RFC7406

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Internet Engineering Task Force (IETF) H. Schulzrinne Request for Comments: 7406 Columbia University Category: Informational S. McCann ISSN: 2070-1721 BlackBerry Ltd

                                                            G. Bajko
                                                            MediaTek
                                                       H. Tschofenig
                                                      D. Kroeselberg
                                        Siemens Corporate Technology
                                                       December 2014

Extensions to the Emergency Services Architecture for Dealing With

            Unauthenticated and Unauthorized Devices

Abstract

This document provides a problem statement, introduces terminology, and describes an extension for the base IETF emergency services architecture to address cases where an emergency caller is not authenticated, has no identifiable service provider, or has no remaining credit with which to pay for access to the network.

Status of This Memo

This document is not an Internet Standards Track specification; it is published for informational purposes.

This document is a product of the Internet Engineering Task Force (IETF). It represents the consensus of the IETF community. It has received public review and has been approved for publication by the Internet Engineering Steering Group (IESG). Not all documents approved by the IESG are a candidate for any level of Internet Standard; see Section 2 of RFC 5741.

Information about the current status of this document, any errata, and how to provide feedback on it may be obtained at http://www.rfc-editor.org/info/rfc7406.

Copyright Notice

Copyright (c) 2014 IETF Trust and the persons identified as the document authors. All rights reserved.

This document is subject to BCP 78 and the IETF Trust's Legal Provisions Relating to IETF Documents (http://trustee.ietf.org/license-info) in effect on the date of publication of this document. Please review these documents carefully, as they describe your rights and restrictions with respect to this document. Code Components extracted from this document must include Simplified BSD License text as described in Section 4.e of the Trust Legal Provisions and are provided without warranty as described in the Simplified BSD License.

   5.1.3.  Location Determination and Location Configuration . .  15
   5.2.2.  Location Determination and Location Configuration . .  16

Introduction

Summoning police, the fire department, or an ambulance in emergencies is one of the fundamental and most-valued functions of the telephone. As telephony functionality moves from circuit-switched telephony to Internet telephony, its users rightfully expect that this core functionality will continue to work at least as well as it has for the older technology. New devices and services are being made available that could be used to make a request for help; those devices are not traditional telephones, and users are increasingly expecting them to be able to place emergency calls.

Roughly speaking, the IETF emergency services architecture (see RFC6881 and RFC6443) divides responsibility for handling emergency calls among the access network (Internet Access Provider (IAP) or ISP); the application service provider (ASP), which may be a VoIP service provider (VSP); and the provider of emergency signaling services, the emergency service network (ESN). The access network may provide location information to end systems but does not have to provide any ASP signaling functionality. The emergency caller can reach the ESN either directly or through the ASP's outbound proxy. Any of the three parties can provide the mapping from location to the Public Safety Answering Point (PSAP) URI by offering Location-to- Service Translation (LoST) RFC5222 services.

In general, a set of automated configuration mechanisms allows a device to function in a variety of architectures, without the user being aware of the details on who provides location, mapping services, or call-routing services. However, if emergency calling is to be supported when the calling device lacks access network authorization or does not have an ASP, one or more of the providers may need to provide additional services and functions.

In all cases, the end device has to be able to perform a LoST lookup and otherwise conduct the emergency call in the same manner as when the three exceptional conditions discussed below do not apply.

We distinguish among three conditions:

No Access Authentication (NAA): In the NAA case, the emergency

  caller does not posses valid credentials for the access network.
  This includes the case where the access network allows
  pay-per-use, as is common for wireless hotspots, but there is
  insufficient time to enter credit card details and other
  registration information required for access.  It also covers all
  cases where either no credentials are available at all or the
  available credentials do not work for the given IAP/ISP.  As a
  result, the NAA case basically combines the No ASP (NASP) and
  zero-balance ASP (ZBP) cases below, but at the IAP/ISP level.
  Support for emergency call handling in the NAA case is subject to
  the local policy of the ISP.  Such policy may vary substantially
  between ISPs and typically depends on external factors that are
  not under the ISP control.

No ASP (NASP): The caller does not have an ASP at the time of the

  call.  This can occur in case the caller either does not possess
  any valid subscription for a reachable ASP or does possess a valid
  subscription but none of the ASPs are reachable through the ISP.
  Note: The interoperability need is increased with this scenario
  since the client software used by the emergency caller must be
  compatible with the protocols and extensions deployed by the ESN.

