limited to, cryptographic validation
   failures and an unexpected presented certificate identity.

4) The (D)TLS client MUST then verify that the (D)TLS server's

   presented certificate is the expected certificate.  The (D)TLS
   client MUST NOT transmit SNMP messages until the server
   certificate has been authenticated, the client certificate has
   been transmitted, and the TLS connection has been fully
   established.
   If the connection is being established from a configuration based
   on SNMP-TARGET-MIB configuration, then the snmpTlstmAddrTable
   DESCRIPTION clause describes how the verification is done (using
   either a certificate fingerprint, or an identity authenticated
   via certification path validation).
   If the connection is being established for reasons other than
   configuration found in the SNMP-TARGET-MIB, then configuration
   and procedures outside the scope of this document should be
   followed.  Configuration mechanisms SHOULD be similar in nature
   to those defined in the snmpTlstmAddrTable to ensure consistency
   across management configuration systems.  For example, a command-
   line tool for generating SNMP GETs might support specifying
   either the server's certificate fingerprint or the expected host
   name as a command-line argument.

5) (D)TLS provides assurance that the authenticated identity has

   been signed by a trusted configured Certification Authority.  If
   verification of the server's certificate fails in any way (for
   example, because of failures in cryptographic verification or the
   presented identity did not match the expected named entity), then
   the session establishment MUST fail, and the
   snmpTlstmSessionInvalidServerCertificates object is incremented.
   If the session cannot be opened for any reason at all, including
   cryptographic verification failures and snmpTlstmCertToTSNTable
   lookup failures, then the snmpTlstmSessionOpenErrors counter is
   incremented and processing stops.

6) The TLSTM-specific session identifier (tlstmSessionID) is set in

   the tmSessionID of the tmStateReference passed to the TLS
   Transport Model to indicate that the session has been established
   successfully and to point to a specific (D)TLS connection for
   future use.  The tlstmSessionID is also stored in the LCD for
   later lookup during processing of incoming messages
   (Section 5.1.2).

Accepting a Session as a Server

A (D)TLS server should accept new session connections from any client for which it is able to verify the client's credentials. This is done by authenticating the client's presented certificate through a certificate path validation process (e.g., RFC5280) or through certificate fingerprint verification using fingerprints configured in the snmpTlstmCertToTSNTable. Afterward, the server will determine the identity of the remote entity using the following procedures.

The (D)TLS server identifies the authenticated identity from the (D)TLS client's principal certificate using configuration information from the snmpTlstmCertToTSNTable mapping table. The (D)TLS server MUST request and expect a certificate from the client and MUST NOT accept SNMP messages over the (D)TLS connection until the client has sent a certificate and it has been authenticated. The resulting derived tmSecurityName is recorded in the tmStateReference cache as tmSecurityName. The details of the lookup process are fully described in the DESCRIPTION clause of the snmpTlstmCertToTSNTable MIB object. If any verification fails in any way (for example, because of failures in cryptographic verification or because of the lack of an appropriate row in the snmpTlstmCertToTSNTable), then the session establishment MUST fail, and the snmpTlstmSessionInvalidClientCertificates object is incremented. If the session cannot be opened for any reason at all, including cryptographic verification failures, then the snmpTlstmSessionOpenErrors counter is incremented and processing stops.

Servers that wish to support multiple principals at a particular port SHOULD make use of a (D)TLS extension that allows server-side principal selection like the Server Name Indication extension defined in Section 3.1 of RFC4366. Supporting this will allow, for example, sending notifications to a specific principal at a given TCP or UDP port.

Closing a Session

The TLS Transport Model provides the following primitive to close a session:

statusInformation = closeSession( IN tmSessionID -- session ID of the session to be closed )

The following describes the procedure to follow to close a session between a client and server. This process is followed by any SNMP engine closing the corresponding SNMP session.

1) Increment either the snmpTlstmSessionClientCloses or the

   snmpTlstmSessionServerCloses counter as appropriate.

2) Look up the session using the tmSessionID.

3) If there is no open session associated with the tmSessionID, then

   closeSession processing is completed.

4) Have (D)TLS close the specified connection. This MUST include

   sending a close_notify TLS Alert to inform the other side that
   session cleanup may be performed.

MIB Module Overview

This MIB module provides management of the TLS Transport Model. It defines needed textual conventions, statistical counters, notifications, and configuration infrastructure necessary for session establishment. Example usage of the configuration tables can be found in Appendix A.

Structure of the MIB Module

Objects in this MIB module are arranged into subtrees. Each subtree is organized as a set of related objects. The overall structure and assignment of objects to their subtrees, and the intended purpose of each subtree, is shown below.

Textual Conventions

Generic and Common Textual Conventions used in this module can be found summarized at http://www.ops.ietf.org/mib-common-tcs.html.

This module defines the following new Textual Conventions:

o A new TransportAddress format for describing (D)TLS connection

  addressing requirements.

o A certificate fingerprint allowing MIB module objects to

  generically refer to a stored X.509 certificate using a
  cryptographic hash as a reference pointer.

Statistical Counters

The SNMP-TLS-TM-MIB defines counters that provide network management stations with information about session usage and potential errors that a device may be experiencing.

Configuration Tables

The SNMP-TLS-TM-MIB defines configuration tables that an administrator can use for configuring a device for sending and receiving SNMP messages over (D)TLS. In particular, there are MIB tables that extend the SNMP-TARGET-MIB for configuring (D)TLS certificate usage and a MIB table for mapping incoming (D)TLS client certificates to SNMPv3 tmSecurityNames.

Notifications

The SNMP-TLS-TM-MIB defines notifications to alert management stations when a (D)TLS connection fails because a server's presented certificate did not meet an expected value (snmpTlstmServerCertificateUnknown) or because cryptographic validation failed (snmpTlstmServerInvalidCertificate).

Relationship to Other MIB Modules

Some management objects defined in other MIB modules are applicable to an entity implementing the TLS Transport Model. In particular, it is assumed that an entity implementing the SNMP-TLS-TM-MIB will implement the SNMPv2-MIB RFC3418, the SNMP-FRAMEWORK-MIB RFC3411, the SNMP-TARGET-MIB RFC3413, the SNMP-NOTIFICATION-MIB RFC3413, and the SNMP-VIEW-BASED-ACM-MIB RFC3415.

The SNMP-TLS-TM-MIB module contained in this document is for managing TLS Transport Model information.

MIB Modules Required for IMPORTS

The SNMP-TLS-TM-MIB module imports items from SNMPv2-SMI RFC2578, SNMPv2-TC RFC2579, SNMP-FRAMEWORK-MIB RFC3411, SNMP-TARGET-MIB RFC3413, and SNMPv2-CONF RFC2580.

MIB Module Definition

SNMP-TLS-TM-MIB DEFINITIONS ::= BEGIN

IMPORTS

MODULE-IDENTITY, OBJECT-TYPE,
OBJECT-IDENTITY, mib-2, snmpDomains,
Counter32, Unsigned32, Gauge32, NOTIFICATION-TYPE
  FROM SNMPv2-SMI                 -- RFC 2578 or any update thereof
TEXTUAL-CONVENTION, TimeStamp, RowStatus, StorageType,
AutonomousType
  FROM SNMPv2-TC                  -- RFC 2579 or any update thereof
MODULE-COMPLIANCE, OBJECT-GROUP, NOTIFICATION-GROUP
  FROM SNMPv2-CONF                -- RFC 2580 or any update thereof
SnmpAdminString
  FROM SNMP-FRAMEWORK-MIB         -- RFC 3411 or any update thereof
snmpTargetParamsName, snmpTargetAddrName
  FROM SNMP-TARGET-MIB            -- RFC 3413 or any update thereof
;

snmpTlstmMIB MODULE-IDENTITY

LAST-UPDATED "201107190000Z"
ORGANIZATION "ISMS Working Group"
CONTACT-INFO "WG-EMail:   [email protected]
              Subscribe:  [email protected]
              Chairs:
                 Juergen Schoenwaelder
                 Jacobs University Bremen
                 Campus Ring 1
                 28725 Bremen
                 Germany
                 +49 421 200-3587
                 [email protected]
                 Russ Mundy
                 SPARTA, Inc.
                 7110 Samuel Morse Drive
                 Columbia, MD  21046
                 USA
              Editor:
                 Wes Hardaker
                 SPARTA, Inc.
                 P.O. Box 382
                 Davis, CA  95617
                 USA
                 [email protected]
              "
DESCRIPTION  "
    The TLS Transport Model MIB
    Copyright (c) 2010-2011 IETF Trust and the persons identified
    as authors of the code.  All rights reserved.
    Redistribution and use in source and binary forms, with or
    without modification, is permitted pursuant to, and subject
    to the license terms contained in, the Simplified BSD License
    set forth in Section 4.c of the IETF Trust's Legal Provisions
    Relating to IETF Documents
    (http://trustee.ietf.org/license-info)."
   REVISION     "201107190000Z"
   DESCRIPTION  "This version of this MIB module is part of
                 RFC 6353; see the RFC itself for full legal
                 notices.  The only change was to introduce
                 new wording to reflect require changes for
                 IDNA addresses in the SnmpTLSAddress TC."
   REVISION     "201005070000Z"
   DESCRIPTION  "This version of this MIB module is part of
                 RFC 5953; see the RFC itself for full legal
                 notices."
::= { mib-2 198 }

-- ************************************************ -- subtrees of the SNMP-TLS-TM-MIB -- ************************************************

snmpTlstmNotifications OBJECT IDENTIFIER ::= { snmpTlstmMIB 0 } snmpTlstmIdentities OBJECT IDENTIFIER ::= { snmpTlstmMIB 1 } snmpTlstmObjects OBJECT IDENTIFIER ::= { snmpTlstmMIB 2 } snmpTlstmConformance OBJECT IDENTIFIER ::= { snmpTlstmMIB 3 }

-- ************************************************ -- snmpTlstmObjects - Objects -- ************************************************

snmpTLSTCPDomain OBJECT-IDENTITY

STATUS      current
DESCRIPTION
    "The SNMP over TLS via TCP transport domain.  The
    corresponding transport address is of type SnmpTLSAddress.
    The securityName prefix to be associated with the
    snmpTLSTCPDomain is 'tls'.  This prefix may be used by
    security models or other components to identify which secure
    transport infrastructure authenticated a securityName."
REFERENCE
  "RFC 2579: Textual Conventions for SMIv2"
::= { snmpDomains 8 }

snmpDTLSUDPDomain OBJECT-IDENTITY

STATUS      current
DESCRIPTION
    "The SNMP over DTLS via UDP transport domain.  The
    corresponding transport address is of type SnmpTLSAddress.
    The securityName prefix to be associated with the
    snmpDTLSUDPDomain is 'dtls'.  This prefix may be used by
    security models or other components to identify which secure
    transport infrastructure authenticated a securityName."
REFERENCE
  "RFC 2579: Textual Conventions for SMIv2"
::= { snmpDomains 9 }

SnmpTLSAddress ::= TEXTUAL-CONVENTION

DISPLAY-HINT "1a"
STATUS       current
DESCRIPTION
    "Represents an IPv4 address, an IPv6 address, or a
     US-ASCII-encoded hostname and port number.
    An IPv4 address must be in dotted decimal format followed by a
    colon ':' (US-ASCII character 0x3A) and a decimal port number
    in US-ASCII.
    An IPv6 address must be a colon-separated format (as described
    in RFC 5952), surrounded by square brackets ('[', US-ASCII
    character 0x5B, and ']', US-ASCII character 0x5D), followed by
    a colon ':' (US-ASCII character 0x3A) and a decimal port number
    in US-ASCII.
    A hostname is always in US-ASCII (as per RFC 1123);
    internationalized hostnames are encoded as A-labels as specified
    in  RFC 5890.  The hostname is followed by a
    colon ':' (US-ASCII character 0x3A) and a decimal port number
    in US-ASCII.  The name SHOULD be fully qualified whenever
    possible.
    Values of this textual convention may not be directly usable
    as transport-layer addressing information, and may require
    run-time resolution.  As such, applications that write them
    must be prepared for handling errors if such values are not
    supported, or cannot be resolved (if resolution occurs at the
    time of the management operation).
    The DESCRIPTION clause of TransportAddress objects that may
    have SnmpTLSAddress values must fully describe how (and
    when) such names are to be resolved to IP addresses and vice
    versa.
    This textual convention SHOULD NOT be used directly in object
    definitions since it restricts addresses to a specific
    format.  However, if it is used, it MAY be used either on its
    own or in conjunction with TransportAddressType or
    TransportDomain as a pair.
    When this textual convention is used as a syntax of an index
    object, there may be issues with the limit of 128
    sub-identifiers specified in SMIv2 (STD 58).  It is RECOMMENDED
    that all MIB documents using this textual convention make
    explicit any limitations on index component lengths that
    management software must observe.  This may be done either by
    including SIZE constraints on the index components or by
    specifying applicable constraints in the conceptual row
    DESCRIPTION clause or in the surrounding documentation."
REFERENCE
  "RFC 1123: Requirements for Internet Hosts - Application and
             Support
   RFC 5890: Internationalized Domain Names for Applications (IDNA):
             Definitions and Document Framework
   RFC 5952: A Recommendation for IPv6 Address Text Representation
  "
SYNTAX       OCTET STRING (SIZE (1..255))

SnmpTLSFingerprint ::= TEXTUAL-CONVENTION

DISPLAY-HINT "1x:1x"
STATUS       current
DESCRIPTION
   "A fingerprint value that can be used to uniquely reference
   other data of potentially arbitrary length.
   An SnmpTLSFingerprint value is composed of a 1-octet hashing
   algorithm identifier followed by the fingerprint value.  The
   octet value encoded is taken from the IANA TLS HashAlgorithm
   Registry (RFC 5246).  The remaining octets are filled using the
   results of the hashing algorithm.
   This TEXTUAL-CONVENTION allows for a zero-length (blank)
   SnmpTLSFingerprint value for use in tables where the
   fingerprint value may be optional.  MIB definitions or
   implementations may refuse to accept a zero-length value as
   appropriate."
   REFERENCE "RFC 5246: The Transport Layer
              Security (TLS) Protocol Version 1.2
              http://www.iana.org/assignments/tls-parameters/
   "
SYNTAX OCTET STRING (SIZE (0..255))

-- Identities for use in the snmpTlstmCertToTSNTable

snmpTlstmCertToTSNMIdentities OBJECT IDENTIFIER

::= { snmpTlstmIdentities 1 }

snmpTlstmCertSpecified OBJECT-IDENTITY

STATUS        current
DESCRIPTION  "Directly specifies the tmSecurityName to be used for
              this certificate.  The value of the tmSecurityName
              to use is specified in the snmpTlstmCertToTSNData
              column.  The snmpTlstmCertToTSNData column must
              contain a non-zero length SnmpAdminString compliant
              value or the mapping described in this row must be
              considered a failure."
::= { snmpTlstmCertToTSNMIdentities 1 }

snmpTlstmCertSANRFC822Name OBJECT-IDENTITY

STATUS        current
DESCRIPTION  "Maps a subjectAltName's rfc822Name to a
              tmSecurityName.  The local part of the rfc822Name is
              passed unaltered but the host-part of the name must
              be passed in lowercase.  This mapping results in a
              1:1 correspondence between equivalent subjectAltName
              rfc822Name values and tmSecurityName values except
              that the host-part of the name MUST be passed in
              lowercase.
              Example rfc822Name Field:  [email protected]
              is mapped to tmSecurityName: [email protected]."
::= { snmpTlstmCertToTSNMIdentities 2 }

snmpTlstmCertSANDNSName OBJECT-IDENTITY

STATUS        current
DESCRIPTION  "Maps a subjectAltName's dNSName to a
              tmSecurityName after first converting it to all
              lowercase (RFC 5280 does not specify converting to
              lowercase so this involves an extra step).  This
              mapping results in a 1:1 correspondence between
              subjectAltName dNSName values and the tmSecurityName
              values."
REFERENCE "RFC 5280 - Internet X.509 Public Key Infrastructure
                     Certificate and Certificate Revocation
                     List (CRL) Profile."
::= { snmpTlstmCertToTSNMIdentities 3 }

snmpTlstmCertSANIpAddress OBJECT-IDENTITY

STATUS        current
DESCRIPTION  "Maps a subjectAltName's iPAddress to a
              tmSecurityName by transforming the binary encoded
              address as follows:
              1) for IPv4, the value is converted into a
                 decimal-dotted quad address (e.g., '192.0.2.1').
              2) for IPv6 addresses, the value is converted into a
                 32-character all lowercase hexadecimal string
                 without any colon separators.
              This mapping results in a 1:1 correspondence between
              subjectAltName iPAddress values and the
              tmSecurityName values.
              The resulting length of an encoded IPv6 address is
              the maximum length supported by the View-Based
              Access Control Model (VACM).  Using both the
              Transport Security Model's support for transport
              prefixes (see the SNMP-TSM-MIB's
              snmpTsmConfigurationUsePrefix object for details)
              will result in securityName lengths that exceed what
              VACM can handle."
::= { snmpTlstmCertToTSNMIdentities 4 }