Zero-balance ASP (ZBP): In the case of a zero-balance ASP, the ASP

  can authenticate the caller, but the caller is not authorized to
  use ASP services, e.g., because the contract has expired or the
  prepaid account for the customer has been depleted.

These three cases are not mutually exclusive. A caller in need of help may, for example, be both in an NAA and NASP situation, as explained in more detail in Figure 1. Depending on local policy and regulations, it may not be possible to place emergency calls in the NAA case. Unless local regulations require user identification, it should always be possible to place calls in the NASP case, with minimal impact on the ISP. Unless the ESN requires that all calls traverse a known set of Voice Service Providers (VSPs), it is technically possible to let a caller place an emergency call in the ZBP case. We discuss each case in more detail in Section 3.

Some of the functionality provided in this document is already available in the Public Switched Telephone Network (PSTN). Consequently, there is real-world experience available and not all of it is positive. For example, the functionality of calls without Subscriber Identity Modules (SIMs) in today's cellular system has lead to a fair amount of hoax or test calls in certain countries.

This causes overload situations at PSAPs, which is considered harmful to the overall availability and reliability of emergency services.

  As an example, the Federal Office of Communications (OFCOM,
  Switzerland) provided statistics about emergency (112) calls in
  Switzerland from Jan. 1997 to Nov. 2001.  Switzerland did not
  offer SIM-less emergency calls except for almost a month in July
  2000 where a significant increase in hoax and test calls was
  reported.  As a consequence, the functionality was disabled again.
  More details can be found in the panel presentations of the 3rd
  Standards Development Organization (SDO) Emergency Services
  Workshop [esw07].

Terminology

In this document, the key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" are to be interpreted as described in RFC2119.

This document reuses terminology from RFC5687 and RFC5012, namely Internet Access Provider (IAP), Internet Service Provider (ISP), Application Service Provider (ASP), Voice Service Provider (VSP), Emergency Service Routing Proxy (ESRP), Public Safety Answering Point (PSAP), Location Configuration Server (LCS), (emergency) service dial string, and (emergency) service identifier.

Use-Case Categories

An end host needs to perform the following steps if it is not attached to the network and the user is starting to place an emergency call:

Link-Layer Attachment: Some networks have added support for

  unauthenticated emergency access while others have advertised
  these capabilities using layer beacons (multicast or broadcast
  announcements).  The end host learns about these unauthenticated
  emergency services capabilities from either the link layer type or
  advertisement.
  The end host uses the link-layer-specific network attachment
  procedures defined for unauthenticated network access in order to
  get access to the network.

Pre-emergency Service Configuration: When the link-layer network

  attachment procedure is completed, the end host learns basic
  configuration information using DHCP from the ISP.  The end host
  uses a Location Configuration Protocol (LCP) to retrieve location
  information.  Subsequently, the LoST protocol RFC5222 is used to
  learn the relevant emergency numbers and to obtain the PSAP URI
  applicable for that location.

Emergency Call: In case of the need for help, a user dials an

  emergency number and the SIP User Agent (UA) initiates the
  emergency call procedures by communicating with the PSAP.

Figure 1 compiles the basic logic taking place during network entry for requesting an emergency service and shows the interrelation between the three conditions described earlier.

                     +-----Y
                     |Start|
                        |
                        | Are credentials
                        | for network attachment
                        | available?
                        |
           NO           v         YES
         +----------------------------+
         |                            |
         |                            |
         V                            v
    | Idle: Wait |               |Execute       |
    | for ES Call|               |LLA Procedures|
    | Initiation |               "--------------'
    "------------'                    |
Is        |               +---------->O
emergency |               |           | Is ASP
service   | NO +-----Y    |           | configured?
network   +--->| End |    |           +---------------+
possible? |               |           |               |
          v               |           v               v
    +------------+        |     +------------+    +------------+
    | Execute    |        |     | Execute    |    | Execute    |
    | NAA        |--------+     | Phone BCP  |    | NASP       |
    | Procedures |              | Procedures |    | Procedures |
    +------------+              +------------+    +------------+
                     Authorization for|                |
                        making an     |                |
                     emergency call   |                |
                     with the ASP/VSP?|                |
                       +--------------+                v
                       | NO           | YES         +-----Y
                       |              |             | Done|
                +------------+  +------------+
                | Execute    |  | Execute    |
                | ZBP        |  | Phone BCP  |
                | Procedures |  | Procedures |
                +------------+  +------------+
                       |              |
                       |              |
                       v              v
                    +-----Y        +-----Y
                    | Done|        | Done|

Abbreviations:

 LLA: Link-Layer Attachment
 ES: Emergency Services
       Figure 1: Flow Diagram: NAA, ZBP, and NSAP Scenarios

The diagrams below highlight the most important steps for the three cases.