snmpTlstmCertSANAny OBJECT-IDENTITY

STATUS        current
DESCRIPTION  "Maps any of the following fields using the
              corresponding mapping algorithms:
              |------------+----------------------------|
              | Type       | Algorithm                  |
              |------------+----------------------------|
              | rfc822Name | snmpTlstmCertSANRFC822Name |
              | dNSName    | snmpTlstmCertSANDNSName    |
              | iPAddress  | snmpTlstmCertSANIpAddress  |
              |------------+----------------------------|
              The first matching subjectAltName value found in the
              certificate of the above types MUST be used when
              deriving the tmSecurityName.  The mapping algorithm
              specified in the 'Algorithm' column MUST be used to
              derive the tmSecurityName.
              This mapping results in a 1:1 correspondence between
              subjectAltName values and tmSecurityName values.  The
              three sub-mapping algorithms produced by this
              combined algorithm cannot produce conflicting
              results between themselves."
::= { snmpTlstmCertToTSNMIdentities 5 }

snmpTlstmCertCommonName OBJECT-IDENTITY

STATUS        current
DESCRIPTION  "Maps a certificate's CommonName to a tmSecurityName
              after converting it to a UTF-8 encoding.  The usage
              of CommonNames is deprecated and users are
              encouraged to use subjectAltName mapping methods
              instead.  This mapping results in a 1:1
              correspondence between certificate CommonName values
              and tmSecurityName values."
::= { snmpTlstmCertToTSNMIdentities 6 }

-- The snmpTlstmSession Group

snmpTlstmSession OBJECT IDENTIFIER ::= { snmpTlstmObjects 1 }

snmpTlstmSessionOpens OBJECT-TYPE

SYNTAX       Counter32
MAX-ACCESS   read-only
STATUS       current
DESCRIPTION
   "The number of times an openSession() request has been executed
   as a (D)TLS client, regardless of whether it succeeded or
   failed."
::= { snmpTlstmSession 1 }

snmpTlstmSessionClientCloses OBJECT-TYPE

SYNTAX       Counter32
MAX-ACCESS   read-only
STATUS       current
DESCRIPTION
    "The number of times a closeSession() request has been
    executed as a (D)TLS client, regardless of whether it
    succeeded or failed."
::= { snmpTlstmSession 2 }

snmpTlstmSessionOpenErrors OBJECT-TYPE

SYNTAX       Counter32
MAX-ACCESS   read-only
STATUS       current
DESCRIPTION
    "The number of times an openSession() request failed to open a
    session as a (D)TLS client, for any reason."
::= { snmpTlstmSession 3 }

snmpTlstmSessionAccepts OBJECT-TYPE

SYNTAX       Counter32
MAX-ACCESS   read-only
STATUS       current
DESCRIPTION
   "The number of times a (D)TLS server has accepted a new
   connection from a client and has received at least one SNMP
   message through it."
::= { snmpTlstmSession 4 }

snmpTlstmSessionServerCloses OBJECT-TYPE

SYNTAX       Counter32
MAX-ACCESS   read-only
STATUS       current
DESCRIPTION
    "The number of times a closeSession() request has been
    executed as a (D)TLS server, regardless of whether it
    succeeded or failed."
::= { snmpTlstmSession 5 }

snmpTlstmSessionNoSessions OBJECT-TYPE

SYNTAX       Counter32
MAX-ACCESS   read-only
STATUS       current
DESCRIPTION
    "The number of times an outgoing message was dropped because
    the session associated with the passed tmStateReference was no
    longer (or was never) available."
::= { snmpTlstmSession 6 }

snmpTlstmSessionInvalidClientCertificates OBJECT-TYPE

SYNTAX       Counter32
MAX-ACCESS   read-only
STATUS       current
DESCRIPTION
    "The number of times an incoming session was not established
    on a (D)TLS server because the presented client certificate
    was invalid.  Reasons for invalidation include, but are not
    limited to, cryptographic validation failures or lack of a
    suitable mapping row in the snmpTlstmCertToTSNTable."
::= { snmpTlstmSession 7 }

snmpTlstmSessionUnknownServerCertificate OBJECT-TYPE

SYNTAX       Counter32
MAX-ACCESS   read-only
STATUS       current
DESCRIPTION
    "The number of times an outgoing session was not established
     on a (D)TLS client because the server certificate presented
     by an SNMP over (D)TLS server was invalid because no
     configured fingerprint or Certification Authority (CA) was
     acceptable to validate it.
     This may result because there was no entry in the
     snmpTlstmAddrTable or because no path could be found to a
     known CA."
::= { snmpTlstmSession 8 }

snmpTlstmSessionInvalidServerCertificates OBJECT-TYPE

SYNTAX       Counter32
MAX-ACCESS   read-only
STATUS       current
DESCRIPTION
    "The number of times an outgoing session was not established
     on a (D)TLS client because the server certificate presented
     by an SNMP over (D)TLS server could not be validated even if
     the fingerprint or expected validation path was known.  That
     is, a cryptographic validation error occurred during
     certificate validation processing.
    Reasons for invalidation include, but are not
    limited to, cryptographic validation failures."
::= { snmpTlstmSession 9 }

snmpTlstmSessionInvalidCaches OBJECT-TYPE

SYNTAX       Counter32
MAX-ACCESS   read-only
STATUS       current
DESCRIPTION
    "The number of outgoing messages dropped because the
    tmStateReference referred to an invalid cache."
::= { snmpTlstmSession 10 }

-- Configuration Objects

snmpTlstmConfig OBJECT IDENTIFIER ::= { snmpTlstmObjects 2 }

-- Certificate mapping

snmpTlstmCertificateMapping OBJECT IDENTIFIER ::= { snmpTlstmConfig 1 }

snmpTlstmCertToTSNCount OBJECT-TYPE

SYNTAX      Gauge32
MAX-ACCESS  read-only
STATUS      current
DESCRIPTION
    "A count of the number of entries in the
    snmpTlstmCertToTSNTable."
::= { snmpTlstmCertificateMapping 1 }

snmpTlstmCertToTSNTableLastChanged OBJECT-TYPE

SYNTAX      TimeStamp
MAX-ACCESS  read-only
STATUS      current
DESCRIPTION
    "The value of sysUpTime.0 when the snmpTlstmCertToTSNTable was
    last modified through any means, or 0 if it has not been
    modified since the command responder was started."
::= { snmpTlstmCertificateMapping 2 }

snmpTlstmCertToTSNTable OBJECT-TYPE

SYNTAX      SEQUENCE OF SnmpTlstmCertToTSNEntry
MAX-ACCESS  not-accessible
STATUS      current
DESCRIPTION
    "This table is used by a (D)TLS server to map the (D)TLS
    client's presented X.509 certificate to a tmSecurityName.
    On an incoming (D)TLS/SNMP connection, the client's presented
    certificate must either be validated based on an established
    trust anchor, or it must directly match a fingerprint in this
    table.  This table does not provide any mechanisms for
    configuring the trust anchors; the transfer of any needed
    trusted certificates for path validation is expected to occur
    through an out-of-band transfer.
    Once the certificate has been found acceptable (either by path
    validation or directly matching a fingerprint in this table),
    this table is consulted to determine the appropriate
    tmSecurityName to identify with the remote connection.  This
    is done by considering each active row from this table in
    prioritized order according to its snmpTlstmCertToTSNID value.
    Each row's snmpTlstmCertToTSNFingerprint value determines
    whether the row is a match for the incoming connection:
        1) If the row's snmpTlstmCertToTSNFingerprint value
           identifies the presented certificate, then consider the
           row as a successful match.
        2) If the row's snmpTlstmCertToTSNFingerprint value
           identifies a locally held copy of a trusted CA
           certificate and that CA certificate was used to
           validate the path to the presented certificate, then
           consider the row as a successful match.
    Once a matching row has been found, the
    snmpTlstmCertToTSNMapType value can be used to determine how
    the tmSecurityName to associate with the session should be
    determined.  See the snmpTlstmCertToTSNMapType column's
    DESCRIPTION for details on determining the tmSecurityName
    value.  If it is impossible to determine a tmSecurityName from
    the row's data combined with the data presented in the
    certificate, then additional rows MUST be searched looking for
    another potential match.  If a resulting tmSecurityName mapped
    from a given row is not compatible with the needed
    requirements of a tmSecurityName (e.g., VACM imposes a
    32-octet-maximum length and the certificate derived
    securityName could be longer), then it must be considered an
    invalid match and additional rows MUST be searched looking for
    another potential match.
    If no matching and valid row can be found, the connection MUST
    be closed and SNMP messages MUST NOT be accepted over it.
    Missing values of snmpTlstmCertToTSNID are acceptable and
    implementations should continue to the next highest numbered
    row.  It is recommended that administrators skip index values
    to leave room for the insertion of future rows (for example,
    use values of 10 and 20 when creating initial rows).
    Users are encouraged to make use of certificates with
    subjectAltName fields that can be used as tmSecurityNames so
    that a single root CA certificate can allow all child
    certificate's subjectAltName to map directly to a
    tmSecurityName via a 1:1 transformation.  However, this table
    is flexible to allow for situations where existing deployed
    certificate infrastructures do not provide adequate
    subjectAltName values for use as tmSecurityNames.
    Certificates may also be mapped to tmSecurityNames using the
    CommonName portion of the Subject field.  However, the usage
    of the CommonName field is deprecated and thus this usage is
    NOT RECOMMENDED.  Direct mapping from each individual
    certificate fingerprint to a tmSecurityName is also possible
    but requires one entry in the table per tmSecurityName and
    requires more management operations to completely configure a
    device."
::= { snmpTlstmCertificateMapping 3 }

snmpTlstmCertToTSNEntry OBJECT-TYPE

SYNTAX      SnmpTlstmCertToTSNEntry
MAX-ACCESS  not-accessible
STATUS      current
DESCRIPTION
    "A row in the snmpTlstmCertToTSNTable that specifies a mapping
    for an incoming (D)TLS certificate to a tmSecurityName to use
    for a connection."
INDEX   { snmpTlstmCertToTSNID }
::= { snmpTlstmCertToTSNTable 1 }

SnmpTlstmCertToTSNEntry ::= SEQUENCE {

snmpTlstmCertToTSNID           Unsigned32,
snmpTlstmCertToTSNFingerprint  SnmpTLSFingerprint,
snmpTlstmCertToTSNMapType      AutonomousType,
snmpTlstmCertToTSNData         OCTET STRING,
snmpTlstmCertToTSNStorageType  StorageType,
snmpTlstmCertToTSNRowStatus    RowStatus

}

snmpTlstmCertToTSNID OBJECT-TYPE

SYNTAX      Unsigned32 (1..4294967295)
MAX-ACCESS  not-accessible
STATUS      current
DESCRIPTION
    "A unique, prioritized index for the given entry.  Lower
    numbers indicate a higher priority."
::= { snmpTlstmCertToTSNEntry 1 }

snmpTlstmCertToTSNFingerprint OBJECT-TYPE

SYNTAX      SnmpTLSFingerprint (SIZE(1..255))
MAX-ACCESS  read-create
STATUS      current
DESCRIPTION
    "A cryptographic hash of an X.509 certificate.  The results of
    a successful matching fingerprint to either the trusted CA in
    the certificate validation path or to the certificate itself
    is dictated by the snmpTlstmCertToTSNMapType column."
::= { snmpTlstmCertToTSNEntry 2 }

snmpTlstmCertToTSNMapType OBJECT-TYPE

SYNTAX      AutonomousType
MAX-ACCESS  read-create
STATUS      current
DESCRIPTION
    "Specifies the mapping type for deriving a tmSecurityName from
    a certificate.  Details for mapping of a particular type SHALL
    be specified in the DESCRIPTION clause of the OBJECT-IDENTITY
    that describes the mapping.  If a mapping succeeds it will
    return a tmSecurityName for use by the TLSTM model and
    processing stops.
    If the resulting mapped value is not compatible with the
    needed requirements of a tmSecurityName (e.g., VACM imposes a
    32-octet-maximum length and the certificate derived
    securityName could be longer), then future rows MUST be
    searched for additional snmpTlstmCertToTSNFingerprint matches
    to look for a mapping that succeeds.
    Suitable values for assigning to this object that are defined
    within the SNMP-TLS-TM-MIB can be found in the
    snmpTlstmCertToTSNMIdentities portion of the MIB tree."
DEFVAL { snmpTlstmCertSpecified }
::= { snmpTlstmCertToTSNEntry 3 }

snmpTlstmCertToTSNData OBJECT-TYPE

SYNTAX      OCTET STRING (SIZE(0..1024))
MAX-ACCESS  read-create
STATUS      current
DESCRIPTION
    "Auxiliary data used as optional configuration information for
    a given mapping specified by the snmpTlstmCertToTSNMapType
    column.  Only some mapping systems will make use of this
    column.  The value in this column MUST be ignored for any
    mapping type that does not require data present in this
    column."
DEFVAL { "" }
::= { snmpTlstmCertToTSNEntry 4 }

snmpTlstmCertToTSNStorageType OBJECT-TYPE

SYNTAX       StorageType
MAX-ACCESS   read-create
STATUS       current
DESCRIPTION
    "The storage type for this conceptual row.  Conceptual rows
    having the value 'permanent' need not allow write-access to
    any columnar objects in the row."
DEFVAL      { nonVolatile }
::= { snmpTlstmCertToTSNEntry 5 }

snmpTlstmCertToTSNRowStatus OBJECT-TYPE

SYNTAX      RowStatus
MAX-ACCESS  read-create
STATUS      current
DESCRIPTION
    "The status of this conceptual row.  This object may be used
    to create or remove rows from this table.
    To create a row in this table, an administrator must set this
    object to either createAndGo(4) or createAndWait(5).
    Until instances of all corresponding columns are appropriately
    configured, the value of the corresponding instance of the
    snmpTlstmParamsRowStatus column is notReady(3).
    In particular, a newly created row cannot be made active until
    the corresponding snmpTlstmCertToTSNFingerprint,
    snmpTlstmCertToTSNMapType, and snmpTlstmCertToTSNData columns
    have been set.
    The following objects may not be modified while the
    value of this object is active(1):
        - snmpTlstmCertToTSNFingerprint
        - snmpTlstmCertToTSNMapType
        - snmpTlstmCertToTSNData
    An attempt to set these objects while the value of
    snmpTlstmParamsRowStatus is active(1) will result in
    an inconsistentValue error."
::= { snmpTlstmCertToTSNEntry 6 }

-- Maps tmSecurityNames to certificates for use by the SNMP-TARGET-MIB

snmpTlstmParamsCount OBJECT-TYPE

SYNTAX      Gauge32
MAX-ACCESS  read-only
STATUS      current
DESCRIPTION
    "A count of the number of entries in the snmpTlstmParamsTable."
::= { snmpTlstmCertificateMapping 4 }

snmpTlstmParamsTableLastChanged OBJECT-TYPE

SYNTAX      TimeStamp
MAX-ACCESS  read-only
STATUS      current
DESCRIPTION
    "The value of sysUpTime.0 when the snmpTlstmParamsTable
    was last modified through any means, or 0 if it has not been
    modified since the command responder was started."
::= { snmpTlstmCertificateMapping 5 }

snmpTlstmParamsTable OBJECT-TYPE

SYNTAX      SEQUENCE OF SnmpTlstmParamsEntry
MAX-ACCESS  not-accessible
STATUS      current
DESCRIPTION
    "This table is used by a (D)TLS client when a (D)TLS
    connection is being set up using an entry in the
    SNMP-TARGET-MIB.  It extends the SNMP-TARGET-MIB's
    snmpTargetParamsTable with a fingerprint of a certificate to
    use when establishing such a (D)TLS connection."
::= { snmpTlstmCertificateMapping 6 }

snmpTlstmParamsEntry OBJECT-TYPE

SYNTAX      SnmpTlstmParamsEntry
MAX-ACCESS  not-accessible
STATUS      current
DESCRIPTION
    "A conceptual row containing a fingerprint hash of a locally
    held certificate for a given snmpTargetParamsEntry.  The
    values in this row should be ignored if the connection that
    needs to be established, as indicated by the SNMP-TARGET-MIB
    infrastructure, is not a certificate and (D)TLS based
    connection.  The connection SHOULD NOT be established if the
    certificate fingerprint stored in this entry does not point to
    a valid locally held certificate or if it points to an
    unusable certificate (such as might happen when the
    certificate's expiration date has been reached)."
INDEX    { IMPLIED snmpTargetParamsName }
::= { snmpTlstmParamsTable 1 }