           +-----Y
           |Start|
              |
              | No
              | credentials
              | for network access
              | available
              v
        | Idle: Wait |
        | for ES Call|
        | Initiation |
        "------------'
              |
              |
              |
              v
              --
            //  --
           /      --
         //  Is     --
        /  emergency  --
        |  service     |  NO   +--------+
        |  network     |------>| Call   |
        |  attachment  |         Failed |
         \           //
          \\       //
            \    //
             \--/
              |
              | YES
              |
              |
              v
        +------------+
        | Execute    |
        | NAA        |
        | Procedures |
        +------------+
              |
              | Network
              | attachment
              | in progress
              v
            /--\  Continue
           |    | with
           |    | application-layer
            \--/  interaction
               Figure 2: Flow Diagram: NAA Scenario
                    +-----+
       +------------|Start|-----------------+
       v                                    v
 +------------+                     +----------------+
 | NAA        |                     | Regular        |
 | Procedures |                     | Network Access |
 +------------+                     | Procedures     |
       |                            +----------------+
       |                                    |
       |                                    |
       ----------------o--------------------+
                       |
                       |
                       |
                       |
                   Network
                   Attachment
                   Completed
                       |
                       |
                       |
                       |
                       v
                 +------------+      +---------+
                 | ASP        |  NO  | See     |
                 | Configured?|----->| main    |
                 +------------+      | diagram |
                       |
                       | YES
                       |
                       v
                    //----
                   /      --
                 //         --
                /              -       +---------+
                | Authorization|  YES  | See     |
                | for making   |------>| main    |
                |   ES call    |       | diagram |
                 \  VSP/ASP? //
                  \\       //
                    \    //
                     \--/
                       |
                       | NO
                       |
                       |
                       v
                 +------------+
                 | Execute    |
                 | ZBP        |
                 | Procedures |
                 +------------+
                       |
                       | Call
                       | in progress
                       |
                       v
                   +--------+
                   | Call   |
                     Success|
               Figure 3: Flow Diagram: ZBP Scenario
                          +-----+
             +------------|Start|-----------------+
             v                                    v
       +------------+                     +----------------+
       | NAA        |                     | Regular        |
       | Procedures |                     | Network Access |
       +------------+                     | Procedures     |
             |                            +----------------+
             |                                    |
             |                                    |
             ----------------o--------------------+
                             |
                             |
                             |
                             |
                         Network
                         Attachment
                         Completed
                             |
                             |
                             |
                             |
                             v
                       +------------+      +---------+
                       | ASP        |  YES | See     |
                       | Configured?|----->| main    |
                       +------------+      | diagram |
                             |
                             | NO
                             |
                             v
                       +------------+
                       | Execute    |
                       | NASP       |
                       | Procedures |
                       +------------+
                             |
                             | Call
                             | in progress
                             |
                             v
                         +--------+
                         | Call   |
                         | Success|
               Figure 4: Flow Diagram: NASP Scenario

The NAA procedures are described in Section 6. The ZBP procedures are described in Section 4. The NASP procedures are described in Section 5. The Phone BCP procedures are described in RFC6881. The LLA procedures are not described in this document since they are specific to the link-layer technology in use.

ZBP Considerations

ZBP includes all cases where a subscriber is known to an ASP but lacks the necessary authorization to access regular ASP services. Example ZBP cases include empty prepaid accounts, barred accounts, roaming and mobility restrictions, or any other conditions set by ASP policy.

Local regulation might demand that emergency calls cannot proceed without successful service authorization. In some regulatory regimes, however, it may be possible to allow emergency calls to continue despite authorization failures. To distinguish an emergency call from a regular call, an ASP can identify emergency sessions by inspecting the service URN RFC5031 used in call setup. The ZBP case, therefore, only affects the ASP.