SnmpTlstmParamsEntry ::= SEQUENCE {

snmpTlstmParamsClientFingerprint SnmpTLSFingerprint,
snmpTlstmParamsStorageType       StorageType,
snmpTlstmParamsRowStatus         RowStatus

}

snmpTlstmParamsClientFingerprint OBJECT-TYPE

SYNTAX      SnmpTLSFingerprint
MAX-ACCESS  read-create
STATUS      current
DESCRIPTION
    "This object stores the hash of the public portion of a
    locally held X.509 certificate.  The X.509 certificate, its
    public key, and the corresponding private key will be used
    when initiating a (D)TLS connection as a (D)TLS client."
::= { snmpTlstmParamsEntry 1 }

snmpTlstmParamsStorageType OBJECT-TYPE

SYNTAX       StorageType
MAX-ACCESS   read-create
STATUS       current
DESCRIPTION
    "The storage type for this conceptual row.  Conceptual rows
    having the value 'permanent' need not allow write-access to
    any columnar objects in the row."
DEFVAL      { nonVolatile }
::= { snmpTlstmParamsEntry 2 }

snmpTlstmParamsRowStatus OBJECT-TYPE

SYNTAX      RowStatus
MAX-ACCESS  read-create
STATUS      current
DESCRIPTION
    "The status of this conceptual row.  This object may be used
    to create or remove rows from this table.
    To create a row in this table, an administrator must set this
    object to either createAndGo(4) or createAndWait(5).
    Until instances of all corresponding columns are appropriately
    configured, the value of the corresponding instance of the
    snmpTlstmParamsRowStatus column is notReady(3).
    In particular, a newly created row cannot be made active until
    the corresponding snmpTlstmParamsClientFingerprint column has
    been set.
    The snmpTlstmParamsClientFingerprint object may not be modified
    while the value of this object is active(1).
    An attempt to set these objects while the value of
    snmpTlstmParamsRowStatus is active(1) will result in
    an inconsistentValue error."
::= { snmpTlstmParamsEntry 3 }

snmpTlstmAddrCount OBJECT-TYPE

SYNTAX      Gauge32
MAX-ACCESS  read-only
STATUS      current
DESCRIPTION
    "A count of the number of entries in the snmpTlstmAddrTable."
::= { snmpTlstmCertificateMapping 7 }

snmpTlstmAddrTableLastChanged OBJECT-TYPE

SYNTAX      TimeStamp
MAX-ACCESS  read-only
STATUS      current
DESCRIPTION
    "The value of sysUpTime.0 when the snmpTlstmAddrTable
    was last modified through any means, or 0 if it has not been
    modified since the command responder was started."
::= { snmpTlstmCertificateMapping 8 }

snmpTlstmAddrTable OBJECT-TYPE

SYNTAX      SEQUENCE OF SnmpTlstmAddrEntry
MAX-ACCESS  not-accessible
STATUS      current
DESCRIPTION
    "This table is used by a (D)TLS client when a (D)TLS
    connection is being set up using an entry in the
    SNMP-TARGET-MIB.  It extends the SNMP-TARGET-MIB's
    snmpTargetAddrTable so that the client can verify that the
    correct server has been reached.  This verification can use
    either a certificate fingerprint, or an identity
    authenticated via certification path validation.
    If there is an active row in this table corresponding to the
    entry in the SNMP-TARGET-MIB that was used to establish the
    connection, and the row's snmpTlstmAddrServerFingerprint
    column has non-empty value, then the server's presented
    certificate is compared with the
    snmpTlstmAddrServerFingerprint value (and the
    snmpTlstmAddrServerIdentity column is ignored).  If the
    fingerprint matches, the verification has succeeded.  If the
    fingerprint does not match, then the connection MUST be
    closed.
    If the server's presented certificate has passed
    certification path validation RFC5280 to a configured
    trust anchor, and an active row exists with a zero-length
    snmpTlstmAddrServerFingerprint value, then the
    snmpTlstmAddrServerIdentity column contains the expected
    host name.  This expected host name is then compared against
    the server's certificate as follows:
      - Implementations MUST support matching the expected host
      name against a dNSName in the subjectAltName extension
      field and MAY support checking the name against the
      CommonName portion of the subject distinguished name.
      - The '*' (ASCII 0x2a) wildcard character is allowed in the
      dNSName of the subjectAltName extension (and in common
      name, if used to store the host name), but only as the
      left-most (least significant) DNS label in that value.
      This wildcard matches any left-most DNS label in the
      server name.  That is, the subject *.example.com matches
      the server names a.example.com and b.example.com, but does
      not match example.com or a.b.example.com.  Implementations
      MUST support wildcards in certificates as specified above,
      but MAY provide a configuration option to disable them.
      - If the locally configured name is an internationalized
      domain name, conforming implementations MUST convert it to
      the ASCII Compatible Encoding (ACE) format for performing
      comparisons, as specified in Section 7 of RFC5280.
    If the expected host name fails these conditions then the
    connection MUST be closed.
    If there is no row in this table corresponding to the entry
    in the SNMP-TARGET-MIB and the server can be authorized by
    another, implementation-dependent means, then the connection
    MAY still proceed."
::= { snmpTlstmCertificateMapping 9 }

snmpTlstmAddrEntry OBJECT-TYPE

SYNTAX      SnmpTlstmAddrEntry
MAX-ACCESS  not-accessible
STATUS      current
DESCRIPTION
    "A conceptual row containing a copy of a certificate's
    fingerprint for a given snmpTargetAddrEntry.  The values in
    this row should be ignored if the connection that needs to be
    established, as indicated by the SNMP-TARGET-MIB
    infrastructure, is not a (D)TLS based connection.  If an
    snmpTlstmAddrEntry exists for a given snmpTargetAddrEntry, then
    the presented server certificate MUST match or the connection
    MUST NOT be established.  If a row in this table does not
    exist to match an snmpTargetAddrEntry row, then the connection
    SHOULD still proceed if some other certificate validation path
    algorithm (e.g., RFC 5280) can be used."
INDEX    { IMPLIED snmpTargetAddrName }
::= { snmpTlstmAddrTable 1 }

SnmpTlstmAddrEntry ::= SEQUENCE {

snmpTlstmAddrServerFingerprint    SnmpTLSFingerprint,
snmpTlstmAddrServerIdentity       SnmpAdminString,
snmpTlstmAddrStorageType          StorageType,
snmpTlstmAddrRowStatus            RowStatus

}

snmpTlstmAddrServerFingerprint OBJECT-TYPE

SYNTAX      SnmpTLSFingerprint
MAX-ACCESS  read-create
STATUS      current
DESCRIPTION
    "A cryptographic hash of a public X.509 certificate.  This
    object should store the hash of the public X.509 certificate
    that the remote server should present during the (D)TLS
    connection setup.  The fingerprint of the presented
    certificate and this hash value MUST match exactly or the
    connection MUST NOT be established."
DEFVAL { "" }
::= { snmpTlstmAddrEntry 1 }

snmpTlstmAddrServerIdentity OBJECT-TYPE

SYNTAX      SnmpAdminString
MAX-ACCESS  read-create
STATUS      current
DESCRIPTION
    "The reference identity to check against the identity
    presented by the remote system."
DEFVAL { "" }
::= { snmpTlstmAddrEntry 2 }

snmpTlstmAddrStorageType OBJECT-TYPE

SYNTAX       StorageType
MAX-ACCESS   read-create
STATUS       current
DESCRIPTION
    "The storage type for this conceptual row.  Conceptual rows
    having the value 'permanent' need not allow write-access to
    any columnar objects in the row."
DEFVAL      { nonVolatile }
::= { snmpTlstmAddrEntry 3 }

snmpTlstmAddrRowStatus OBJECT-TYPE

SYNTAX      RowStatus
MAX-ACCESS  read-create
STATUS      current
DESCRIPTION
    "The status of this conceptual row.  This object may be used
    to create or remove rows from this table.
    To create a row in this table, an administrator must set this
    object to either createAndGo(4) or createAndWait(5).
    Until instances of all corresponding columns are
    appropriately configured, the value of the
    corresponding instance of the snmpTlstmAddrRowStatus
    column is notReady(3).
    In particular, a newly created row cannot be made active until
    the corresponding snmpTlstmAddrServerFingerprint column has been
    set.
    Rows MUST NOT be active if the snmpTlstmAddrServerFingerprint
    column is blank and the snmpTlstmAddrServerIdentity is set to
    '*' since this would insecurely accept any presented
    certificate.
    The snmpTlstmAddrServerFingerprint object may not be modified
    while the value of this object is active(1).
    An attempt to set these objects while the value of
    snmpTlstmAddrRowStatus is active(1) will result in
    an inconsistentValue error."
::= { snmpTlstmAddrEntry 4 }