Permitting a call despite authorization failures could present an opportunity for abuse. The ASP may choose to verify the destination of the emergency calls and to only permit calls to certain, preconfigured entities (e.g., to local PSAPs). Section 7 discusses this topic in more detail.

An ASP without a regulatory requirement to authorize emergency calls can deny emergency call setup. Where an ASP does not authorize an emergency call, the caller may be able to fall back to NASP procedures.

NASP Considerations

To start the description, we consider the sequence of steps that are executed in an emergency call based on Figure 5.

o As an initial step, the devices attach to the network as shown in

  step (1).  This step is outside the scope of this section.

o When the link-layer network attachment procedure is completed, the

  end host learns basic IP configuration information using DHCP from
  the ISP, as shown in step (2).

o When the end host has configured the IP address, it starts an

  interaction with the discovered LCS at the ISP, as shown in step
  (3).  In certain deployments, the ISP may need to interact with
  the IAP.  This protocol exchange is shown in step (4).

o Once location information is obtained, the end host triggers the

  LoST protocol to obtain the address of the ESRP/PSAP.  This is
  shown in step (5).

o In step (6), the SIP UA initiates a SIP INVITE request towards the

  indicated ESRP.  The INVITE message contains all the necessary
  parameters required by Section 5.1.5.

o The ESRP receives the INVITE and processes it according to the

  description in Section 5.3.3.

o The ESRP routes the call to the PSAP, as shown in step (8),

  potentially interacting with a LoST server first to determine the
  route.

o The PSAP evaluates the initial INVITE and aims to complete the

  call setup.

o Finally, when the call setup is completed, media traffic can be

  exchanged between the PSAP and the SIP UA.

For brevity, the end-to-end SIP and media exchange between the PSAP and SIP UA are not shown in Figure 5.

                              +-------+
                              | PSAP  |
                              |       |
                              +-------+
                                  ^
                                  | (8)
                                  |
           +----------+(7) +----------+
           | LoST     |<-->| ESRP     |
           | Server   |    |          |
           +----------+    +----------+
                 ^                ^
+----------------+----------------|--------------+
| ISP            |                |              |
|+----------+    |                |  +----------+|
|| LCS-ISP  | (3)|                |  | DHCP     ||
||          |<-+ |                |  | Server   ||
|+----------+  | |                |  +----------+|
+-------^------+-+----------------|-----------^--+
+-------|------+-+----------------|-----------|--+
| IAP   | (4)  | |(5)             |           |  |
|       V      | |                |           |  |
|+----------+  | |                |           |  |
|| LCS-IAP  |  | |  +--------+    |           |  |
||          |  | |  | Link-  |    |(6)        |  |
|+----------+  | |  | Layer  |    |           |  |
|              | |  | Device |    |        (2)|  |
|              | |  +--------+    |           |  |
|              | |       ^        |           |  |
|              | |       |        |           |  |
+--------------+-|-------|--------|-----------|--+
               | |       |        |           |
               | |    (1)|        |           |
               | |       |        |           |
               | |       |   +----+           |
               | |       v   |                |
               | |  +----------+              |
               | +->| End      |<-------------+
               +___>| Host     |
                    +----------+
                 Figure 5: Architectural Overview

Note: Figure 5 does not indicate who operates the ESRP and the LoST server. Various deployment options exist.

End-Host Profile

LoST Server Discovery

The end host MUST discover a LoST server RFC5222 using DHCP RFC5223 unless a LoST server has been provisioned using other means.

ESRP Discovery

The end host MUST discover the ESRP using the LoST protocol RFC5222 unless a ESRP has been provisioned using other means.

Location Determination and Location Configuration

The end host MUST support location acquisition and the LCPs described in Section 6.5 of RFC6881. The description in Sections 6.5 and 6.6 of RFC6881 regarding the interaction between the device and the Location Information Server (LIS) applies to this document.

The SIP UA in the end host MUST attach available location information in a Presence Information Data Format Location Object (PIDF-LO) RFC4119 when making an emergency call. When constructing the PIDF-LO, the guidelines in the PIDF-LO profile RFC5491 MUST be followed. For civic location information, the format defined in RFC5139 MUST be supported.

Emergency Call Identification

To determine which calls are emergency calls, some entity needs to map a user-entered dial string into this URN scheme. A user may "dial" 1-1-2, 9-1-1, etc., but the call would be sent to urn:service:sos. This mapping SHOULD be performed at the endpoint device.

End hosts MUST use the Service URN mechanism RFC5031 to mark calls as emergency calls for their home emergency dial string.

SIP Emergency Call Signaling

SIP signaling capabilities RFC3261 are REQUIRED for end hosts.

The initial SIP signaling method is an INVITE. The SIP INVITE request MUST be constructed according to the requirements in Section 9.2 of RFC6881.

To enable callbacks, SIP UAs SHOULD place a globally routable URI in a Contact header field.

Media

Endpoints MUST comply with the media requirements for endpoints placing an emergency call as described in Section 14 of RFC6881.

Testing

The description in Section 15 of RFC6881 is fully applicable to this document.

IAP/ISP Profile

ESRP Discovery

An ISP MUST provision a DHCP server with information about LoST servers RFC5223. An ISP operator may choose to deploy a LoST server or to outsource it to other parties.

Location Determination and Location Configuration

The ISP is responsible for location determination and exposes this information to the endpoints via location configuration protocols. The considerations described in RFC6444 are applicable to this document.

The ISP MUST support one of the LCPs described in Section 6.5 of RFC6881. The description in Sections 6.5 and 6.6 of RFC6881 regarding the interaction between the end device and the LIS applies to this document.

The interaction between the LIS at the ISP and the IAP is often proprietary, but the description in [LIS] may be relevant to the reader.

ESRP Profile

Emergency Call Routing

The ESRP continues to route the emergency call to the PSAP responsible for the physical location of the end host. This may require further interactions with LoST servers but depends on the specific deployment.

Emergency Call Identification

The ESRP MUST understand the Service URN mechanism RFC5031 (i.e., the 'urn:service:sos' tree).

SIP Emergency Call Signaling

SIP signaling capabilities RFC3261 are REQUIRED for the ESRP. The ESRP MUST process the messages sent by the client, according to Section 5.1.5.

Furthermore, if a PSAP wants to support NASP calls, then it MUST NOT restrict incoming calls to a particular set of ASPs.

Lower-Layer Considerations for NAA Case

Some networks have added support for unauthenticated emergency access while others have advertised these capabilities using layer beacons. The end host learns about these unauthenticated emergency services capabilities either from the link-layer type or from advertisement.

It is important to highlight that the NAA case is inherently a Layer 2 problem, and the general form of the solution is to provide an "emergency only" access type, with appropriate limits or monitoring to prevent abuse. The described mechanisms are informative in nature since the relationship to the IETF emergency services architecture is only indirect, namely via some protocols developed within the IETF (e.g., EAP and EAP methods) that require extensions to support this functionality.

This section discusses different methods to indicate an emergency service request as part of network attachment. It provides some general considerations and recommendations that are not specific to the access technology.

To perform network attachment and get access to the resources provided by an IAP/ISP, the end host uses access technology-specific network attachment procedures, including, for example, network detection and selection, authentication, and authorization. For initial network attachment of an emergency service requester, the method of how the emergency indication is given to the IAP/ISP is specific to the access technology. However, a number of general approaches can be identified:

Link-layer emergency indication: The end host provides an

  indication, e.g., an emergency parameter or flag, as part of the
  link-layer signaling for initial network attachment.  Examples
  include an emergency bit signaled in the IEEE 802.16-2009 wireless
  link.  In IEEE 802.11 WLAN [IEEE802.11], an emergency support
  indicator allows the station (i.e., end host in this context) to
  download before association to a Network Access Identifier (NAI),
  which it can use to request server-side authentication only for an
  IEEE 802.1X network.

Higher-layer emergency indication: Typically, emergency indication

  is provided in the network access authentication procedure.  The
  emergency caller's end host provides an indication as part of the
  access authentication exchanges.  Authentication via the EAP
  RFC3748 is of particular relevance here.  Examples are the EAP
  NAI decoration used in Worldwide Interoperability for Microwave
  Access (WiMAX) networks and modification of the authentication
  exchange in IEEE 802.11 [nwgstg3].

Link-Layer Emergency Indication

In general, link-layer emergency indications provide good integration into the actual network access procedure regarding the enabling of means to recognize and prioritize an emergency service request from an end host at a very early stage of the network attachment procedure. However, support in end hosts for such methods cannot be considered to be commonly available.