-- ************************************************ -- snmpTlstmNotifications - Notifications Information -- ************************************************

snmpTlstmServerCertificateUnknown NOTIFICATION-TYPE

OBJECTS { snmpTlstmSessionUnknownServerCertificate }
STATUS  current
DESCRIPTION
    "Notification that the server certificate presented by an SNMP
     over (D)TLS server was invalid because no configured
     fingerprint or CA was acceptable to validate it.  This may be
     because there was no entry in the snmpTlstmAddrTable or
     because no path could be found to known Certification
     Authority.
     To avoid notification loops, this notification MUST NOT be
     sent to servers that themselves have triggered the
     notification."
::= { snmpTlstmNotifications 1 }

snmpTlstmServerInvalidCertificate NOTIFICATION-TYPE

OBJECTS { snmpTlstmAddrServerFingerprint,
          snmpTlstmSessionInvalidServerCertificates}
STATUS  current
DESCRIPTION
    "Notification that the server certificate presented by an SNMP
     over (D)TLS server could not be validated even if the
     fingerprint or expected validation path was known.  That is, a
     cryptographic validation error occurred during certificate
     validation processing.
     To avoid notification loops, this notification MUST NOT be
     sent to servers that themselves have triggered the
     notification."
::= { snmpTlstmNotifications 2 }

-- ************************************************ -- snmpTlstmCompliances - Conformance Information -- ************************************************

snmpTlstmCompliances OBJECT IDENTIFIER ::= { snmpTlstmConformance 1 }

snmpTlstmGroups OBJECT IDENTIFIER ::= { snmpTlstmConformance 2 }

-- ************************************************ -- Compliance statements -- ************************************************

snmpTlstmCompliance MODULE-COMPLIANCE

STATUS      current
DESCRIPTION
    "The compliance statement for SNMP engines that support the
    SNMP-TLS-TM-MIB"
MODULE
    MANDATORY-GROUPS { snmpTlstmStatsGroup,
                       snmpTlstmIncomingGroup,
                       snmpTlstmOutgoingGroup,
                       snmpTlstmNotificationGroup }
::= { snmpTlstmCompliances 1 }

-- ************************************************ -- Units of conformance -- ************************************************ snmpTlstmStatsGroup OBJECT-GROUP

OBJECTS {
    snmpTlstmSessionOpens,
    snmpTlstmSessionClientCloses,
    snmpTlstmSessionOpenErrors,
    snmpTlstmSessionAccepts,
    snmpTlstmSessionServerCloses,
    snmpTlstmSessionNoSessions,
    snmpTlstmSessionInvalidClientCertificates,
    snmpTlstmSessionUnknownServerCertificate,
    snmpTlstmSessionInvalidServerCertificates,
    snmpTlstmSessionInvalidCaches
}
STATUS      current
DESCRIPTION
    "A collection of objects for maintaining
    statistical information of an SNMP engine that
    implements the SNMP TLS Transport Model."
::= { snmpTlstmGroups 1 }

snmpTlstmIncomingGroup OBJECT-GROUP

OBJECTS {
    snmpTlstmCertToTSNCount,
    snmpTlstmCertToTSNTableLastChanged,
    snmpTlstmCertToTSNFingerprint,
    snmpTlstmCertToTSNMapType,
    snmpTlstmCertToTSNData,
    snmpTlstmCertToTSNStorageType,
    snmpTlstmCertToTSNRowStatus
}
STATUS      current
DESCRIPTION
    "A collection of objects for maintaining
    incoming connection certificate mappings to
    tmSecurityNames of an SNMP engine that implements the
    SNMP TLS Transport Model."
::= { snmpTlstmGroups 2 }

snmpTlstmOutgoingGroup OBJECT-GROUP

OBJECTS {
    snmpTlstmParamsCount,
    snmpTlstmParamsTableLastChanged,
    snmpTlstmParamsClientFingerprint,
    snmpTlstmParamsStorageType,
    snmpTlstmParamsRowStatus,
    snmpTlstmAddrCount,
    snmpTlstmAddrTableLastChanged,
    snmpTlstmAddrServerFingerprint,
    snmpTlstmAddrServerIdentity,
    snmpTlstmAddrStorageType,
    snmpTlstmAddrRowStatus
}
STATUS      current
DESCRIPTION
    "A collection of objects for maintaining
    outgoing connection certificates to use when opening
    connections as a result of SNMP-TARGET-MIB settings."
::= { snmpTlstmGroups 3 }

snmpTlstmNotificationGroup NOTIFICATION-GROUP

NOTIFICATIONS {
    snmpTlstmServerCertificateUnknown,
    snmpTlstmServerInvalidCertificate
}
STATUS current
DESCRIPTION
    "Notifications"
::= { snmpTlstmGroups 4 }

END

Operational Considerations

This section discusses various operational aspects of deploying TLSTM.

Sessions

A session is discussed throughout this document as meaning a security association between two TLSTM instances. State information for the sessions are maintained in each TLSTM implementation and this information is created and destroyed as sessions are opened and closed. A "broken" session (one side up and one side down) can result if one side of a session is brought down abruptly (i.e., reboot, power outage, etc.). Whenever possible, implementations SHOULD provide graceful session termination through the use of TLS disconnect messages. Implementations SHOULD also have a system in place for detecting "broken" sessions through the use of heartbeats [HEARTBEAT] or other detection mechanisms.

Implementations SHOULD limit the lifetime of established sessions depending on the algorithms used for generation of the master session secret, the privacy and integrity algorithms used to protect messages, the environment of the session, the amount of data transferred, and the sensitivity of the data.

Notification Receiver Credential Selection

When an SNMP engine needs to establish an outgoing session for notifications, the snmpTargetParamsTable includes an entry for the snmpTargetParamsSecurityName of the target. Servers that wish to support multiple principals at a particular port SHOULD make use of the Server Name Indication extension defined in Section 3.1 of RFC4366. Without the Server Name Indication the receiving SNMP engine (server) will not know which (D)TLS certificate to offer to the client so that the tmSecurityName identity-authentication will be successful.

Another solution is to maintain a one-to-one mapping between certificates and incoming ports for notification receivers. This can be handled at the notification originator by configuring the snmpTargetAddrTable (snmpTargetAddrTDomain and snmpTargetAddrTAddress) and requiring the receiving SNMP engine to monitor multiple incoming static ports based on which principals are capable of receiving notifications.

Implementations MAY also choose to designate a single Notification Receiver Principal to receive all incoming notifications or select an

implementation specific method of selecting a server certificate to present to clients.

contextEngineID Discovery

SNMPv3 requires that an application know the identifier (snmpEngineID) of the remote SNMP protocol engine in order to retrieve or manipulate objects maintained on the remote SNMP entity.

RFC5343 introduces a well-known localEngineID and a discovery mechanism that can be used to learn the snmpEngineID of a remote SNMP protocol engine. Implementations are RECOMMENDED to support and use the contextEngineID discovery mechanism defined in RFC5343.

Transport Considerations

This document defines how SNMP messages can be transmitted over the TLS- and DTLS-based protocols. Each of these protocols is additionally based on other transports (TCP and UDP). These two base protocols also have operational considerations that must be taken into consideration when selecting a (D)TLS-based protocol to use such as its performance in degraded or limited networks. It is beyond the scope of this document to summarize the characteristics of these transport mechanisms. Please refer to the base protocol documents for details on messaging considerations with respect to MTU size, fragmentation, performance in lossy networks, etc.

Security Considerations

This document describes a transport model that permits SNMP to utilize (D)TLS security services. The security threats and how the (D)TLS transport model mitigates these threats are covered in detail throughout this document. Security considerations for DTLS are covered in RFC4347 and security considerations for TLS are described in Section 11 and Appendices D, E, and F of TLS 1.2 RFC5246. When run over a connectionless transport such as UDP, DTLS is more vulnerable to denial-of-service attacks from spoofed IP addresses; see Section 4.2 for details how the cookie exchange is used to address this issue.

Certificates, Authentication, and Authorization

Implementations are responsible for providing a security certificate installation and configuration mechanism. Implementations SHOULD support certificate revocation lists.

(D)TLS provides for authentication of the identity of both the (D)TLS server and the (D)TLS client. Access to MIB objects for the

authenticated principal MUST be enforced by an access control subsystem (e.g., the VACM).