No general recommendations are given in the scope of this memo due to the following reasons:

o Dependency on the specific access technology.

o Dependency on the specific access network architecture. Access

  authorization and policy decisions typically happen at different
  layers of the protocol stack and in different entities than those
  terminating the link-layer signaling.  As a result, link-layer
  indications need to be distributed and translated between the
  different protocol layers and entities involved.  Appropriate
  methods are specific to the actual architecture of the IAP/ISP
  network.

o An advantage of combining emergency indications with the actual

  network attachment procedure performing authentication and
  authorization is the fact that the emergency indication can
  directly be taken into account in the authentication and
  authorization server that owns the policy for granting access to
  the network resources.  As a result, there is no direct dependency
  on the access network architecture that otherwise would need to
  take care of merging link-layer indications into the
  authentication, authorization, and policy decision process.

o EAP signaling happens at a relatively early stage of network

  attachment, so it is likely to match most requirements for
  prioritization of emergency signaling.  However, it does not cover
  early stages of link-layer activity in the network attachment
  process.  Possible conflicts may arise, e.g., in case of filtering
  based on Media Access Control (MAC) in entities terminating link-
  layer signaling in the network (like a base station).  In normal
  operation, EAP-related information will only be recognized in the
  Network Access Server (NAS).  Any entity residing between the end
  host and NAS should not be expected to understand/parse EAP
  messages.

o An emergency indication can be given by forming a specific NAI

  that is used as the identity in EAP-based authentication for
  network entry.

Securing Network Attachment in NAA Cases

For network attachment in NAA cases, it may make sense to secure the link-layer connection between the device and the IAP/ISP. This especially holds for wireless access with examples being access based on IEEE 802.11 or IEEE 802.16. The latter even mandates secured communication across the wireless link for all IAP/ISP networks based on [nwgstg3].

Therefore, for network attachment that is by default based on EAP authentication, it is desirable also for NAA network attachment to use a key-generating EAP method (that provides a Master Session Key (MSK) to the authenticator to bootstrap further key derivation for protecting the wireless link).

To match the above, the following approaches can be identified:

1) Server-Only Authentication:

  The device of the emergency service requester performs an EAP
  method with the IAP/ISP EAP server that performs server-side
  authentication only.  An example for this is EAP-TLS RFC5216.
  This provides a certain level of assurance about the IAP/ISP to
  the device user.  It requires the device to be provisioned with
  appropriate trusted root certificates to be able to verify the
  server certificate of the EAP server (unless this step is
  explicitly skipped in the device in case of an emergency service
  request).  This method is used to provide access of devices
  without existing credentials to an IEEE 802.1X network.  The
  details are incorporated in the IEEE 802.11-2012 specification
  [IEEE802.11].

2) Null Authentication:

  In one case (e.g., WiMAX), an EAP method is performed.  However,
  no credentials specific to either the server or the device or
  subscription are used as part of the authentication exchange.  An
  example for this would be an EAP-TLS exchange using the
  TLS_DH_anon (anonymous) ciphersuite.  Alternatively, a publicly
  available static key for emergency access could be used.  In the
  latter case, the device would need to be provisioned with the
  appropriate emergency key for the IAP/ISP in advance.  In another
  case (e.g., IEEE 802.11), no EAP method is used, so that empty
  frames are transported during the over-the-air IEEE 802.1X
  exchange.  In this case, the authentication state machine
  completes with no cryptographic keys being exchanged.

3) Device Authentication:

  This case extends the server-only authentication case.  If the
  device is configured with a device certificate and the IAP/ISP EAP
  server can rely on a trusted root allowing the EAP server to
  verify the device certificate, at least the device identity (e.g.,
  the MAC address) can be authenticated by the IAP/ISP in NAA cases.
  An example for this is WiMAX devices that are shipped with device
  certificates issued under the global WiMAX device public-key
  infrastructure.  To perform unauthenticated emergency calls, if
  allowed by the IAP/ISP, such devices perform network attachment
  based on EAP-TLS with client authentication based on the device
  certificate.

Security Considerations

The security threats discussed in RFC5069 are applicable to this document.

The NASP and NAA cases introduce new vulnerabilities since the PSAP operator will typically not have any information about the identity of the caller via the signaling path. Today, in countries where this functionality is used for Global System for Mobile Communications (GSM) networks, this has lead to a significant amount of misuse.