Authentication of the command generator principal's identity is important for use with the SNMP access control subsystem to ensure that only authorized principals have access to potentially sensitive data. The authenticated identity of the command generator principal's certificate is mapped to an SNMP model-independent securityName for use with SNMP access control.

The (D)TLS handshake only provides assurance that the certificate of the authenticated identity has been signed by a configured accepted Certification Authority. (D)TLS has no way to further authorize or reject access based on the authenticated identity. An Access Control Model (such as the VACM) provides access control and authorization of a command generator's requests to a command responder and a notification receiver's authorization to receive Notifications from a notification originator. However, to avoid man-in-the-middle attacks, both ends of the (D)TLS-based connection MUST check the certificate presented by the other side against what was expected. For example, command generators must check that the command responder presented and authenticated itself with an X.509 certificate that was expected. Not doing so would allow an impostor, at a minimum, to present false data, receive sensitive information, and/or provide a false belief that configuration was actually received and acted upon. Authenticating and verifying the identity of the (D)TLS server and the (D)TLS client for all operations ensures the authenticity of the SNMP engine that provides MIB data.

The instructions found in the DESCRIPTION clause of the snmpTlstmCertToTSNTable object must be followed exactly. It is also important that the rows of the table be searched in prioritized order starting with the row containing the lowest numbered snmpTlstmCertToTSNID value.

(D)TLS Security Considerations

This section discusses security considerations specific to the usage of (D)TLS.

TLS Version Requirements

Implementations of TLS typically support multiple versions of the Transport Layer Security protocol as well as the older Secure Sockets Layer (SSL) protocol. Because of known security vulnerabilities, TLSTM clients and servers MUST NOT request, offer, or use SSL 2.0. See Appendix E.2 of RFC5246 for further details.

Perfect Forward Secrecy

The use of Perfect Forward Secrecy is RECOMMENDED and can be provided by (D)TLS with appropriately selected cipher_suites, as discussed in Appendix F of RFC5246.

Use with SNMPv1/SNMPv2c Messages

The SNMPv1 and SNMPv2c message processing described in RFC3584 (BCP 74) always selects the SNMPv1 or SNMPv2c Security Models, respectively. Both of these and the User-based Security Model typically used with SNMPv3 derive the securityName and securityLevel from the SNMP message received, even when the message was received over a secure transport. Access control decisions are therefore made based on the contents of the SNMP message, rather than using the authenticated identity and securityLevel provided by the TLS Transport Model. It is RECOMMENDED that only SNMPv3 messages using the Transport Security Model (TSM) or another secure-transport aware security model be sent over the TLSTM transport.

Using a non-transport-aware Security Model with a secure Transport Model is NOT RECOMMENDED. See RFC5590, Section 7.1 for additional details on the coexistence of security-aware transports and non- transport-aware security models.

MIB Module Security

There are a number of management objects defined in this MIB module with a MAX-ACCESS clause of read-write and/or read-create. Such objects may be considered sensitive or vulnerable in some network environments. The support for SET operations in a non-secure environment without proper protection can have a negative effect on network operations. These are the tables and objects and their sensitivity/vulnerability:

o The snmpTlstmParamsTable can be used to change the outgoing X.509

  certificate used to establish a (D)TLS connection.  Modifications
  to objects in this table need to be adequately authenticated since
  modifying the values in this table will have profound impacts to
  the security of outbound connections from the device.  Since
  knowledge of authorization rules and certificate usage mechanisms
  may be considered sensitive, protection from disclosure of the
  SNMP traffic via encryption is also highly recommended.

o The snmpTlstmAddrTable can be used to change the expectations of

  the certificates presented by a remote (D)TLS server.
  Modifications to objects in this table need to be adequately
  authenticated since modifying the values in this table will have
  profound impacts to the security of outbound connections from the
  device.  Since knowledge of authorization rules and certificate
  usage mechanisms may be considered sensitive, protection from
  disclosure of the SNMP traffic via encryption is also highly
  recommended.

o The snmpTlstmCertToTSNTable is used to specify the mapping of

  incoming X.509 certificates to tmSecurityNames, which eventually
  get mapped to an SNMPv3 securityName.  Modifications to objects in
  this table need to be adequately authenticated since modifying the
  values in this table will have profound impacts to the security of
  incoming connections to the device.  Since knowledge of
  authorization rules and certificate usage mechanisms may be
  considered sensitive, protection from disclosure of the SNMP
  traffic via encryption is also highly recommended.  When this
  table contains a significant number of rows it may affect the
  system performance when accepting new (D)TLS connections.

Some of the readable objects in this MIB module (i.e., objects with a MAX-ACCESS other than not-accessible) may be considered sensitive or vulnerable in some network environments. It is thus important to control even GET and/or NOTIFY access to these objects and possibly to even encrypt the values of these objects when sending them over the network via SNMP. These are the tables and objects and their sensitivity/vulnerability:

o This MIB contains a collection of counters that monitor the (D)TLS

  connections being established with a device.  Since knowledge of
  connection and certificate usage mechanisms may be considered
  sensitive, protection from disclosure of the SNMP traffic via
  encryption is highly recommended.

SNMP versions prior to SNMPv3 did not include adequate security. Even if the network itself is secure (for example, by using IPsec), even then, there is no control as to who on the secure network is allowed to access and GET/SET (read/change/create/delete) the objects in this MIB module.

It is RECOMMENDED that implementers consider the security features as provided by the SNMPv3 framework (see RFC3410, Section 8), including full support for the SNMPv3 cryptographic mechanisms (for authentication and privacy).

Further, deployment of SNMP versions prior to SNMPv3 is NOT RECOMMENDED. Instead, it is RECOMMENDED to deploy SNMPv3 and to enable cryptographic security. It is then a customer/operator responsibility to ensure that the SNMP entity giving access to an instance of this MIB module is properly configured to give access to

the objects only to those principals (users) that have legitimate rights to indeed GET or SET (change/create/delete) them.

10. IANA Considerations

IANA has assigned:

1. Two TCP/UDP port numbers from the "Registered Ports" range of the

   Port Numbers registry, with the following keywords:
 Keyword         Decimal      Description       References
 -------         -------      -----------       ----------
 snmptls         10161/tcp    SNMP-TLS          RFC6353
 snmpdtls        10161/udp    SNMP-DTLS         RFC6353
 snmptls-trap    10162/tcp    SNMP-Trap-TLS     RFC6353
 snmpdtls-trap   10162/udp    SNMP-Trap-DTLS    RFC6353

These are the default ports for receipt of SNMP command messages (snmptls and snmpdtls) and SNMP notification messages (snmptls-trap and snmpdtls-trap) over a TLS Transport Model as defined in this document.

2. An SMI number (8) under snmpDomains for the snmpTLSTCPDomain

   object identifier

3. An SMI number (9) under snmpDomains for the snmpDTLSUDPDomain

   object identifier

4. An SMI number (198) under mib-2, for the MIB module in this

   document

5. "tls" as the corresponding prefix for the snmpTLSTCPDomain in the

   SNMP Transport Domains registry

6. "dtls" as the corresponding prefix for the snmpDTLSUDPDomain in

   the SNMP Transport Domains registry

11. Acknowledgements

This document closely follows and copies the Secure Shell Transport Model for SNMP documented by David Harrington and Joseph Salowey in RFC5592.

This document was reviewed by the following people who helped provide useful comments (in alphabetical order): Andy Donati, Pasi Eronen, David Harrington, Jeffrey Hutzelman, Alan Luchuk, Michael Peck, Tom Petch, Randy Presuhn, Ray Purvis, Peter Saint-Andre, Joseph Salowey, Juergen Schoenwaelder, Dave Shield, and Robert Story.

This work was supported in part by the United States Department of Defense. Large portions of this document are based on work by General Dynamics C4 Systems and the following individuals: Brian Baril, Kim Bryant, Dana Deluca, Dan Hanson, Tim Huemiller, John Holzhauer, Colin Hoogeboom, Dave Kornbau, Chris Knaian, Dan Knaul, Charles Limoges, Steve Moccaldi, Gerardo Orlando, and Brandon Yip.

12. References

12.1. Normative References

RFC1123 Braden, R., "Requirements for Internet Hosts -

            Application and Support", STD 3, RFC 1123, October 1989.

RFC2119 Bradner, S., "Key words for use in RFCs to Indicate

            Requirement Levels", BCP 14, RFC 2119, March 1997.