In the context of NAA, the IAP and the ISP will probably want to make sure that the claimed emergency caller indeed performs an emergency call rather than using the network for other purposes, and thereby acting fraudulent by skipping any authentication, authorization, and accounting procedures. By restricting access of the unauthenticated emergency caller to the LoST server and the PSAP URI, traffic can be restricted only to emergency calls. This can be accomplished with traffic separation. However, the details, e.g., for using filtering,

depend on the deployed ISP architecture and are beyond the scope of this document.

We only illustrate a possible model. If the ISP runs its own (caching) LoST server, the ISP would maintain an access control list populated with IP-address information obtained from LoST responses (in the mappings). These URIs would either be URIs for contacting further LoST servers or PSAP URIs. It may be necessary to translate domain names returned in LoST responses to IP addresses. Since the media destination addresses are not predictable, the ISP also has to provide a SIP outbound proxy so that it can determine the media addresses and add those to the filter list.

For the ZBP case, the additional aspect of fraud has to be considered. Unless the emergency call traverses a PSTN gateway or the ASP charges for IP-to-IP calls, there is little potential for fraud. If the ASP also operates the LoST server, the outbound proxy MAY restrict outbound calls to the SIP URIs returned by the LoST server. It is NOT RECOMMENDED to rely on a fixed list of SIP URIs, as that list may change.

RFC 6280 RFC6280 discusses security vulnerabilities that are caused by an adversary faking location information and thereby lying about the actual location of the emergency caller. These threats may be less problematic in the context of an unauthenticated emergency when location information can be verified by the ISP to fall within a specific geographical area.

References

Normative References

RFC2119 Bradner, S., "Key words for use in RFCs to Indicate

          Requirement Levels", BCP 14, RFC 2119, March 1997,
          <http://www.rfc-editor.org/info/rfc2119>.

RFC3261 Rosenberg, J., Schulzrinne, H., Camarillo, G., Johnston,

          A., Peterson, J., Sparks, R., Handley, M., and E.
          Schooler, "SIP: Session Initiation Protocol", RFC 3261,
          June 2002, <http://www.rfc-editor.org/info/rfc3261>.

RFC4119 Peterson, J., "A Presence-based GEOPRIV Location Object

          Format", RFC 4119, December 2005,
          <http://www.rfc-editor.org/info/rfc4119>.

RFC5031 Schulzrinne, H., "A Uniform Resource Name (URN) for

          Emergency and Other Well-Known Services", RFC 5031,
          January 2008, <http://www.rfc-editor.org/info/rfc5031>.

RFC5139 Thomson, M. and J. Winterbottom, "Revised Civic Location

          Format for Presence Information Data Format Location
          Object (PIDF-LO)", RFC 5139, February 2008,
          <http://www.rfc-editor.org/info/rfc5139>.

RFC5222 Hardie, T., Newton, A., Schulzrinne, H., and H.

          Tschofenig, "LoST: A Location-to-Service Translation
          Protocol", RFC 5222, August 2008,
          <http://www.rfc-editor.org/info/rfc5222>.

RFC5223 Schulzrinne, H., Polk, J., and H. Tschofenig, "Discovering

          Location-to-Service Translation (LoST) Servers Using the
          Dynamic Host Configuration Protocol (DHCP)", RFC 5223,
          August 2008, <http://www.rfc-editor.org/info/rfc5223>.

RFC5491 Winterbottom, J., Thomson, M., and H. Tschofenig, "GEOPRIV

          Presence Information Data Format Location Object (PIDF-LO)
          Usage Clarification, Considerations, and Recommendations",
          RFC 5491, March 2009,
          <http://www.rfc-editor.org/info/rfc5491>.

RFC6881 Rosen, B. and J. Polk, "Best Current Practice for

          Communications Services in Support of Emergency Calling",
          BCP 181, RFC 6881, March 2013,
          <http://www.rfc-editor.org/info/rfc6881>.

Informative References

[IEEE802.11]

          IEEE, "IEEE Standard for Information Technology -
          Telecommunications and information exchange between
          systems - Local and metropolitan area networks - Specific
          requirements Part 11: Wireless LAN Medium Access Control
          (MAC) and Physical Layer (PHY) Specifications", IEEE Std
          802.11-2012, March 2012,
          <http://standards.ieee.org/about/get/802/802.11.html>.

[LIS] Winterbottom, J. and S. Norreys, "LIS to LIS Protocol

          Requirements", Work in Progress, draft-winterbottom-
          geopriv-lis2lis-req-01, November 2007.

RFC3748 Aboba, B., Blunk, L., Vollbrecht, J., Carlson, J., and H.

          Levkowetz, "Extensible Authentication Protocol (EAP)", RFC
          3748, June 2004, <http://www.rfc-editor.org/info/rfc3748>.

RFC5012 Schulzrinne, H. and R. Marshall, "Requirements for

          Emergency Context Resolution with Internet Technologies",
          RFC 5012, January 2008,
          <http://www.rfc-editor.org/info/rfc5012>.

RFC5069 Taylor, T., Tschofenig, H., Schulzrinne, H., and M.

          Shanmugam, "Security Threats and Requirements for
          Emergency Call Marking and Mapping", RFC 5069, January
          2008, <http://www.rfc-editor.org/info/rfc5069>.

RFC5216 Simon, D., Aboba, B., and R. Hurst, "The EAP-TLS

          Authentication Protocol", RFC 5216, March 2008,
          <http://www.rfc-editor.org/info/rfc5216>.

RFC5687 Tschofenig, H. and H. Schulzrinne, "GEOPRIV Layer 7

          Location Configuration Protocol: Problem Statement and
          Requirements", RFC 5687, March 2010,
          <http://www.rfc-editor.org/info/rfc5687>.

RFC6280 Barnes, R., Lepinski, M., Cooper, A., Morris, J.,

          Tschofenig, H., and H. Schulzrinne, "An Architecture for
          Location and Location Privacy in Internet Applications",
          BCP 160, RFC 6280, July 2011,
          <http://www.rfc-editor.org/info/rfc6280>.

RFC6443 Rosen, B., Schulzrinne, H., Polk, J., and A. Newton,

          "Framework for Emergency Calling Using Internet
          Multimedia", RFC 6443, December 2011,
          <http://www.rfc-editor.org/info/rfc6443>.

RFC6444 Schulzrinne, H., Liess, L., Tschofenig, H., Stark, B., and

          A. Kuett, "Location Hiding: Problem Statement and
          Requirements", RFC 6444, January 2012,
          <http://www.rfc-editor.org/info/rfc6444>.

[esw07] "3rd Standards Development Organziations (SDO) Emergency

          Services Workshop", October 30th - November 1st 2007,
          <http://www.emergency-services-
          coordination.info/2007Nov/>.

[nwgstg3] WiMAX Forum, "WiMAX Forum Network Architecture - Detailed

          Protocols and Procedures Base Specification", Stage-3 WMF-
          T33-001-R022V02, April 2014, <http://resources.wimaxforum.
          org/sites/wimaxforum.org/files/technical_document/2014/05/
          WMF-T33-001-R022v02_Network-Stage3-Base.pdf>.

Acknowledgments

Parts of this document are derived from RFC6881. Participants of the 2nd and 3rd SDO Emergency Services Workshop provided helpful input.

We would like to thank Richard Barnes, Marc Linsner, James Polk, Brian Rosen, and Martin Thomson for their feedback at the IETF#80 Emergency Context Resolution with Internet Technology (ECRIT) meeting.

Furthermore, we would like to thank Martin Thomson and Bernard Aboba for their detailed document review in preparation of the 81st IETF meeting. Alexey Melnikov was the General Area (Gen-Art) reviewer. A number of changes to the document had been made in response to the AD review by Richard Barnes.

Various IESG members provided review comments, including Spencer Dawkins, Stephen Farrell, Joel Jaeggli, Barry Leiba, Ted Lemon, and Pete Resnick.

Authors' Addresses

Henning Schulzrinne Columbia University Department of Computer Science 450 Computer Science Building New York, NY 10027 United States

Phone: +1 212 939 7004 EMail: [email protected] URI: http://www.cs.columbia.edu

Stephen McCann BlackBerry Ltd 200 Bath Road Slough, Berks SL1 3XE United Kingdom

Phone: +44 1753 667099 EMail: [email protected] URI: http://www.blackberry.com

Gabor Bajko MediaTek

EMail: [email protected]

Hannes Tschofenig Hall in Tirol 6060 Austria

EMail: [email protected] URI: http://www.tschofenig.priv.at

Dirk Kroeselberg Siemens Corporate Technology Otto-Hahn-Ring 6 Munich 81739 Germany

EMail: [email protected]