RFC2578 McCloghrie, K., Ed., Perkins, D., Ed., and J.

            Schoenwaelder, Ed., "Structure of Management Information
            Version 2 (SMIv2)", STD 58, RFC 2578, April 1999.

RFC2579 McCloghrie, K., Ed., Perkins, D., Ed., and J.

            Schoenwaelder, Ed., "Textual Conventions for SMIv2",
            STD 58, RFC 2579, April 1999.

RFC2580 McCloghrie, K., Perkins, D., and J. Schoenwaelder,

            "Conformance Statements for SMIv2", STD 58, RFC 2580,
            April 1999.

RFC3411 Harrington, D., Presuhn, R., and B. Wijnen, "An

            Architecture for Describing Simple Network Management
            Protocol (SNMP) Management Frameworks", STD 62,
            RFC 3411, December 2002.

RFC3413 Levi, D., Meyer, P., and B. Stewart, "Simple Network

            Management Protocol (SNMP) Applications", STD 62,
            RFC 3413, December 2002.

RFC3414 Blumenthal, U. and B. Wijnen, "User-based Security Model

            (USM) for version 3 of the Simple Network Management
            Protocol (SNMPv3)", STD 62, RFC 3414, December 2002.

RFC3415 Wijnen, B., Presuhn, R., and K. McCloghrie, "View-based

            Access Control Model (VACM) for the Simple Network
            Management Protocol (SNMP)", STD 62, RFC 3415,
            December 2002.

RFC3418 Presuhn, R., "Management Information Base (MIB) for the

            Simple Network Management Protocol (SNMP)", STD 62,
            RFC 3418, December 2002.

RFC3584 Frye, R., Levi, D., Routhier, S., and B. Wijnen,

            "Coexistence between Version 1, Version 2, and Version 3
            of the Internet-standard Network Management Framework",
            BCP 74, RFC 3584, August 2003.

RFC4347 Rescorla, E. and N. Modadugu, "Datagram Transport Layer

            Security", RFC 4347, April 2006.

RFC4366 Blake-Wilson, S., Nystrom, M., Hopwood, D., Mikkelsen,

            J., and T. Wright, "Transport Layer Security (TLS)
            Extensions", RFC 4366, April 2006.

RFC5246 Dierks, T. and E. Rescorla, "The Transport Layer

            Security (TLS) Protocol Version 1.2", RFC 5246,
            August 2008.

RFC5280 Cooper, D., Santesson, S., Farrell, S., Boeyen, S.,

            Housley, R., and W. Polk, "Internet X.509 Public Key
            Infrastructure Certificate and Certificate Revocation
            List (CRL) Profile", RFC 5280, May 2008.

RFC5590 Harrington, D. and J. Schoenwaelder, "Transport

            Subsystem for the Simple Network Management Protocol
            (SNMP)", RFC 5590, June 2009.

RFC5591 Harrington, D. and W. Hardaker, "Transport Security

            Model for the Simple Network Management Protocol
            (SNMP)", RFC 5591, June 2009.

RFC5952 Kawamura, S. and M. Kawashima, "A Recommendation for

            IPv6 Address Text Representation", RFC 5952,
            August 2010.

12.2. Informative References

[HEARTBEAT] Seggelmann, R., Tuexen, M., and M. Williams, "Transport

            Layer Security (TLS) and Datagram Transport Layer
            Security (DTLS) Heartbeat Extension", Work in Progress,
            July 2011.

RFC3410 Case, J., Mundy, R., Partain, D., and B. Stewart,

            "Introduction and Applicability Statements for Internet-
            Standard Management Framework", RFC 3410, December 2002.

RFC5343 Schoenwaelder, J., "Simple Network Management Protocol

            (SNMP) Context EngineID Discovery", RFC 5343,
            September 2008.

RFC5592 Harrington, D., Salowey, J., and W. Hardaker, "Secure

            Shell Transport Model for the Simple Network Management
            Protocol (SNMP)", RFC 5592, June 2009.

RFC5890 Klensin, J., "Internationalized Domain Names for

            Applications (IDNA): Definitions and Document
            Framework", RFC 5890, August 2010.

RFC5953 Hardaker, W., "Transport Layer Security (TLS) Transport

            Model for the Simple Network Management Protocol
            (SNMP)", RFC 5953, August 2010.

Appendix A. Target and Notification Configuration Example

The following sections describe example configuration for the SNMP- TLS-TM-MIB, the SNMP-TARGET-MIB, the NOTIFICATION-MIB, and the SNMP- VIEW-BASED-ACM-MIB.

A.1. Configuring a Notification Originator

The following row adds the "Joe Cool" user to the "administrators" group:

   vacmSecurityModel              = 4 (TSM)
   vacmSecurityName               = "Joe Cool"
   vacmGroupName                  = "administrators"
   vacmSecurityToGroupStorageType = 3 (nonVolatile)
   vacmSecurityToGroupStatus      = 4 (createAndGo)

The following row configures the snmpTlstmAddrTable to use certificate path validation and to require the remote notification receiver to present a certificate for the "server.example.org" identity.

   snmpTargetAddrName             =  "toNRAddr"
   snmpTlstmAddrServerFingerprint =  ""
   snmpTlstmAddrServerIdentity    =  "server.example.org"
   snmpTlstmAddrStorageType       =  3         (nonVolatile)
   snmpTlstmAddrRowStatus         =  4         (createAndGo)

The following row configures the snmpTargetAddrTable to send notifications using TLS/TCP to the snmptls-trap port at 192.0.2.1:

   snmpTargetAddrName              = "toNRAddr"
   snmpTargetAddrTDomain           = snmpTLSTCPDomain
   snmpTargetAddrTAddress          = "192.0.2.1:10162"
   snmpTargetAddrTimeout           = 1500
   snmpTargetAddrRetryCount        = 3
   snmpTargetAddrTagList           = "toNRTag"
   snmpTargetAddrParams            = "toNR"     (MUST match below)
   snmpTargetAddrStorageType       = 3          (nonVolatile)
   snmpTargetAddrRowStatus         = 4          (createAndGo)

The following row configures the snmpTargetParamsTable to send the notifications to "Joe Cool", using authPriv SNMPv3 notifications through the TransportSecurityModel RFC5591:

   snmpTargetParamsName            = "toNR"     (must match above)
   snmpTargetParamsMPModel         = 3 (SNMPv3)
   snmpTargetParamsSecurityModel   = 4 (TransportSecurityModel)
   snmpTargetParamsSecurityName    = "Joe Cool"
   snmpTargetParamsSecurityLevel   = 3          (authPriv)
   snmpTargetParamsStorageType     = 3          (nonVolatile)
   snmpTargetParamsRowStatus       = 4          (createAndGo)

A.2. Configuring TLSTM to Utilize a Simple Derivation of tmSecurityName

The following row configures the snmpTlstmCertToTSNTable to map a validated client certificate, referenced by the client's public X.509 hash fingerprint, to a tmSecurityName using the subjectAltName component of the certificate.

   snmpTlstmCertToTSNID          = 1
                                   (chosen by ordering preference)
   snmpTlstmCertToTSNFingerprint = HASH (appropriate fingerprint)
   snmpTlstmCertToTSNMapType     = snmpTlstmCertSANAny
   snmpTlstmCertToTSNData        = ""  (not used)
   snmpTlstmCertToTSNStorageType = 3   (nonVolatile)
   snmpTlstmCertToTSNRowStatus   = 4   (createAndGo)

This type of configuration should only be used when the naming conventions of the (possibly multiple) Certification Authorities are well understood, so two different principals cannot inadvertently be identified by the same derived tmSecurityName.

A.3. Configuring TLSTM to Utilize Table-Driven Certificate Mapping

The following row configures the snmpTlstmCertToTSNTable to map a validated client certificate, referenced by the client's public X.509 hash fingerprint, to the directly specified tmSecurityName of "Joe Cool".

   snmpTlstmCertToTSNID           = 2
                                    (chosen by ordering preference)
   snmpTlstmCertToTSNFingerprint  = HASH (appropriate fingerprint)
   snmpTlstmCertToTSNMapType      = snmpTlstmCertSpecified
   snmpTlstmCertToTSNSecurityName = "Joe Cool"
   snmpTlstmCertToTSNStorageType  = 3  (nonVolatile)
   snmpTlstmCertToTSNRowStatus    = 4  (createAndGo)

Author's Address

Wes Hardaker SPARTA, Inc. P.O. Box 382 Davis, CA 95617 USA

Phone: +1 530 792 1913 EMail: [email protected]